Purchases and Sales Made in Q4 2019 in First Trust Senior Ln Fund (FTSL)

This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2019. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
Feb 13, 2020 Q4 2019	Qube Research & Technologies LTD London, X0	BUY	-	227K New	$10.6M - $10.9M	227K $10.5M
Feb 14, 2020 Q4 2019	Ensign Peak Advisors, Inc Salt Lake City, UT	BUY	-	184K New	$8.64M - $8.84M	184K $8.52M
Feb 03, 2020 Q4 2019	First Trust Advisors LP Wheaton, IL	BUY	-	176K + 76.23%	$8.27M - $8.46M	407K $18.9M
Feb 12, 2020 Q4 2019	Credit Suisse Ag Zurich, V8	BUY	-	135K New	$6.33M - $6.47M	135K $6.24M
Feb 14, 2020 Q4 2019	Flow Traders U.S. LLC New York, NY	BUY	-	131K + 207.87%	$6.14M - $6.28M	194K $8.97M
Feb 14, 2020 Q4 2019	1 North Wealth Services LLC Annapolis, MD	BUY	-	126K New	$5.9M - $6.03M	126K $5.82M
Feb 11, 2020 Q4 2019	Tl Private Wealth	BUY	-	112K New	$5.25M - $5.36M	112K $5.17M
Feb 13, 2020 Q4 2019	Jim Simons Renaissance Technologies LLC \| New York, Ny	BUY	-	106K + 128.68%	$4.96M - $5.07M	188K $8.69M
Feb 13, 2020 Q4 2019	Geo Wealth Management, LLC Chicago, IL	BUY	-	97.5K New	$4.58M - $4.68M	97.5K $4.51M
Feb 07, 2020 Q4 2019	Independent Advisor Alliance	BUY	-	97.1K New	$4.56M - $4.66M	97.1K $4.5M
Jan 29, 2020 Q4 2019	Kovack Advisors, Inc.	BUY	-	95.3K New	$4.47M - $4.57M	95.3K $4.41M
Feb 14, 2020 Q4 2019	Truist Financial Corp	BUY	-	89.8K New	$4.21M - $4.31M	89.8K $4.15M
Jan 31, 2020 Q4 2019	Kingsview Wealth Management, LLC Grants Pass, OR	BUY	-	83.9K New	$3.94M - $4.03M	83.9K $3.88M
Aug 26, 2020 Q4 2019	Walkner Condon Financial Advisors LLC	BUY	-	72.3K New	$3.4M - $3.47M	72.3K $3.35M
May 15, 2024 Q4 2019	Global Financial Private Client, LLC Sarasota, FL	BUY	-	70.8K New	$3.32M - $3.4M	70.8K $3.28M
Feb 14, 2020 Q4 2019	Jane Street Group, LLC New York, NY	BUY	-	62.1K + 55.26%	$2.92M - $2.98M	175K $8.08M
Feb 14, 2020 Q4 2019	Pacific Capital Wealth Advisors, Inc	BUY	-	60.2K New	$2.82M - $2.89M	60.2K $2.78M
Jan 15, 2020 Q4 2019	Ae Wealth Management LLC	BUY	-	58.3K + 28.15%	$2.74M - $2.8M	266K $12.3M
Feb 14, 2020 Q4 2019	Ken Griffin Citadel Advisors LLC \| Chicago, Il	BUY	-	56.8K + 62.53%	$2.67M - $2.73M	148K $6.83M
Jan 10, 2020 Q4 2019	Trinity Legacy Partners, LLC	BUY	-	46.4K + 179.89%	$2.18M - $2.23M	72.2K $3.34M
Feb 18, 2020 Q4 2019	Great Lakes Retirement, Inc. Sandusky, OH	BUY	-	46.1K New	$2.16M - $2.21M	46.1K $2.13M
Feb 12, 2020 Q4 2019	Sawtooth Solutions, LLC	BUY	-	45.6K + 26.4%	$2.14M - $2.19M	219K $10.1M
Jan 24, 2020 Q4 2019	Stone X Group Inc.	BUY	-	42K + 375.37%	$1.97M - $2.02M	53.2K $2.46M
Jan 21, 2020 Q4 2019	Janney Montgomery Scott LLC	BUY	-	36.4K + 35.88%	$1.71M - $1.75M	138K $6.39M
Feb 11, 2020 Q4 2019	Envestnet Asset Management Inc	BUY	-	31K + 5.28%	$1.46M - $1.49M	619K $28.6M
Feb 14, 2020 Q4 2019	Mc Naughton Wealth Management, LLC	BUY	-	30.5K New	$1.43M - $1.46M	30.5K $1.41M
Feb 14, 2020 Q4 2019	Old Mission Capital LLC	BUY	-	22.1K New	$1.04M - $1.06M	22.1K $1.02M
Nov 14, 2024 Q4 2019	Plotkin Financial Advisors, LLC Chevy Chase, MD	BUY	-	21.5K + 196.52%	$1.01M - $1.03M	32.4K $1.5M
Feb 06, 2020 Q4 2019	Secure Asset Management, LLC	BUY	-	21.1K New	$990K - $1.01M	21.1K $976K
Jan 29, 2020 Q4 2019	Koshinski Asset Management, Inc.	BUY	-	20.1K New	$944K - $965K	20.1K $931K
Jul 31, 2020 Q4 2019	Milestone Advisory Partners	BUY	-	18.5K + 4.43%	$870K - $890K	437K $20.2M
Jan 28, 2020 Q4 2019	Jaffetilchin Investment Partners, LLC Tampa, FL	BUY	-	16.5K + 47.57%	$772K - $790K	51K $2.36M
Jan 27, 2020 Q4 2019	Columbus Macro, LLC	BUY	-	16.3K New	$765K - $782K	16.3K $754K
Feb 27, 2020 Q4 2019	Wealth Enhancement & Preservation Of Ga, LLC Alpharetta, GA	BUY	-	13.7K New	$644K - $658K	13.7K $635K
Feb 14, 2020 Q4 2019	Capital Wealth Alliance, LLC	BUY	-	12.4K New	$581K - $594K	12.4K $573K
Jan 23, 2020 Q4 2019	J.W. Cole Advisors, Inc.	BUY	-	12.3K New	$576K - $589K	12.3K $568K
Jan 13, 2020 Q4 2019	Flaharty Asset Management, LLC	BUY	-	11.3K + 4.36%	$529K - $541K	270K $12.5M
Jan 17, 2020 Q4 2019	Clear Creek Financial Management, LLC	BUY	-	11K + 104.71%	$514K - $526K	21.4K $991K
Feb 14, 2020 Q4 2019	Susquehanna International Group, LLP Bala Cynwyd, PA	BUY	-	10.3K New	$485K - $496K	10.3K $478K
Feb 14, 2020 Q4 2019	Avantax Advisory Services, Inc.	BUY	-	10.1K + 189.11%	$474K - $485K	15.5K $715K
Feb 11, 2020 Q4 2019	Atria Investments LLC Charlotte, NC	BUY	-	10K + 12.81%	$470K - $480K	88.1K $4.08M
Feb 12, 2020 Q4 2019	1776 Wealth LLC	BUY	-	9.34K New	$439K - $448K	9.34K $432K
Mar 11, 2024 Q4 2019	Hobart Private Capital, LLC Charlotte, NC	BUY	-	9.25K New	$434K - $444K	9.25K $428K
Sep 07, 2021 Q4 2019	Geneos Wealth Management Inc.	BUY	-	8.79K + 41.41%	$413K - $422K	30K $1.39M
Feb 12, 2020 Q4 2019	Lloyd Advisory Services, Llc. Suwanee, GA	BUY	-	8.47K New	$398K - $407K	8.47K $392K
Jan 27, 2020 Q4 2019	Donoghue Forlines LLC	BUY	-	8.4K + 23.45%	$395K - $403K	44.2K $2.05M
Feb 14, 2020 Q4 2019	Us Advisors Wealth Management, LLC Eden Prairie, MN	BUY	-	8.22K New	$386K - $394K	8.22K $380K
Aug 30, 2021 Q4 2019	Retirement Group, LLC	BUY	-	7.98K New	$375K - $383K	7.98K $369K
Feb 14, 2020 Q4 2019	Hilltop Holdings Inc. Dallas, TX	BUY	-	7.79K New	$366K - $374K	7.79K $360K
Feb 07, 2020 Q4 2019	Keel Point, LLC Huntsville, AL	BUY	-	7.11K New	$334K - $341K	7.11K $329K

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Account

Purchases and Sales Made in Q4 2019 in First Trust Senior Ln Fund (FTSL)

227K

184K

176K

135K

131K

126K

112K

106K

97.5K

97.1K

95.3K

89.8K

83.9K

72.3K

70.8K

62.1K

60.2K

58.3K

56.8K

46.4K

46.1K

45.6K

42K

36.4K

31K

30.5K

22.1K

21.5K

21.1K

20.1K

18.5K

16.5K

16.3K

13.7K

12.4K

12.3K

11.3K

11K

10.3K

10.1K

10K

9.34K

9.25K

8.79K

8.47K

8.4K

8.22K

7.98K

7.79K

7.11K

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News