Purchases and Sales Made in Q1 2019 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q1 2019. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 09, 2019
Q1 2019
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
1.45MNew |
$87.1M - $87.4M
|
1.45M
$87M
|
|
May 06, 2019
Q1 2019
|
Planning Alternatives LTD
|
BUY
|
- |
1.12MNew |
$67.1M - $67.4M
|
1.12M
$67M
|
|
May 08, 2019
Q1 2019
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
266K+ 17.59% |
$15.9M - $16M
|
1.78M
$106M
|
|
May 14, 2019
Q1 2019
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
229K+ 153.53% |
$13.7M - $13.8M
|
378K
$22.6M
|
|
Aug 04, 2020
Q1 2019
|
Milestone Advisory Partners
|
BUY
|
- |
195K+ 39.91% |
$11.7M - $11.7M
|
684K
$40.9M
|
|
Apr 17, 2019
Q1 2019
|
Harvest Investment Services, LLC
|
BUY
|
- |
157KNew |
$9.39M - $9.43M
|
157K
$9.38M
|
|
Mar 24, 2023
Q1 2019
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
106K+ 363.94% |
$6.35M - $6.38M
|
135K
$8.09M
|
|
May 15, 2019
Q1 2019
|
Ifp Advisors, Inc
|
BUY
|
- |
105K+ 63.39% |
$6.25M - $6.28M
|
269K
$16.1M
|
|
May 14, 2019
Q1 2019
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
94.1K+ 818.75% |
$5.63M - $5.66M
|
106K
$6.32M
|
|
Apr 23, 2019
Q1 2019
|
American Financial Advisors, LLC
|
BUY
|
- |
92.3KNew |
$5.53M - $5.55M
|
92.3K
$5.52M
|
|
Apr 24, 2019
Q1 2019
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
90.6K+ 9276.77% |
$5.42M - $5.45M
|
91.6K
$5.48M
|
|
Apr 24, 2019
Q1 2019
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
BUY
|
- |
89.9KNew |
$5.38M - $5.4M
|
89.9K
$5.38M
|
|
Apr 30, 2019
Q1 2019
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
87.7K+ 62.64% |
$5.25M - $5.27M
|
228K
$13.6M
|
|
May 15, 2019
Q1 2019
|
Syntal Capital Partners, LLC
Midland, TX |
BUY
|
- |
87.5KNew |
$5.23M - $5.26M
|
87.5K
$5.23M
|
|
May 13, 2019
Q1 2019
|
Private Advisor Group, LLC
|
BUY
|
- |
78.7K+ 15.34% |
$4.71M - $4.73M
|
592K
$35.4M
|
|
May 14, 2019
Q1 2019
|
Ubs Group Ag
|
BUY
|
- |
61.5K+ 2.28% |
$3.68M - $3.7M
|
2.76M
$165M
|
|
May 13, 2019
Q1 2019
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
60.5K+ 23.22% |
$3.62M - $3.63M
|
321K
$19.2M
|
|
May 09, 2019
Q1 2019
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
55K+ 10.87% |
$3.29M - $3.31M
|
561K
$33.6M
|
|
Apr 09, 2020
Q1 2019
|
Archer Investment Corp
|
BUY
|
- |
54.3K+ 463.84% |
$3.25M - $3.26M
|
66K
$3.94M
|
|
May 08, 2019
Q1 2019
|
Us Bancorp \De\
|
BUY
|
- |
49.2K+ 324.33% |
$2.94M - $2.96M
|
64.4K
$3.85M
|
|
May 03, 2019
Q1 2019
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
42.3K+ 172.14% |
$2.53M - $2.54M
|
66.9K
$4M
|
|
Sep 02, 2021
Q1 2019
|
Cwm, LLC
|
BUY
|
- |
41.4K+ 190.11% |
$2.48M - $2.49M
|
63.2K
$3.78M
|
|
May 07, 2019
Q1 2019
|
Independent Advisor Alliance
|
BUY
|
- |
35.6K+ 119.7% |
$2.13M - $2.14M
|
65.4K
$3.91M
|
|
May 15, 2019
Q1 2019
|
Brendel Financial Advisors LLC
|
BUY
|
- |
33.7K+ 66.7% |
$2.02M - $2.03M
|
84.3K
$5.04M
|
|
May 15, 2019
Q1 2019
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
33.3KNew |
$1.99M - $2M
|
33.3K
$1.99M
|
|
May 15, 2019
Q1 2019
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
32.6KNew |
$1.95M - $1.96M
|
32.6K
$1.95M
|
|
May 15, 2019
Q1 2019
|
M&T Bank Corp
|
BUY
|
- |
28.5KNew |
$1.71M - $1.71M
|
28.5K
$1.7M
|
|
May 16, 2019
Q1 2019
|
V Wealth Advisors LLC
|
BUY
|
- |
27.6KNew |
$1.65M - $1.66M
|
27.6K
$1.65M
|
|
May 15, 2019
Q1 2019
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
27.5K+ 32.26% |
$1.65M - $1.65M
|
113K
$6.75M
|
|
May 13, 2019
Q1 2019
|
Towerpoint Wealth, LLC
Sacramento, CA |
BUY
|
- |
25.9K+ 31.46% |
$1.55M - $1.56M
|
108K
$6.47M
|
|
May 06, 2019
Q1 2019
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
25.8K+ 76.65% |
$1.55M - $1.55M
|
59.6K
$3.56M
|
|
May 07, 2019
Q1 2019
|
Csenge Advisory Group
|
BUY
|
- |
19.7K+ 6.58% |
$1.18M - $1.18M
|
318K
$19M
|
|
May 06, 2019
Q1 2019
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
19.6K+ 17.23% |
$1.17M - $1.18M
|
133K
$7.97M
|
|
May 01, 2019
Q1 2019
|
Summit Financial Wealth Advisors, LLC
|
BUY
|
- |
18.1K+ 4.49% |
$1.08M - $1.09M
|
421K
$25.2M
|
|
Apr 22, 2019
Q1 2019
|
G&S Capital LLC
|
BUY
|
- |
18K+ 15.13% |
$1.08M - $1.08M
|
137K
$8.19M
|
|
May 10, 2019
Q1 2019
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
18K+ 12.8% |
$1.08M - $1.08M
|
158K
$9.47M
|
|
May 07, 2019
Q1 2019
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
17.6K+ 20.96% |
$1.05M - $1.06M
|
102K
$6.08M
|
|
May 10, 2019
Q1 2019
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
17.1K+ 26.76% |
$1.02M - $1.03M
|
81K
$4.84M
|
|
May 01, 2019
Q1 2019
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
16.5K+ 84.24% |
$990K - $994K
|
36.2K
$2.16M
|
|
Apr 26, 2019
Q1 2019
|
Barber Financial Group, Inc.
|
BUY
|
- |
16.4K+ 15.92% |
$981K - $985K
|
119K
$7.14M
|
|
Apr 10, 2019
Q1 2019
|
Dfpg Investments, LLC
|
BUY
|
- |
15.6K+ 115.96% |
$934K - $938K
|
29.1K
$1.74M
|
|
May 15, 2019
Q1 2019
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
15.5KNew |
$930K - $934K
|
15.5K
$930K
|
|
May 14, 2019
Q1 2019
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
15.4KNew |
$920K - $924K
|
15.4K
$919K
|
|
May 15, 2019
Q1 2019
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
15K+ 198.91% |
$895K - $898K
|
22.5K
$1.34M
|
|
May 14, 2019
Q1 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
14.8K+ 59.35% |
$889K - $892K
|
39.9K
$2.38M
|
|
Apr 25, 2019
Q1 2019
|
Lvz, Inc.
|
BUY
|
- |
14.3KNew |
$854K - $858K
|
14.3K
$854K
|
|
Oct 15, 2019
Q1 2019
|
Formidable Asset Management, LLC
Cincinnati, OH |
BUY
|
- |
13.7KNew |
$822K - $826K
|
13.7K
$822K
|
|
May 14, 2019
Q1 2019
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
11.9K+ 1.34% |
$709K - $712K
|
898K
$53.7M
|
|
May 08, 2019
Q1 2019
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
11K+ 111.28% |
$658K - $661K
|
20.9K
$1.25M
|
|
May 17, 2019
Q1 2019
|
M Holdings Securities, Inc.
Portland, OR |
BUY
|
- |
10.1K+ 26.39% |
$604K - $606K
|
48.3K
$2.89M
|