Purchases and Sales Made in Q3 2020 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2020
Q3 2020
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
12.2K+ 159.27% |
$729K - $731K
|
19.8K
$1.19M
|
|
|
Nov 13, 2020
Q3 2020
|
Ascension Capital Advisors, Inc.
Houston, TX |
BUY
|
- |
12.1K+ 6.87% |
$725K - $727K
|
188K
$11.3M
|
|
|
Oct 14, 2020
Q3 2020
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
11.8K+ 164.9% |
$708K - $710K
|
19K
$1.14M
|
|
|
Oct 30, 2020
Q3 2020
|
Wt Wealth Management
|
BUY
|
- |
11.4K+ 84.08% |
$686K - $688K
|
25K
$1.5M
|
|
|
Oct 30, 2020
Q3 2020
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
11.2K+ 11.46% |
$669K - $670K
|
108K
$6.5M
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
BUY
|
- |
10.6K+ 3.66% |
$637K - $639K
|
301K
$18M
|
|
|
Nov 13, 2020
Q3 2020
|
Keystone Financial Group
|
BUY
|
- |
10.4K+ 15.42% |
$626K - $627K
|
78K
$4.67M
|
|
|
Nov 12, 2020
Q3 2020
|
Ahrens Investment Partners LLC
|
BUY
|
- |
10.3KNew |
$618K - $619K
|
10.3K
$617K
|
|
|
Nov 04, 2020
Q3 2020
|
New Square Capital LLC
|
BUY
|
- |
10.2K+ 33.55% |
$610K - $611K
|
40.5K
$2.42M
|
|
|
Jan 08, 2024
Q3 2020
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
10.1K+ 21.66% |
$608K - $609K
|
56.9K
$3.41M
|
|
|
Nov 04, 2020
Q3 2020
|
Sawtooth Solutions, LLC
|
BUY
|
- |
9.88K+ 7.35% |
$593K - $594K
|
144K
$8.64M
|
|
|
Nov 09, 2020
Q3 2020
|
Edge Capital Group, LLC
|
BUY
|
- |
9.18KNew |
$551K - $552K
|
9.18K
$550K
|
|
|
Dec 18, 2020
Q3 2020
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
8.92K+ 14.47% |
$535K - $536K
|
70.6K
$4.23M
|
|
|
Dec 01, 2020
Q3 2020
|
Townsquare Capital LLC
|
BUY
|
- |
8.86KNew |
$531K - $532K
|
8.86K
$531K
|
|
|
Oct 21, 2020
Q3 2020
|
G&S Capital LLC
|
BUY
|
- |
8.49K+ 5.38% |
$509K - $510K
|
166K
$9.97M
|
|
|
Oct 19, 2020
Q3 2020
|
Northwest Wealth Management, LLC
|
BUY
|
- |
7.31KNew |
$439K - $439K
|
7.31K
$438K
|
|
|
Nov 09, 2020
Q3 2020
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
7.05K+ 15.93% |
$423K - $424K
|
51.3K
$3.08M
|
|
|
Nov 06, 2020
Q3 2020
|
Crabel Capital Management, LLC
Milwaukee, WI |
BUY
|
- |
6.65KNew |
$399K - $400K
|
6.65K
$399K
|
|
|
Oct 13, 2020
Q3 2020
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
6.57K+ 9.65% |
$394K - $395K
|
74.6K
$4.47M
|
|
|
Oct 23, 2020
Q3 2020
|
Strid Group, LLC
|
BUY
|
- |
6.23K+ 9.09% |
$374K - $374K
|
74.7K
$4.47M
|
|
|
Oct 27, 2020
Q3 2020
|
Western Wealth Management, LLC
|
BUY
|
- |
5.81K+ 13.7% |
$349K - $349K
|
48.2K
$2.89M
|
|
|
Nov 16, 2020
Q3 2020
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
5.56K+ 4.3% |
$334K - $334K
|
135K
$8.08M
|
|
|
Nov 12, 2020
Q3 2020
|
Psi Advisors, LLC
|
BUY
|
- |
5.55K+ 100.91% |
$333K - $334K
|
11.1K
$662K
|
|
|
Oct 30, 2020
Q3 2020
|
Calton & Associates, Inc.
|
BUY
|
- |
4.97K+ 12.28% |
$298K - $299K
|
45.4K
$2.72M
|
|
|
Nov 16, 2020
Q3 2020
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
4.88KNew |
$293K - $293K
|
4.88K
$292K
|
|
|
Oct 26, 2020
Q3 2020
|
Steel Peak Wealth Management LLC
|
BUY
|
- |
4.23KNew |
$254K - $254K
|
4.23K
$253K
|
|
|
Nov 13, 2020
Q3 2020
|
Stephens Inc
|
BUY
|
- |
4.15K+ 6.86% |
$249K - $249K
|
64.6K
$3.87M
|
|
|
Nov 06, 2020
Q3 2020
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
4.03K+ 10.75% |
$242K - $242K
|
41.5K
$2.49M
|
|
|
Nov 13, 2020
Q3 2020
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
4K+ 12.98% |
$240K - $241K
|
34.8K
$2.09M
|
|
|
Oct 09, 2020
Q3 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
3.99KNew |
$240K - $240K
|
3.99K
$239K
|
|
|
Jul 24, 2024
Q3 2020
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
3.94K+ 23.3% |
$236K - $237K
|
20.8K
$1.25M
|
|
|
Oct 30, 2020
Q3 2020
|
Jacobi Capital Management LLC
|
BUY
|
- |
3.92K+ 20.25% |
$235K - $236K
|
23.3K
$1.4M
|
|
|
Nov 19, 2020
Q3 2020
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
3.86K+ 7.28% |
$232K - $232K
|
56.9K
$3.41M
|
|
|
Oct 09, 2020
Q3 2020
|
Lake Street Financial LLC
|
BUY
|
- |
3.66K+ 9.7% |
$219K - $220K
|
41.4K
$2.48M
|
|
|
Nov 10, 2020
Q3 2020
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
3.64KNew |
$218K - $219K
|
3.64K
$218K
|
|
|
Sep 07, 2021
Q3 2020
|
Geneos Wealth Management Inc.
|
BUY
|
- |
3.53K+ 3.07% |
$212K - $212K
|
119K
$7.1M
|
|
|
Nov 16, 2020
Q3 2020
|
Signal Point Asset Management, LLC
|
BUY
|
- |
3.52K+ 45.71% |
$211K - $211K
|
11.2K
$672K
|
|
|
Nov 09, 2020
Q3 2020
|
Summit Financial Wealth Advisors, LLC
|
BUY
|
- |
3.27K+ 0.78% |
$196K - $197K
|
424K
$25.4M
|
|
|
Nov 13, 2020
Q3 2020
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3.15K+ 24.74% |
$189K - $189K
|
15.9K
$951K
|
|
|
Oct 15, 2020
Q3 2020
|
Davenport & CO LLC
|
BUY
|
- |
3.1K+ 60.19% |
$186K - $186K
|
8.25K
$494K
|
|
|
Nov 05, 2020
Q3 2020
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
3.03K+ 10.46% |
$182K - $182K
|
32K
$1.92M
|
|
|
Oct 13, 2020
Q3 2020
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
3KNew |
$180K - $180K
|
3K
$180K
|
|
|
Nov 06, 2020
Q3 2020
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
2.95K+ 14.63% |
$177K - $177K
|
23.1K
$1.38M
|
|
|
Nov 06, 2020
Q3 2020
|
Ae Wealth Management LLC
|
BUY
|
- |
2.51K+ 1.76% |
$151K - $151K
|
145K
$8.71M
|
|
|
Nov 30, 2020
Q3 2020
|
Front Row Advisors LLC
Tiburon, CA |
BUY
|
- |
2.5KNew |
$150K - $150K
|
2.5K
$150K
|
|
|
Oct 30, 2020
Q3 2020
|
Madden Advisory Services, Inc.
|
BUY
|
- |
2.43K+ 24.49% |
$146K - $146K
|
12.3K
$740K
|
|
|
Jan 13, 2023
Q3 2020
|
Gray Wealth Management Inc.
Bangor, ME |
BUY
|
- |
2.37K+ 12.38% |
$142K - $142K
|
21.5K
$1.29M
|
|
|
Feb 03, 2021
Q3 2020
|
Ellsworth Advisors, LLC
|
BUY
|
- |
2.29K+ 4.05% |
$137K - $138K
|
58.8K
$3.52M
|
|
|
Nov 09, 2020
Q3 2020
|
Valmark Advisers, Inc.
|
BUY
|
- |
2.16K+ 50.62% |
$130K - $130K
|
6.44K
$386K
|
|
|
Nov 12, 2020
Q3 2020
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
2.12KNew |
$127K - $127K
|
2.12K
$127K
|