Purchases and Sales Made in Q3 2020 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 02, 2020
Q3 2020
|
Ifg Advisory, LLC
|
BUY
|
- |
1.67K+ 5.66% |
$100K - $100K
|
31.2K
$1.87M
|
|
Nov 09, 2020
Q3 2020
|
American Financial Advisors, LLC
|
BUY
|
- |
1.66K+ 5.71% |
$99.4K - $99.5K
|
30.6K
$1.84M
|
|
Nov 10, 2020
Q3 2020
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
1.66K+ 30.85% |
$99.3K - $99.5K
|
7.02K
$421K
|
|
Oct 19, 2020
Q3 2020
|
Patten Group, Inc.
|
BUY
|
- |
1.54K+ 38.42% |
$92.1K - $92.3K
|
5.53K
$331K
|
|
Oct 13, 2020
Q3 2020
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
1.52K+ 7.02% |
$91.3K - $91.5K
|
23.2K
$1.39M
|
|
Oct 23, 2020
Q3 2020
|
Concorde Asset Management, LLC
|
BUY
|
- |
1.37K+ 38.11% |
$82.1K - $82.2K
|
4.96K
$297K
|
|
Oct 15, 2020
Q3 2020
|
Ford Financial Group, LLC
|
BUY
|
- |
1.31K+ 7.39% |
$78.5K - $78.7K
|
19K
$1.14M
|
|
Oct 14, 2020
Q3 2020
|
Raymond James Trust N.A.
|
BUY
|
- |
1.05K+ 4.6% |
$62.8K - $62.9K
|
23.8K
$1.42M
|
|
Oct 13, 2020
Q3 2020
|
Dfpg Investments, LLC
|
BUY
|
- |
980+ 0.56% |
$58.8K - $58.9K
|
176K
$10.5M
|
|
Nov 13, 2020
Q3 2020
|
Aveo Capital Partners, LLC
|
BUY
|
- |
911+ 3.27% |
$54.7K - $54.8K
|
28.8K
$1.72M
|
|
Oct 07, 2020
Q3 2020
|
Beam Wealth Advisors, Inc.
|
BUY
|
- |
891+ 12.53% |
$53.5K - $53.6K
|
8K
$479K
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
885+ 1.22% |
$53.1K - $53.2K
|
73.3K
$4.39M
|
|
Oct 20, 2020
Q3 2020
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
875+ 6.53% |
$52.5K - $52.6K
|
14.3K
$855K
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
870+ 2.17% |
$52.2K - $52.3K
|
41K
$2.46M
|
|
Nov 13, 2020
Q3 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
860New |
$51.6K - $51.7K
|
860
$51.5K
|
|
Nov 04, 2020
Q3 2020
|
Fairhaven Wealth Management, LLC
|
BUY
|
- |
850+ 10.02% |
$51K - $51.1K
|
9.34K
$559K
|
|
Nov 02, 2020
Q3 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
848+ 3.8% |
$50.9K - $51K
|
23.2K
$1.39M
|
|
Oct 29, 2020
Q3 2020
|
Sage Capital Advisors,Llc
|
BUY
|
- |
839+ 11.1% |
$50.3K - $50.4K
|
8.4K
$503K
|
|
Nov 02, 2020
Q3 2020
|
Kovack Advisors, Inc.
|
BUY
|
- |
573+ 2.86% |
$34.4K - $34.4K
|
20.6K
$1.24M
|
|
Nov 13, 2020
Q3 2020
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
BUY
|
- |
516+ 2.15% |
$31K - $31K
|
24.5K
$1.47M
|
|
Nov 03, 2020
Q3 2020
|
Ironwood Financial, LLC
|
BUY
|
- |
475New |
$28.5K - $28.6K
|
475
$28.5K
|
|
Jul 09, 2024
Q3 2020
|
Strategic Financial Partners, Ltd.
Bend, OR |
BUY
|
- |
458+ 5.17% |
$27.5K - $27.5K
|
9.32K
$558K
|
|
Nov 09, 2020
Q3 2020
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
453+ 7.85% |
$27.2K - $27.2K
|
6.22K
$373K
|
|
Nov 12, 2020
Q3 2020
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
421+ 7.36% |
$25.3K - $25.3K
|
6.14K
$368K
|
|
Nov 03, 2020
Q3 2020
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
375New |
$22.5K - $22.5K
|
375
$22.5K
|
|
Nov 16, 2020
Q3 2020
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
279+ 317.05% |
$16.7K - $16.8K
|
367
$22K
|
|
Nov 05, 2020
Q3 2020
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
275New |
$16.5K - $16.5K
|
275
$16.5K
|
|
Nov 05, 2020
Q3 2020
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
201+ 1.96% |
$12.1K - $12.1K
|
10.5K
$628K
|
|
Oct 26, 2020
Q3 2020
|
Sheets Smith Wealth Management
|
BUY
|
- |
200+ 2.81% |
$12K - $12K
|
7.32K
$439K
|
|
Oct 13, 2020
Q3 2020
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
194+ 346.43% |
$11.6K - $11.7K
|
250
$15K
|
|
Nov 09, 2020
Q3 2020
|
Smart Portfolios, LLC
Seattle, WA |
BUY
|
- |
133+ 0.07% |
$7.98K - $7.99K
|
194K
$11.6M
|
|
Oct 19, 2020
Q3 2020
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
83+ 0.25% |
$4.98K - $4.99K
|
33K
$1.98M
|
|
Nov 13, 2020
Q3 2020
|
F3 Logic, LLC
|
BUY
|
- |
19New |
$1.14K - $1.14K
|
19
$1.14K
|
|
Oct 06, 2020
Q3 2020
|
Creative Financial Designs Inc
|
BUY
|
- |
10+ 0.92% |
$600 - $601
|
1.1K
$65.6K
|
|
Nov 13, 2020
Q3 2020
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
9+ 0.24% |
$540 - $541
|
3.83K
$230K
|
|
Nov 16, 2020
Q3 2020
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
8+ 0.07% |
$480 - $481
|
10.9K
$656K
|
|
Nov 13, 2020
Q3 2020
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
BUY
|
- |
5+ 0.08% |
$300 - $301
|
6.6K
$395K
|
|
Nov 03, 2020
Q3 2020
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
5+ 0.12% |
$300 - $301
|
4.08K
$244K
|
|
Oct 08, 2020
Q3 2020
|
Sound Income Strategies, LLC
|
BUY
|
- |
1+ 0.19% |
$60 - $60.1
|
540
$32.4K
|
|
Oct 29, 2020
Q3 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
1+ 0.01% |
$60 - $60.1
|
8.1K
$485K
|
|
Nov 10, 2020
Q3 2020
|
Arkadios Wealth Advisors
|
SELL
|
- |
-5Closed |
$300 - $301
|
0
$0
|
|
Oct 01, 2020
Q3 2020
|
M&R Capital Management Inc
|
SELL
|
- |
-55- 2.51% |
$3.3K - $3.31K
|
2.14K
$128K
|
|
Nov 09, 2020
Q3 2020
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-95- 0.53% |
$5.7K - $5.71K
|
17.7K
$1.06M
|
|
Oct 29, 2020
Q3 2020
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-138- 0.26% |
$8.28K - $8.3K
|
52.5K
$3.15M
|
|
Nov 13, 2020
Q3 2020
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-166- 0.54% |
$9.96K - $9.98K
|
30.3K
$1.82M
|
|
Nov 12, 2020
Q3 2020
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-249- 0.87% |
$14.9K - $15K
|
28.4K
$1.7M
|
|
Nov 12, 2020
Q3 2020
|
Acg Wealth
|
SELL
|
- |
-344- 6.45% |
$20.6K - $20.7K
|
4.99K
$299K
|
|
Nov 16, 2020
Q3 2020
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-414Closed |
$24.8K - $24.9K
|
0
$0
|
|
Oct 09, 2020
Q3 2020
|
Global Retirement Partners, LLC
|
SELL
|
- |
-420- 15.34% |
$25.2K - $25.2K
|
2.32K
$139K
|
|
Nov 12, 2020
Q3 2020
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-439- 4.16% |
$26.3K - $26.4K
|
10.1K
$605K
|