Purchases and Sales Made in Q3 2020 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2020
Q3 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
479K+ 22.55% |
$28.7M - $28.8M
|
2.6M
$156M
|
|
|
Nov 16, 2020
Q3 2020
|
Stadion Money Management, LLC
Watkinsville, GA |
BUY
|
- |
337KNew |
$20.2M - $20.3M
|
337K
$20.2M
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
332K+ 19.72% |
$19.9M - $20M
|
2.02M
$121M
|
|
|
Oct 22, 2020
Q3 2020
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
308K+ 294.23% |
$18.5M - $18.5M
|
413K
$24.7M
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
285K+ 20.95% |
$17.1M - $17.1M
|
1.65M
$98.7M
|
|
|
Nov 12, 2020
Q3 2020
|
Kestra Advisory Services, LLC
|
BUY
|
- |
248KNew |
$14.9M - $14.9M
|
248K
$14.9M
|
|
|
Nov 09, 2020
Q3 2020
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
171K+ 1519.42% |
$10.3M - $10.3M
|
182K
$10.9M
|
|
|
Nov 18, 2020
Q3 2020
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
162K+ 34.14% |
$9.72M - $9.74M
|
636K
$38.2M
|
|
|
Oct 19, 2020
Q3 2020
|
Cwm, LLC
|
BUY
|
- |
161K+ 254.56% |
$9.66M - $9.68M
|
224K
$13.4M
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
BUY
|
- |
151K+ 4.69% |
$9.04M - $9.06M
|
3.36M
$202M
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
124K+ 135.61% |
$7.45M - $7.46M
|
216K
$12.9M
|
|
|
Oct 29, 2020
Q3 2020
|
Avestar Capital, LLC
|
BUY
|
- |
124K+ 319.11% |
$7.43M - $7.44M
|
163K
$9.75M
|
|
|
Oct 09, 2020
Q3 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
116K+ 27.51% |
$6.95M - $6.96M
|
537K
$32.2M
|
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
103K+ 14.61% |
$6.16M - $6.17M
|
805K
$48.3M
|
|
|
Nov 16, 2020
Q3 2020
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
87.3KNew |
$5.24M - $5.25M
|
87.3K
$5.23M
|
|
|
Nov 13, 2020
Q3 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
86.4K+ 7.99% |
$5.19M - $5.2M
|
1.17M
$70M
|
|
|
Nov 16, 2020
Q3 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
77.6K+ 240.38% |
$4.66M - $4.67M
|
110K
$6.59M
|
|
|
Nov 05, 2020
Q3 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
76.6K+ 13.25% |
$4.6M - $4.61M
|
655K
$39.3M
|
|
|
Nov 16, 2020
Q3 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
73K+ 27.44% |
$4.38M - $4.39M
|
339K
$20.3M
|
|
|
Oct 21, 2020
Q3 2020
|
First Heartland Consultants, Inc.
|
BUY
|
- |
69.6K+ 121.14% |
$4.18M - $4.18M
|
127K
$7.62M
|
|
|
Nov 03, 2020
Q3 2020
|
Strategy Asset Managers LLC
|
BUY
|
- |
68KNew |
$4.08M - $4.09M
|
68K
$4.08M
|
|
|
Nov 06, 2020
Q3 2020
|
Blair William & CO
Chicago, IL |
BUY
|
- |
65.3K+ 1686.42% |
$3.92M - $3.93M
|
69.2K
$4.15M
|
|
|
Nov 03, 2020
Q3 2020
|
Peterson Wealth Management
|
BUY
|
- |
58.5K+ 98.75% |
$3.51M - $3.52M
|
118K
$7.06M
|
|
|
Nov 13, 2020
Q3 2020
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
57.7K+ 9.44% |
$3.46M - $3.47M
|
669K
$40.1M
|
|
|
Mar 22, 2023
Q3 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
50.6K+ 80.01% |
$3.03M - $3.04M
|
114K
$6.82M
|
|
|
Nov 16, 2020
Q3 2020
|
Old Mission Capital LLC
|
BUY
|
- |
46.4K+ 226.57% |
$2.78M - $2.79M
|
66.8K
$4.01M
|
|
|
Nov 09, 2020
Q3 2020
|
Csenge Advisory Group
|
BUY
|
- |
46.2K+ 10.07% |
$2.77M - $2.78M
|
505K
$30.3M
|
|
|
Nov 13, 2020
Q3 2020
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
45.7K+ 238.86% |
$2.74M - $2.75M
|
64.9K
$3.89M
|
|
|
Nov 05, 2020
Q3 2020
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
44.9K+ 92.03% |
$2.69M - $2.7M
|
93.7K
$5.62M
|
|
|
Nov 16, 2020
Q3 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
39.6K+ 571.09% |
$2.38M - $2.38M
|
46.6K
$2.79M
|
|
|
Oct 29, 2020
Q3 2020
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
35.5K+ 24.23% |
$2.13M - $2.13M
|
182K
$10.9M
|
|
|
Nov 16, 2020
Q3 2020
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
BUY
|
- |
34.8K+ 19.28% |
$2.09M - $2.09M
|
215K
$12.9M
|
|
|
Nov 04, 2020
Q3 2020
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
32.4KNew |
$1.95M - $1.95M
|
32.4K
$1.95M
|
|
|
Nov 09, 2020
Q3 2020
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
30.2KNew |
$1.81M - $1.81M
|
30.2K
$1.81M
|
|
|
Oct 01, 2020
Q3 2020
|
Park National Corp
|
BUY
|
- |
30K+ 11.39% |
$1.8M - $1.81M
|
294K
$17.6M
|
|
|
Oct 29, 2020
Q3 2020
|
Ifp Advisors, Inc
|
BUY
|
- |
30K+ 97.83% |
$1.8M - $1.8M
|
60.7K
$3.64M
|
|
|
Nov 03, 2020
Q3 2020
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
29.5K+ 24.34% |
$1.77M - $1.77M
|
151K
$9.03M
|
|
|
Oct 14, 2020
Q3 2020
|
Aprio Wealth Management, LLC
|
BUY
|
- |
28.7K+ 47.17% |
$1.72M - $1.72M
|
89.5K
$5.37M
|
|
|
Nov 19, 2020
Q3 2020
|
Chiron Capital Management, LLC
|
BUY
|
- |
27.8KNew |
$1.67M - $1.67M
|
27.8K
$1.67M
|
|
|
Nov 13, 2020
Q3 2020
|
Trustmark National Bank Trust Department
Jackson, MS |
BUY
|
- |
26.8K+ 12.53% |
$1.61M - $1.61M
|
240K
$14.4M
|
|
|
Nov 12, 2020
Q3 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
21.4K+ 77.53% |
$1.28M - $1.29M
|
49K
$2.94M
|
|
|
Oct 16, 2020
Q3 2020
|
Prism Advisors, Inc.
|
BUY
|
- |
20.3K+ 16.48% |
$1.22M - $1.22M
|
144K
$8.61M
|
|
|
Oct 19, 2020
Q3 2020
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
19.7K+ 14.26% |
$1.18M - $1.18M
|
158K
$9.47M
|
|
|
Oct 19, 2020
Q3 2020
|
Uncommon Cents Investing LLC
|
BUY
|
- |
18.5K+ 87.72% |
$1.11M - $1.11M
|
39.5K
$2.37M
|
|
|
Nov 06, 2020
Q3 2020
|
Janney Montgomery Scott LLC
|
BUY
|
- |
15.7K+ 11.36% |
$945K - $946K
|
154K
$9.25M
|
|
|
Nov 13, 2020
Q3 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
15.7KNew |
$942K - $944K
|
15.7K
$941K
|
|
|
Nov 04, 2020
Q3 2020
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
14.7K+ 17.38% |
$884K - $885K
|
99.4K
$5.96M
|
|
|
Nov 12, 2020
Q3 2020
|
Shilanski & Associates, Inc.
|
BUY
|
- |
14.7K+ 27.22% |
$881K - $883K
|
68.7K
$4.12M
|
|
|
Nov 19, 2020
Q3 2020
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
13.6K+ 75.01% |
$815K - $817K
|
31.7K
$1.9M
|
|
|
Nov 12, 2020
Q3 2020
|
Bellevue Asset Management, LLC
Bellevue, WA |
BUY
|
- |
12.6K+ 52.82% |
$753K - $755K
|
36.3K
$2.18M
|