Purchases and Sales Made in Q3 2020 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2020
Q3 2020
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-11.8K- 16.78% |
$706K - $707K
|
58.3K
$3.49M
|
|
|
Oct 14, 2020
Q3 2020
|
Gyroscope Capital Management Group, LLC
|
SELL
|
- |
-11.8KClosed |
$708K - $709K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-12.2K- 61.78% |
$734K - $735K
|
7.56K
$453K
|
|
|
Nov 16, 2020
Q3 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-13.5K- 2.78% |
$810K - $812K
|
472K
$28.3M
|
|
|
Oct 21, 2020
Q3 2020
|
Crumly & Associates Inc.
|
SELL
|
- |
-13.8K- 77.12% |
$827K - $829K
|
4.09K
$245K
|
|
|
Nov 06, 2020
Q3 2020
|
M&T Bank Corp
|
SELL
|
- |
-14.2K- 33.99% |
$851K - $852K
|
27.5K
$1.65M
|
|
|
Nov 02, 2020
Q3 2020
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-19.6K- 14.74% |
$1.17M - $1.18M
|
113K
$6.78M
|
|
|
Oct 14, 2020
Q3 2020
|
Hbw Advisory Services LLC
|
SELL
|
- |
-23KClosed |
$1.38M - $1.38M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
SELL
|
- |
-28KClosed |
$1.68M - $1.68M
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-29.4K- 28.47% |
$1.77M - $1.77M
|
74K
$4.43M
|
|
|
Oct 08, 2020
Q3 2020
|
Larson Financial Group LLC
|
SELL
|
- |
-31.3K- 77.74% |
$1.88M - $1.88M
|
8.97K
$538K
|
|
|
Nov 16, 2020
Q3 2020
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-34K- 80.0% |
$2.04M - $2.04M
|
8.5K
$509K
|
|
|
Nov 12, 2020
Q3 2020
|
Stone X Group Inc.
|
SELL
|
- |
-36.8K- 16.34% |
$2.21M - $2.21M
|
188K
$11.3M
|
|
|
Nov 12, 2020
Q3 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-45.5K- 13.21% |
$2.73M - $2.73M
|
299K
$17.9M
|
|
|
Nov 10, 2020
Q3 2020
|
Us Bancorp \De\
|
SELL
|
- |
-51.4K- 36.02% |
$3.08M - $3.09M
|
91.3K
$5.47M
|
|
|
Nov 19, 2020
Q3 2020
|
Tru Independence LLC
|
SELL
|
- |
-55.7KClosed |
$3.34M - $3.35M
|
0
$0
|
|
|
Oct 30, 2020
Q3 2020
|
Petix & Botte CO
|
SELL
|
- |
-57.5K- 48.27% |
$3.45M - $3.46M
|
61.6K
$3.69M
|
|
|
Nov 04, 2020
Q3 2020
|
Prospera Financial Services Inc
|
SELL
|
- |
-60.3K- 77.1% |
$3.62M - $3.62M
|
17.9K
$1.07M
|
|
|
Oct 20, 2020
Q3 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-62.4K- 61.89% |
$3.74M - $3.75M
|
38.4K
$2.3M
|
|
|
Oct 13, 2020
Q3 2020
|
Wealth Enhancement & Preservation Of Ga, LLC
Alpharetta, GA |
SELL
|
- |
-65K- 84.44% |
$3.9M - $3.91M
|
12K
$718K
|
|
|
Oct 29, 2020
Q3 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-107K- 28.54% |
$6.45M - $6.46M
|
269K
$16.1M
|
|
|
Nov 13, 2020
Q3 2020
|
Truist Financial Corp
|
SELL
|
- |
-144K- 55.01% |
$8.62M - $8.64M
|
118K
$7.04M
|
|
|
Nov 16, 2020
Q3 2020
|
Advisory Services Network, LLC
|
SELL
|
- |
-152K- 93.5% |
$9.14M - $9.16M
|
10.6K
$635K
|
|
|
Sep 15, 2021
Q3 2020
|
Cwm, LLC
|
SELL
|
- |
-161K- 71.8% |
$9.66M - $9.68M
|
63.2K
$3.79M
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-197K- 18.44% |
$11.8M - $11.8M
|
869K
$52.1M
|
|
|
Jan 27, 2023
Q3 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-213K- 38.56% |
$12.8M - $12.8M
|
339K
$20.3M
|
|
|
Nov 05, 2020
Q3 2020
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-219K- 66.5% |
$13.2M - $13.2M
|
111K
$6.62M
|
|
|
Dec 03, 2020
Q3 2020
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-329K- 69.73% |
$19.7M - $19.7M
|
143K
$8.54M
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-336K- 5.42% |
$20.2M - $20.2M
|
5.86M
$351M
|
|
|
Nov 13, 2020
Q3 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-384K- 72.55% |
$23M - $23.1M
|
145K
$8.7M
|
|
|
Nov 17, 2020
Q3 2020
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-2.39M- 73.65% |
$143M - $144M
|
855K
$51.2M
|