Purchases and Sales Made in Q4 2019 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q4 2019. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2020
Q4 2019
|
Truist Financial Corp
|
BUY
|
- |
352KNew |
$21.2M - $21.2M
|
352K
$21.1M
|
|
Feb 11, 2020
Q4 2019
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
320KNew |
$19.2M - $19.3M
|
320K
$19.2M
|
|
Feb 12, 2020
Q4 2019
|
Ascension Capital Advisors, Inc.
Houston, TX |
BUY
|
- |
223KNew |
$13.4M - $13.4M
|
223K
$13.3M
|
|
Feb 03, 2020
Q4 2019
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
215K+ 28.95% |
$12.9M - $12.9M
|
956K
$57.2M
|
|
Jan 30, 2020
Q4 2019
|
Iron Financial, LLC
|
BUY
|
- |
195KNew |
$11.7M - $11.8M
|
195K
$11.7M
|
|
Feb 07, 2020
Q4 2019
|
Independent Advisor Alliance
|
BUY
|
- |
167K+ 236.56% |
$10.1M - $10.1M
|
238K
$14.2M
|
|
Feb 04, 2020
Q4 2019
|
Dfpg Investments, LLC
|
BUY
|
- |
166K+ 384.94% |
$9.98M - $10M
|
209K
$12.5M
|
|
Feb 12, 2020
Q4 2019
|
1776 Wealth LLC
|
BUY
|
- |
148KNew |
$8.91M - $8.92M
|
148K
$8.87M
|
|
Feb 12, 2020
Q4 2019
|
Adams Wealth Management
|
BUY
|
- |
137KNew |
$8.23M - $8.24M
|
137K
$8.19M
|
|
Jan 14, 2020
Q4 2019
|
Genesee Capital Advisors, LLC
|
BUY
|
- |
123K+ 651.31% |
$7.39M - $7.4M
|
142K
$8.48M
|
|
Jan 27, 2020
Q4 2019
|
Cwm, LLC
|
BUY
|
- |
120K+ 190.48% |
$7.23M - $7.25M
|
184K
$11M
|
|
Aug 26, 2020
Q4 2019
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
115KNew |
$6.92M - $6.93M
|
115K
$6.89M
|
|
Feb 14, 2020
Q4 2019
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
96.7K+ 5.22% |
$5.81M - $5.82M
|
1.95M
$117M
|
|
Mar 24, 2023
Q4 2019
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
92.6K+ 146.53% |
$5.56M - $5.57M
|
156K
$9.32M
|
|
Jan 30, 2020
Q4 2019
|
Trustcore Financial Services, LLC
|
BUY
|
- |
78.7K+ 1944.5% |
$4.73M - $4.74M
|
82.7K
$4.95M
|
|
Feb 14, 2020
Q4 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
73.2K+ 139.84% |
$4.39M - $4.4M
|
126K
$7.51M
|
|
Feb 14, 2020
Q4 2019
|
Fure Financial Corp
Bloomington, MN |
BUY
|
- |
62.6KNew |
$3.76M - $3.76M
|
62.6K
$3.74M
|
|
Feb 14, 2020
Q4 2019
|
Petix & Botte CO
|
BUY
|
- |
61.2KNew |
$3.68M - $3.68M
|
61.2K
$3.66M
|
|
Jan 21, 2020
Q4 2019
|
Janney Montgomery Scott LLC
|
BUY
|
- |
52.4K+ 34.99% |
$3.15M - $3.15M
|
202K
$12.1M
|
|
Feb 06, 2020
Q4 2019
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
52.1K+ 8.86% |
$3.13M - $3.14M
|
640K
$38.3M
|
|
Feb 07, 2020
Q4 2019
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
49.6KNew |
$2.98M - $2.98M
|
49.6K
$2.97M
|
|
Jan 17, 2020
Q4 2019
|
Peterson Wealth Management
|
BUY
|
- |
47.3KNew |
$2.84M - $2.85M
|
47.3K
$2.83M
|
|
Feb 12, 2020
Q4 2019
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
46.4K+ 10.12% |
$2.79M - $2.79M
|
505K
$30.2M
|
|
Feb 14, 2020
Q4 2019
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
46.3K+ 5.16% |
$2.78M - $2.79M
|
943K
$56.4M
|
|
Jul 31, 2020
Q4 2019
|
Milestone Advisory Partners
|
BUY
|
- |
42K+ 11.44% |
$2.52M - $2.53M
|
409K
$24.5M
|
|
Feb 12, 2020
Q4 2019
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
41.5K+ 3.43% |
$2.49M - $2.5M
|
1.25M
$74.7M
|
|
Feb 21, 2020
Q4 2019
|
Barber Financial Group, Inc.
|
BUY
|
- |
39.4K+ 30.34% |
$2.37M - $2.37M
|
169K
$10.1M
|
|
Jan 17, 2020
Q4 2019
|
Welch & Forbes LLC
|
BUY
|
- |
37.8K+ 102.59% |
$2.27M - $2.28M
|
74.7K
$4.47M
|
|
Feb 06, 2020
Q4 2019
|
Keystone Financial Group
|
BUY
|
- |
32.8K+ 50.05% |
$1.97M - $1.97M
|
98.3K
$5.88M
|
|
Nov 14, 2024
Q4 2019
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
BUY
|
- |
32.7KNew |
$1.96M - $1.97M
|
32.7K
$1.95M
|
|
Jan 02, 2020
Q4 2019
|
Park National Corp
|
BUY
|
- |
29.9K+ 14.9% |
$1.79M - $1.8M
|
230K
$13.8M
|
|
Jan 17, 2020
Q4 2019
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
29.6K+ 33.0% |
$1.78M - $1.78M
|
119K
$7.14M
|
|
Jan 31, 2020
Q4 2019
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
29.1KNew |
$1.75M - $1.75M
|
29.1K
$1.74M
|
|
Feb 13, 2020
Q4 2019
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
27.1K+ 5.29% |
$1.63M - $1.63M
|
539K
$32.2M
|
|
Jan 10, 2020
Q4 2019
|
Larson Financial Group LLC
|
BUY
|
- |
26.7K+ 46.46% |
$1.6M - $1.6M
|
84.1K
$5.03M
|
|
Jan 28, 2020
Q4 2019
|
Cambridge Advisors Inc.
|
BUY
|
- |
25.4KNew |
$1.53M - $1.53M
|
25.4K
$1.52M
|
|
Jan 15, 2020
Q4 2019
|
Uncommon Cents Investing LLC
|
BUY
|
- |
24KNew |
$1.44M - $1.44M
|
24K
$1.44M
|
|
Feb 11, 2020
Q4 2019
|
Crumly & Associates Inc.
|
BUY
|
- |
23.1KNew |
$1.39M - $1.39M
|
23.1K
$1.38M
|
|
Feb 18, 2020
Q4 2019
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
21.1KNew |
$1.27M - $1.27M
|
21.1K
$1.26M
|
|
Feb 14, 2020
Q4 2019
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
20.8KNew |
$1.25M - $1.25M
|
20.8K
$1.24M
|
|
Feb 05, 2020
Q4 2019
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
20.2K+ 5.09% |
$1.21M - $1.22M
|
417K
$25M
|
|
Feb 12, 2020
Q4 2019
|
Prospera Financial Services Inc
|
BUY
|
- |
19.1K+ 31.79% |
$1.15M - $1.15M
|
79.1K
$4.73M
|
|
Jan 16, 2020
Q4 2019
|
Hbw Advisory Services LLC
|
BUY
|
- |
18.4KNew |
$1.1M - $1.11M
|
18.4K
$1.1M
|
|
Jan 28, 2020
Q4 2019
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
17.7K+ 177.82% |
$1.06M - $1.07M
|
27.7K
$1.65M
|
|
Feb 14, 2020
Q4 2019
|
Aprio Wealth Management, LLC
|
BUY
|
- |
17.6KNew |
$1.06M - $1.06M
|
17.6K
$1.05M
|
|
Feb 10, 2020
Q4 2019
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
16.7K+ 141.03% |
$1M - $1M
|
28.5K
$1.7M
|
|
Feb 11, 2020
Q4 2019
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
16.3KNew |
$981K - $983K
|
16.3K
$977K
|
|
Jan 28, 2020
Q4 2019
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
15.3KNew |
$918K - $920K
|
15.3K
$914K
|
|
Feb 14, 2020
Q4 2019
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
14.8K+ 124.01% |
$888K - $890K
|
26.7K
$1.6M
|
|
Jan 28, 2020
Q4 2019
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
14.6K+ 191.99% |
$875K - $877K
|
22.2K
$1.33M
|