Institutional Ownership First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT). We have compiled data on the 73 institutions that hold shares in the stock, with a total of 2.02 Million shares, which have been reported (via 13F filing form) to have a value of $111 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Sawtooth Solutions, LLC
|
Jan 29, 2024 Q4 2023 |
273,559
shares
|
$15 Million
0.41% of portfolio
|
Q4 2023
Added 0.37%
|
|
|
Lpl Financial LLC
Fort Mill, SC |
Aug 12, 2025 Q2 2025 |
196,208
shares
|
$10.8 Million
0.0% of portfolio
|
Q2 2025
Reduced 11.11%
|
|
|
Wells Fargo & Company
San Francisco, CA |
Aug 14, 2025 Q2 2025 |
184,620
shares
|
$10.1 Million
0.0% of portfolio
|
Q2 2025
Added 11.26%
|
|
|
Morgan Stanley
New York, NY |
Aug 15, 2025 Q2 2025 |
157,369
shares
|
$8.64 Million
0.0% of portfolio
|
Q2 2025
Reduced 10.51%
|
|
|
Blueprint Investment Partners LLC
Greensboro, NC |
Aug 12, 2025 Q2 2025 |
122,035
shares
|
$6.7 Million
1.26% of portfolio
|
Q2 2025
Reduced 53.7%
|
|
|
Royal Bank Of Canada
Toronto, A6 |
Aug 14, 2025 Q2 2025 |
116,042
shares
|
$6.37 Million
0.0% of portfolio
|
Q2 2025
Added 8.27%
|
|
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
Aug 08, 2025 Q2 2025 |
93,749
shares
|
$5.14 Million
0.09% of portfolio
|
Q2 2025
Reduced 1.37%
|
|
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
Aug 12, 2024 Q2 2024 |
87,030
shares
|
$4.78 Million
0.08% of portfolio
|
Q2 2024
Added 4.69%
|
|
|
Proactive Wealth Strategies LLC
Marietta, GA |
Aug 13, 2025 Q2 2025 |
69,381
shares
|
$3.81 Million
1.65% of portfolio
|
Q2 2025
Reduced 3.28%
|
|
|
Raymond James Financial Inc
St. Petersburg, FL |
Aug 14, 2025 Q2 2025 |
53,485
shares
|
$2.94 Million
0.0% of portfolio
|
Q2 2025
Reduced 45.31%
|
|
|
Ubs Group Ag
|
Aug 14, 2025 Q2 2025 |
47,045
shares
|
$2.58 Million
0.0% of portfolio
|
Q2 2025
Reduced 17.51%
|
|
|
Envestnet Asset Management Inc
|
Jul 31, 2025 Q2 2025 |
44,793
shares
|
$2.46 Million
0.0% of portfolio
|
Q2 2025
Reduced 8.51%
|
|
|
Truist Financial Corp
|
Jul 18, 2025 Q2 2025 |
43,017
shares
|
$2.36 Million
0.0% of portfolio
|
Q2 2025
Reduced 10.86%
|
|
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
Oct 18, 2024 Q3 2024 |
40,641
shares
|
$2.23 Million
0.0% of portfolio
|
Q3 2024
Added 1.03%
|
|
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
Aug 14, 2025 Q2 2025 |
37,871
shares
|
$2.08 Million
0.0% of portfolio
|
Q2 2025
Added 7.4%
|
|
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
Aug 14, 2025 Q2 2025 |
36,375
shares
|
$2 Million
0.0% of portfolio
|
Q2 2025
Added 515.48%
|
|
|
Kestra Advisory Services, LLC
|
Aug 14, 2025 Q2 2025 |
34,069
shares
|
$1.87 Million
0.01% of portfolio
|
Q2 2025
Added 14.87%
|
|
|
Cetera Investment Advisers
Schaumburg, IL |
Aug 08, 2025 Q2 2025 |
33,661
shares
|
$1.85 Million
0.0% of portfolio
|
Q2 2025
Added 41.8%
|
|
|
Commonwealth Equity Services, LLC
|
Oct 22, 2025 Q3 2025 |
30,109
shares
|
$1.65 Million
0.0% of portfolio
|
Q3 2025
Reduced 6.18%
|
|
|
Us Bancorp \De\
|
Jul 23, 2025 Q2 2025 |
29,976
shares
|
$1.65 Million
0.0% of portfolio
|
Q2 2025
Added 5.43%
|
|
|
Jpmorgan Chase & CO
New York, NY |
May 12, 2025 Q1 2025 |
20,950
shares
|
$1.15 Million
0.0% of portfolio
|
Q1 2025
New holding
|
|
|
Cambridge Investment Research Advisors, Inc.
|
Jul 31, 2025 Q2 2025 |
17,520
shares
|
$961,497
0.0% of portfolio
|
Q2 2025
Added 35.23%
|
|
|
Raymond James & Associates
St Petersburg, FL |
Oct 18, 2024 Q3 2024 |
16,877
shares
|
$926,209
0.0% of portfolio
|
Q3 2024
Reduced 78.81%
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
Sep 04, 2025 Q2 2025 |
16,279
shares
|
$893,391
0.0% of portfolio
|
Q2 2025
Reduced 6.6%
|
|
|
Pinnacle Bancorp, Inc.
|
Oct 24, 2025 Q3 2025 |
13,413
shares
|
$736,105
0.23% of portfolio
|
Q4 2024
Added 17.52%
|