Institutional Ownership First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT). We have compiled data on the 78 institutions that hold shares in the stock, with a total of 2.41 Million shares, which have been reported (via 13F filing form) to have a value of $119 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Raymond James & Associates
St Petersburg, FL |
Oct 18, 2024 Q3 2024 |
16,877
shares
|
$830,348
0.0% of portfolio
|
Q3 2024
Reduced 78.81%
|
|
|
Stifel Financial Corp
St. Louis, MO |
May 13, 2025 Q1 2025 |
16,483
shares
|
$810,963
0.0% of portfolio
|
Q1 2025
Added 38.8%
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
May 12, 2025 Q1 2025 |
16,269
shares
|
$800,434
0.0% of portfolio
|
Q4 2024
Added 3.23%
|
|
|
Avantax Advisory Services, Inc.
|
May 06, 2025 Q1 2025 |
14,273
shares
|
$702,231
0.0% of portfolio
|
Q1 2025
Reduced 2.42%
|
|
|
Benjamin Edwards Inc
Clayton, MO |
May 12, 2025 Q1 2025 |
13,970
shares
|
$687,324
0.01% of portfolio
|
Q1 2025
New holding
|
|
|
Prasad Wealth Partners, LLC
Independence, OH |
May 12, 2025 Q1 2025 |
13,580
shares
|
$668,136
0.22% of portfolio
|
Q1 2025
Reduced 39.02%
|
|
|
Pinnacle Bancorp, Inc.
|
Apr 23, 2025 Q1 2025 |
13,413
shares
|
$659,919
0.22% of portfolio
|
Q4 2024
Added 17.52%
|
|
|
Belpointe Asset Management LLC
|
May 20, 2025 Q1 2025 |
13,378
shares
|
$658,197
0.04% of portfolio
|
Q1 2025
Reduced 12.06%
|
|
|
Atria Wealth Solutions, Inc.
New York, NY |
May 09, 2025 Q1 2025 |
13,084
shares
|
$643,732
0.01% of portfolio
|
Q1 2025
Reduced 38.09%
|
|
|
Cambridge Investment Research Advisors, Inc.
|
Apr 22, 2025 Q1 2025 |
12,956
shares
|
$637,435
0.0% of portfolio
|
Q1 2025
Reduced 2.26%
|
|
|
Gateway Wealth Partners, LLC
Appleton, WI |
Apr 30, 2025 Q1 2025 |
12,094
shares
|
$595,024
0.14% of portfolio
|
Q1 2025
Added 3.34%
|
|
|
Hrt Financial LP
New York, NY |
May 15, 2025 Q1 2025 |
9,541
shares
|
$469,417
0.0% of portfolio
|
Q1 2025
New holding
|
|
|
Chicago Partners Investment Group LLC
|
May 09, 2025 Q1 2025 |
9,390
shares
|
$461,988
0.02% of portfolio
|
Q1 2025
Reduced 1.49%
|
|
|
Goldman Sachs Group Inc
New York, NY |
May 16, 2025 Q1 2025 |
9,021
shares
|
$443,833
0.0% of portfolio
|
Q4 2024
Reduced 51.1%
|
|
|
Tcfg Wealth Management, LLC
Laguna Niguel, CA |
Apr 16, 2025 Q1 2025 |
9,009
shares
|
$443,242
0.22% of portfolio
|
Q3 2024
New holding
|
|
|
M&R Capital Management Inc
|
Oct 02, 2024 Q3 2024 |
7,720
shares
|
$379,824
0.1% of portfolio
|
Q2 2024
Reduced 7.21%
|
|
|
Wealth Enhancement Advisory Services, LLC
|
Apr 16, 2025 Q1 2025 |
7,640
shares
|
$375,888
0.0% of portfolio
|
Q1 2025
Reduced 7.28%
|
|
|
Harbour Investments, Inc.
Madison, WI |
May 08, 2025 Q1 2025 |
7,595
shares
|
$373,674
0.01% of portfolio
|
Q1 2025
Reduced 1.85%
|
|
|
Flow Traders U.S. LLC
New York, NY |
May 14, 2025 Q1 2025 |
7,059
shares
|
$347,302
0.01% of portfolio
|
Q1 2025
Reduced 48.94%
|
|
|
Smith, Moore & Co.
Clayton, MO |
May 14, 2025 Q1 2025 |
6,699
shares
|
$329,590
0.03% of portfolio
|
Q4 2024
Added 0.98%
|
|
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
May 15, 2025 Q1 2025 |
5,910
shares
|
$290,772
0.0% of portfolio
|
Q1 2025
Added 4.79%
|
|
|
Mml Investors Services, LLC
Springfield, MA |
May 14, 2025 Q1 2025 |
5,888
shares
|
$289,689
0.0% of portfolio
|
Q1 2025
Reduced 22.29%
|
|
|
Cornerstone Wealth Management, LLC
|
Apr 18, 2025 Q1 2025 |
5,810
shares
|
$285,852
0.02% of portfolio
|
Q4 2023
New holding
|
|
|
Signature Estate & Investment Advisors LLC
|
May 15, 2025 Q1 2025 |
5,314
shares
|
$261,448
0.01% of portfolio
|
Q1 2025
New holding
|
|
|
Warren Averett Asset Management, LLC
Birmingham, AL |
May 15, 2025 Q1 2025 |
4,657
shares
|
$229,124
0.0% of portfolio
|
Q1 2025
Added 3.33%
|