Purchases and Sales Made in Q4 2019 in Pimco ETF Tr 1 5 Yr High Yield (HYS)
This table provides information about the institutional ownership of Pimco ETF Tr 1 5 Yr High Yield (HYS) during Q4 2019. The information is specifically focused on institutions that hold shares of PIMCO ETF TR 1-5 YR HIGH YIELD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 18, 2020
Q4 2019
|
Great Lakes Retirement, Inc.
Sandusky, OH |
BUY
|
- |
380KNew |
$37.3M - $38M
|
380K
$35.9M
|
|
|
Feb 12, 2020
Q4 2019
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
247K+ 77.81% |
$24.3M - $24.7M
|
565K
$53.4M
|
|
|
Feb 06, 2020
Q4 2019
|
State Of Tennessee, Treasury Department
Nashville, TN |
BUY
|
- |
233KNew |
$22.9M - $23.3M
|
233K
$22M
|
|
|
Feb 13, 2020
Q4 2019
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
231KNew |
$22.7M - $23.2M
|
231K
$21.9M
|
|
|
Feb 11, 2020
Q4 2019
|
Envestnet Asset Management Inc
|
BUY
|
- |
195K+ 39.29% |
$19.2M - $19.5M
|
692K
$65.5M
|
|
|
Sep 14, 2021
Q4 2019
|
Cwm, LLC
|
BUY
|
- |
82.2K+ 12967.03% |
$8.07M - $8.23M
|
82.8K
$7.84M
|
|
|
Feb 14, 2020
Q4 2019
|
Truist Financial Corp
|
BUY
|
- |
62.9KNew |
$6.18M - $6.3M
|
62.9K
$5.95M
|
|
|
Feb 03, 2020
Q4 2019
|
Main Street Investment Advisors LLC
|
BUY
|
- |
48K+ 1461.67% |
$4.72M - $4.81M
|
51.3K
$4.85M
|
|
|
Feb 14, 2020
Q4 2019
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
46.1KNew |
$4.53M - $4.62M
|
46.1K
$4.37M
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Group Ag
|
BUY
|
- |
25.1K+ 10.82% |
$2.46M - $2.51M
|
257K
$24.3M
|
|
|
Feb 13, 2020
Q4 2019
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
25.1KNew |
$2.46M - $2.51M
|
25.1K
$2.37M
|
|
|
Feb 13, 2020
Q4 2019
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
24.2K+ 13.52% |
$2.37M - $2.42M
|
203K
$19.2M
|
|
|
Feb 11, 2020
Q4 2019
|
Value Monitoring, Inc.
|
BUY
|
- |
19.3KNew |
$1.9M - $1.93M
|
19.3K
$1.83M
|
|
|
Feb 18, 2020
Q4 2019
|
Man Group PLC
London, X0 |
BUY
|
- |
18.9K+ 19.59% |
$1.86M - $1.9M
|
116K
$10.9M
|
|
|
Jan 29, 2020
Q4 2019
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
12.6KNew |
$1.24M - $1.26M
|
12.6K
$1.19M
|
|
|
Aug 05, 2021
Q4 2019
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
11.6KNew |
$1.14M - $1.16M
|
11.6K
$1.09M
|
|
|
Jan 27, 2020
Q4 2019
|
Clark Capital Management Group, Inc.
Philadelphia, PA |
BUY
|
- |
10.8K+ 4.53% |
$1.06M - $1.08M
|
250K
$23.7M
|
|
|
Jan 31, 2020
Q4 2019
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
9.4K+ 30.63% |
$923K - $941K
|
40.1K
$3.79M
|
|
|
Jan 30, 2020
Q4 2019
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
8.92K+ 40.95% |
$876K - $893K
|
30.7K
$2.9M
|
|
|
Jan 29, 2020
Q4 2019
|
Burt Wealth Advisors
|
BUY
|
- |
8.73K+ 104.9% |
$858K - $874K
|
17.1K
$1.61M
|
|
|
Jan 30, 2020
Q4 2019
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
7.08K+ 13.87% |
$695K - $708K
|
58.1K
$5.5M
|
|
|
Jan 15, 2020
Q4 2019
|
Ae Wealth Management LLC
|
BUY
|
- |
6.99K+ 216.79% |
$686K - $699K
|
10.2K
$966K
|
|
|
Feb 07, 2020
Q4 2019
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
6.02KNew |
$591K - $603K
|
6.02K
$570K
|
|
|
Feb 14, 2020
Q4 2019
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
5.95KNew |
$584K - $596K
|
5.95K
$563K
|
|
|
Jan 29, 2020
Q4 2019
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
5.26KNew |
$516K - $526K
|
5.26K
$497K
|
|
|
Feb 12, 2020
Q4 2019
|
Adams Wealth Management
|
BUY
|
- |
5.17KNew |
$507K - $517K
|
5.17K
$489K
|
|
|
Feb 06, 2020
Q4 2019
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
5.17K+ 165.49% |
$507K - $517K
|
8.29K
$784K
|
|
|
Feb 14, 2020
Q4 2019
|
Jt Stratford LLC
Gainesville, GA |
BUY
|
- |
4.6KNew |
$452K - $461K
|
4.6K
$436K
|
|
|
Feb 12, 2020
Q4 2019
|
Fund Evaluation Group, LLC
Cincinnati, OH |
BUY
|
- |
4.2KNew |
$412K - $420K
|
4.2K
$397K
|
|
|
Sep 14, 2021
Q4 2019
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
4.2K+ 50.28% |
$412K - $420K
|
12.5K
$1.19M
|
|
|
Jan 21, 2020
Q4 2019
|
Financial Management Professionals, Inc.
|
BUY
|
- |
4.14K+ 2.48% |
$406K - $414K
|
171K
$16.2M
|
|
|
Feb 05, 2020
Q4 2019
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
3.89KNew |
$382K - $390K
|
3.89K
$368K
|
|
|
Jan 21, 2020
Q4 2019
|
Advisors Preferred, LLC
Rockville, MD |
BUY
|
- |
3.82K+ 9.14% |
$375K - $382K
|
45.6K
$4.31M
|
|
|
Apr 19, 2024
Q4 2019
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
3.61K+ 13.79% |
$355K - $361K
|
29.8K
$2.82M
|
|
|
Feb 04, 2020
Q4 2019
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.55K+ 11.31% |
$348K - $355K
|
34.9K
$3.3M
|
|
|
Feb 12, 2020
Q4 2019
|
Sawtooth Solutions, LLC
|
BUY
|
- |
3.39K+ 58.74% |
$333K - $340K
|
9.17K
$868K
|
|
|
Feb 13, 2020
Q4 2019
|
Menard Financial Group LLC
Houston, TX |
BUY
|
- |
3.25KNew |
$319K - $325K
|
3.25K
$307K
|
|
|
Jan 31, 2020
Q4 2019
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.19K+ 9.86% |
$313K - $319K
|
35.5K
$3.36M
|
|
|
Mar 11, 2024
Q4 2019
|
Hobart Private Capital, LLC
Charlotte, NC |
BUY
|
- |
3.1KNew |
$304K - $310K
|
3.1K
$293K
|
|
|
Jan 10, 2020
Q4 2019
|
New Square Capital LLC
|
BUY
|
- |
3K+ 93.61% |
$295K - $301K
|
6.21K
$588K
|
|
|
Jan 28, 2020
Q4 2019
|
Enterprise Financial Services Corp
Clayton, MO |
BUY
|
- |
2.76K+ 2.4% |
$271K - $276K
|
118K
$11.2M
|
|
|
Feb 14, 2020
Q4 2019
|
Aspen Investment Management Inc
Grand Rapids, MI |
BUY
|
- |
2.45K+ 10.99% |
$241K - $245K
|
24.7K
$2.34M
|
|
|
Feb 10, 2020
Q4 2019
|
Roundview Capital LLC
Princeton, NJ |
BUY
|
- |
2.31K+ 13.52% |
$227K - $232K
|
19.4K
$1.84M
|
|
|
Jan 24, 2020
Q4 2019
|
Beacon Financial Advisory LLC
|
BUY
|
- |
2.29KNew |
$224K - $229K
|
2.29K
$216K
|
|
|
Jan 15, 2020
Q4 2019
|
Coastline Trust CO
|
BUY
|
- |
2.25K+ 2.51% |
$221K - $225K
|
92K
$8.71M
|
|
|
Feb 12, 2020
Q4 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.04K+ 7.35% |
$200K - $204K
|
29.8K
$2.82M
|
|
|
Feb 12, 2020
Q4 2019
|
Pfs Investments Inc.
Duluth, GA |
BUY
|
- |
1.88K+ 5.69% |
$184K - $188K
|
34.8K
$3.3M
|
|
|
Feb 04, 2020
Q4 2019
|
Pacifica Partners Inc.
|
BUY
|
- |
1.86KNew |
$183K - $186K
|
1.86K
$176K
|
|
|
Feb 12, 2020
Q4 2019
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.66K+ 12.65% |
$163K - $166K
|
14.7K
$1.39M
|
|
|
Feb 12, 2020
Q4 2019
|
Centaurus Financial, Inc.
|
BUY
|
- |
1.47KNew |
$144K - $147K
|
1.47K
$139K
|