Purchases and Sales Made in Q4 2022 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q4 2022. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
219KNew |
$7.14M - $8.14M
|
219K
$9.27M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
109K+ 19.72% |
$3.56M - $4.06M
|
662K
$28.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
108KNew |
$3.51M - $4M
|
108K
$4.56M
|
|
|
Feb 14, 2023
Q4 2022
|
Sage View Advisory Group, LLC
Newport Beach, CA |
BUY
|
- |
90.4KNew |
$2.95M - $3.36M
|
90.4K
$3.83M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
84.4K+ 9.25% |
$2.75M - $3.14M
|
996K
$42.2M
|
|
|
Feb 09, 2023
Q4 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
79.7K+ 134.21% |
$2.6M - $2.96M
|
139K
$5.89M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
64.5K+ 8.31% |
$2.1M - $2.4M
|
841K
$35.6M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
60.2K+ 16.49% |
$1.96M - $2.24M
|
425K
$18M
|
|
|
Jan 03, 2023
Q4 2022
|
Impac Tfolio, LLC
|
BUY
|
- |
60.1K+ 25.11% |
$1.96M - $2.24M
|
299K
$12.7M
|
|
|
Jan 27, 2023
Q4 2022
|
First Pacific Financial
|
BUY
|
- |
49.6K+ 68.18% |
$1.62M - $1.85M
|
122K
$5.18M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
48.7KNew |
$1.59M - $1.81M
|
48.7K
$2.06M
|
|
|
Feb 15, 2023
Q4 2022
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
48.2KNew |
$1.57M - $1.79M
|
48.2K
$2.04M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
43.6K+ 154.44% |
$1.42M - $1.62M
|
71.8K
$3.04M
|
|
|
Feb 08, 2023
Q4 2022
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
32.5K+ 60.06% |
$1.06M - $1.21M
|
86.7K
$3.67M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
31.2K+ 13.57% |
$1.02M - $1.16M
|
261K
$11.1M
|
|
|
Feb 13, 2023
Q4 2022
|
Financial Connections Group, Inc.
|
BUY
|
- |
30.7KNew |
$1M - $1.14M
|
30.7K
$1.3M
|
|
|
Jan 12, 2023
Q4 2022
|
Tiaa, Fsb
St. Louis, MO |
BUY
|
- |
26.8K+ 1.14% |
$874K - $997K
|
2.37M
$100M
|
|
|
Aug 02, 2023
Q4 2022
|
Money Design Co.,Ltd.
|
BUY
|
- |
24.4KNew |
$794K - $906K
|
24.4K
$1.03M
|
|
|
Jan 31, 2023
Q4 2022
|
Money Design Co.,Ltd.
|
BUY
|
- |
24.4KNew |
$794K - $906K
|
24.4K
$1.03M
|
|
|
Feb 14, 2023
Q4 2022
|
Per Stirling Capital Management, Llc.
Austin, TX |
BUY
|
- |
21.2KNew |
$693K - $790K
|
21.2K
$900K
|
|
|
Feb 10, 2023
Q4 2022
|
Ipsen Advisor Group LLC
Little Rock, AR |
BUY
|
- |
20.7KNew |
$674K - $768K
|
20.7K
$875K
|
|
|
Feb 07, 2023
Q4 2022
|
Financial Services Advisory Inc
|
BUY
|
- |
19.6KNew |
$639K - $728K
|
19.6K
$830K
|
|
|
Jan 26, 2023
Q4 2022
|
Us Financial Advisors, LLC
Braintree, MA |
BUY
|
- |
18.9KNew |
$617K - $703K
|
18.9K
$801K
|
|
|
Feb 14, 2023
Q4 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
18.5KNew |
$603K - $687K
|
18.5K
$783K
|
|
|
Feb 02, 2023
Q4 2022
|
Mission Wealth Management, LP
|
BUY
|
- |
17.3K+ 2.55% |
$563K - $642K
|
694K
$29.4M
|
|
|
Feb 08, 2023
Q4 2022
|
Palisades Hudson Asset Management, L.P.
Fort Lauderdale, FL |
BUY
|
- |
16.4KNew |
$536K - $611K
|
16.4K
$696K
|
|
|
Feb 14, 2023
Q4 2022
|
Colony Group LLC
Boston, MA |
BUY
|
- |
16.4KNew |
$536K - $611K
|
16.4K
$696K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14.9K+ 43.02% |
$486K - $555K
|
49.6K
$2.1M
|
|
|
Feb 10, 2023
Q4 2022
|
Sand Hill Global Advisors, LLC
Palo Alto, CA |
BUY
|
- |
14.2K+ 52.93% |
$465K - $530K
|
41.2K
$1.74M
|
|
|
Jan 18, 2023
Q4 2022
|
De Dora Capital, Inc.
|
BUY
|
- |
13.5K+ 94.94% |
$439K - $500K
|
27.6K
$1.17M
|
|
|
Apr 20, 2023
Q4 2022
|
Pioneer Wealth Management Group
Austin, TX |
BUY
|
- |
13.4KNew |
$439K - $500K
|
13.4K
$570K
|
|
|
Feb 14, 2023
Q4 2022
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
12.7KNew |
$414K - $473K
|
12.7K
$538K
|
|
|
Oct 26, 2023
Q4 2022
|
Sound Stewardship, LLC
Overland Park, KS |
BUY
|
- |
11.5KNew |
$377K - $429K
|
11.5K
$489K
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
11.4K+ 21848.08% |
$371K - $423K
|
11.4K
$484K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
9.16K+ 80.16% |
$299K - $341K
|
20.6K
$872K
|
|
|
Feb 10, 2023
Q4 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
8.71K+ 2.46% |
$284K - $324K
|
362K
$15.3M
|
|
|
Feb 13, 2023
Q4 2022
|
Jones Financial Companies Lllp
|
BUY
|
- |
8.67K+ 108.51% |
$283K - $322K
|
16.7K
$706K
|
|
|
Feb 14, 2023
Q4 2022
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
8.14KNew |
$265K - $303K
|
8.14K
$345K
|
|
|
Feb 03, 2023
Q4 2022
|
Cx Institutional
|
BUY
|
- |
7.68K+ 52.95% |
$251K - $286K
|
22.2K
$940K
|
|
|
Jan 17, 2023
Q4 2022
|
Colorado Capital Management, Inc.
|
BUY
|
- |
7.36K+ 6.5% |
$240K - $274K
|
121K
$5.11M
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
7.3KNew |
$238K - $272K
|
7.3K
$309K
|
|
|
Jan 19, 2023
Q4 2022
|
Mc Namara Financial Services, Inc.
|
BUY
|
- |
6.98KNew |
$228K - $259K
|
6.98K
$296K
|
|
|
Jan 19, 2023
Q4 2022
|
Cfm Wealth Partners LLC
|
BUY
|
- |
6.98KNew |
$228K - $259K
|
6.98K
$296K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
6.68K+ 17.1% |
$218K - $249K
|
45.8K
$1.94M
|
|
|
Jan 13, 2023
Q4 2022
|
Allworth Financial LP
|
BUY
|
- |
6.42K+ 13.21% |
$209K - $239K
|
55K
$2.33M
|
|
|
Feb 07, 2023
Q4 2022
|
Regatta Capital Group, LLC
El Segundo, CA |
BUY
|
- |
6.41KNew |
$209K - $238K
|
6.41K
$272K
|
|
|
Feb 13, 2023
Q4 2022
|
Silver Oak Advisory Group, Inc.
Portland, OR |
BUY
|
- |
6.39KNew |
$208K - $238K
|
6.39K
$271K
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
6.27KNew |
$205K - $233K
|
6.27K
$266K
|
|
|
Jan 12, 2023
Q4 2022
|
Corundum Group, Inc.
|
BUY
|
- |
6.12K+ 13.14% |
$200K - $228K
|
52.7K
$2.23M
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
5.95K+ 70.06% |
$194K - $221K
|
14.5K
$612K
|