Purchases and Sales Made in Q1 2023 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jun 14, 2023
Q1 2023
|
Solano Wealth Management, Inc.
Fairfield, CA |
BUY
|
- |
296KNew |
$12.6M - $14.5M
|
296K
$17.4M
|
|
|
May 15, 2023
Q1 2023
|
Able Financial Group, LLC
Scottsdale, AZ |
BUY
|
- |
261KNew |
$11.1M - $12.7M
|
261K
$15.3M
|
|
|
May 15, 2023
Q1 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
BUY
|
- |
187KNew |
$7.99M - $9.16M
|
187K
$11M
|
|
|
May 11, 2023
Q1 2023
|
Stone X Group Inc.
|
BUY
|
- |
155KNew |
$6.62M - $7.59M
|
155K
$9.13M
|
|
|
May 15, 2023
Q1 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
155K+ 37.22% |
$6.6M - $7.57M
|
570K
$33.6M
|
|
|
May 12, 2023
Q1 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
BUY
|
- |
152K+ 8338.52% |
$6.47M - $7.42M
|
154K
$9.04M
|
|
|
May 22, 2023
Q1 2023
|
American Trust
Lexington, KY |
BUY
|
- |
131KNew |
$5.59M - $6.41M
|
131K
$7.71M
|
|
|
Apr 04, 2023
Q1 2023
|
Advance Capital Management, Inc.
Southfield, MI |
BUY
|
- |
123K+ 3.81% |
$5.26M - $6.03M
|
3.36M
$198M
|
|
|
May 09, 2023
Q1 2023
|
Goldstein Advisors, LLC
Madison, WI |
BUY
|
- |
113K+ 41.14% |
$4.84M - $5.55M
|
389K
$22.9M
|
|
|
Apr 25, 2023
Q1 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
99.6K+ 1681.73% |
$4.25M - $4.87M
|
106K
$6.21M
|
|
|
May 11, 2023
Q1 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
91.1KNew |
$3.89M - $4.46M
|
91.1K
$5.36M
|
|
|
May 15, 2023
Q1 2023
|
First Horizon Advisors, Inc.
|
BUY
|
- |
89.7K+ 33.56% |
$3.83M - $4.39M
|
357K
$21M
|
|
|
May 08, 2023
Q1 2023
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
87.7KNew |
$3.74M - $4.29M
|
87.7K
$5.16M
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
78.8K+ 191.19% |
$3.36M - $3.85M
|
120K
$7.06M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
76.5K+ 4.3% |
$3.26M - $3.74M
|
1.85M
$109M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
71.7K+ 22.78% |
$3.06M - $3.51M
|
387K
$22.8M
|
|
|
May 02, 2023
Q1 2023
|
Advisory Alpha, LLC
|
BUY
|
- |
71.6KNew |
$3.06M - $3.5M
|
71.6K
$4.22M
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
68.7K+ 11.66% |
$2.93M - $3.36M
|
659K
$38.8M
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
61.5K+ 36.36% |
$2.62M - $3.01M
|
231K
$13.6M
|
|
|
May 16, 2023
Q1 2023
|
Pca Investment Advisory Services Inc.
Cincinnati, OH |
BUY
|
- |
56.1KNew |
$2.39M - $2.75M
|
56.1K
$3.3M
|
|
|
Jul 22, 2024
Q1 2023
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
55.3K+ 104.32% |
$2.36M - $2.71M
|
108K
$6.38M
|
|
|
May 09, 2023
Q1 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
53.7K+ 13.81% |
$2.29M - $2.62M
|
442K
$26M
|
|
|
May 15, 2023
Q1 2023
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
BUY
|
- |
52.4K+ 14.65% |
$2.24M - $2.56M
|
410K
$24.2M
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
49.8K+ 10.56% |
$2.12M - $2.43M
|
521K
$30.7M
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
47.7K+ 148.27% |
$2.03M - $2.33M
|
79.9K
$4.7M
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
47.6K+ 1.3% |
$2.03M - $2.33M
|
3.71M
$218M
|
|
|
May 11, 2023
Q1 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
46.4K+ 26.18% |
$1.98M - $2.27M
|
224K
$13.2M
|
|
|
Apr 25, 2023
Q1 2023
|
Bullseye Investment Management, LLC
|
BUY
|
- |
45.6KNew |
$1.95M - $2.23M
|
45.6K
$2.69M
|
|
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
42.3KNew |
$1.8M - $2.07M
|
42.3K
$2.49M
|
|
|
May 09, 2023
Q1 2023
|
Concorde Asset Management, LLC
|
BUY
|
- |
37.8K+ 57.66% |
$1.61M - $1.85M
|
103K
$6.08M
|
|
|
Apr 24, 2023
Q1 2023
|
Tru Independence LLC
|
BUY
|
- |
34.3K+ 254.55% |
$1.46M - $1.68M
|
47.8K
$2.81M
|
|
|
Apr 12, 2023
Q1 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
32K+ 5.97% |
$1.37M - $1.57M
|
568K
$33.4M
|
|
|
Apr 05, 2023
Q1 2023
|
Howard Financial Services, Ltd.
|
BUY
|
- |
31.4K+ 24.06% |
$1.34M - $1.54M
|
162K
$9.53M
|
|
|
May 15, 2023
Q1 2023
|
Waterloo Capital, L.P.
Austin, TX |
BUY
|
- |
30.7KNew |
$1.31M - $1.5M
|
30.7K
$1.8M
|
|
|
May 11, 2023
Q1 2023
|
Root Financial Partners, LLC
Solana Beach, CA |
BUY
|
- |
30.3KNew |
$1.29M - $1.48M
|
30.3K
$1.78M
|
|
|
Jan 24, 2024
Q1 2023
|
Cedrus LLC
Littleton, CO |
BUY
|
- |
30K+ 14.28% |
$1.28M - $1.47M
|
240K
$14.1M
|
|
|
May 11, 2023
Q1 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
29.3KNew |
$1.25M - $1.44M
|
29.3K
$1.73M
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
BUY
|
- |
29.3K+ 5.91% |
$1.25M - $1.43M
|
525K
$30.9M
|
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
29.2K+ 5.49% |
$1.25M - $1.43M
|
562K
$33.1M
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
27.5K+ 6.2% |
$1.17M - $1.35M
|
471K
$27.7M
|
|
|
May 17, 2023
Q1 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
26.4K+ 87.5% |
$1.13M - $1.29M
|
56.6K
$3.33M
|
|
|
Apr 12, 2023
Q1 2023
|
Lion Street Advisors, LLC
|
BUY
|
- |
24.3KNew |
$1.04M - $1.19M
|
24.3K
$1.43M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
22.7K+ 3.77% |
$970K - $1.11M
|
626K
$36.9M
|
|
|
Jun 05, 2023
Q1 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
21.4K+ 98.74% |
$914K - $1.05M
|
43.1K
$2.54M
|
|
|
Apr 17, 2023
Q1 2023
|
One Ascent Wealth Management LLC
Birmingham, AL |
BUY
|
- |
21.3KNew |
$910K - $1.04M
|
21.3K
$1.26M
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
21.3K+ 3.83% |
$908K - $1.04M
|
577K
$34M
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
19.7K+ 1.26% |
$841K - $964K
|
1.58M
$93.2M
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
18.3K+ 20.47% |
$779K - $893K
|
107K
$6.33M
|
|
|
May 15, 2023
Q1 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
18.1K+ 22.87% |
$771K - $884K
|
97.1K
$5.72M
|
|
|
May 04, 2023
Q1 2023
|
Consolidated Planning Corp
Atlanta, GA |
BUY
|
- |
15.9K+ 36.6% |
$680K - $780K
|
59.5K
$3.5M
|