Purchases and Sales Made in Q3 2023 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
970K+ 8.06% |
$44.2M - $48.1M
|
13M
$775M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
690K+ 4.47% |
$31.4M - $34.2M
|
16.1M
$962M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
514K+ 13.24% |
$23.5M - $25.5M
|
4.4M
$263M
|
|
|
Oct 24, 2023
Q3 2023
|
Affinity Wealth Management LLC
Wilmington, DE |
BUY
|
- |
335KNew |
$15.3M - $16.6M
|
335K
$20M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
266K+ 5.34% |
$12.1M - $13.2M
|
5.25M
$313M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
205KNew |
$9.33M - $10.2M
|
205K
$12.2M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
191K+ 6.68% |
$8.72M - $9.48M
|
3.06M
$182M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
187K+ 4.82% |
$8.53M - $9.28M
|
4.07M
$243M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
174K+ 2.26% |
$7.94M - $8.64M
|
7.88M
$470M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
165K+ 6.18% |
$7.54M - $8.2M
|
2.84M
$170M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
143K+ 12.89% |
$6.54M - $7.11M
|
1.26M
$74.9M
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
131K+ 38.48% |
$5.98M - $6.51M
|
472K
$28.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
130K+ 16.12% |
$5.94M - $6.47M
|
940K
$56.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
121KNew |
$5.49M - $5.98M
|
121K
$7.19M
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
113K+ 500.03% |
$5.13M - $5.58M
|
135K
$8.06M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
110K+ 17.74% |
$5.03M - $5.48M
|
733K
$43.7M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
107KNew |
$4.88M - $5.31M
|
107K
$6.39M
|
|
|
Oct 27, 2023
Q3 2023
|
Gsg Advisors LLC
Mount Laurel, NJ |
BUY
|
- |
103KNew |
$4.68M - $5.09M
|
103K
$6.13M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
88.2K+ 7.43% |
$4.02M - $4.37M
|
1.28M
$76.1M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
80.8KNew |
$3.68M - $4M
|
80.8K
$4.82M
|
|
|
Oct 12, 2023
Q3 2023
|
Rvw Wealth, LLC
|
BUY
|
- |
77.2K+ 15.08% |
$3.52M - $3.83M
|
589K
$35.2M
|
|
|
Oct 05, 2023
Q3 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
72.1K+ 64.17% |
$3.29M - $3.57M
|
184K
$11M
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
68.2K+ 10.52% |
$3.11M - $3.38M
|
716K
$42.7M
|
|
|
Nov 02, 2023
Q3 2023
|
C2 P Capital Advisory Group, LLC D.B.A. Prosperity Capital Advisors
Westlake, OH |
BUY
|
- |
62.4KNew |
$2.84M - $3.09M
|
62.4K
$3.72M
|
|
|
Nov 06, 2023
Q3 2023
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
BUY
|
- |
62.3K+ 39.36% |
$2.84M - $3.09M
|
220K
$13.2M
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
59.1K+ 21.08% |
$2.69M - $2.93M
|
340K
$20.3M
|
|
|
Oct 16, 2023
Q3 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
58.1K+ 30.16% |
$2.65M - $2.88M
|
251K
$15M
|
|
|
Nov 14, 2023
Q3 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
58KNew |
$2.64M - $2.88M
|
58K
$3.46M
|
|
|
Nov 03, 2023
Q3 2023
|
N.E.W. Advisory Services LLC
|
BUY
|
- |
54.8KNew |
$2.5M - $2.72M
|
54.8K
$3.27M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
54.7K+ 109.39% |
$2.49M - $2.71M
|
105K
$6.25M
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
53.9K+ 16.33% |
$2.45M - $2.67M
|
384K
$22.9M
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
52.6K+ 31.87% |
$2.4M - $2.61M
|
218K
$13M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
49.2K+ 1.97% |
$2.24M - $2.44M
|
2.56M
$152M
|
|
|
Oct 17, 2023
Q3 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
47.7K+ 223.96% |
$2.17M - $2.36M
|
68.9K
$4.11M
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
47.1K+ 2446.96% |
$2.15M - $2.34M
|
49K
$2.93M
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
46K+ 69.87% |
$2.1M - $2.28M
|
112K
$6.68M
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
45.2K+ 124.17% |
$2.06M - $2.24M
|
81.6K
$4.87M
|
|
|
Oct 30, 2023
Q3 2023
|
Ergawealth Advisors, Inc.
Oak Brook, IL |
BUY
|
- |
44K+ 31.16% |
$2.01M - $2.18M
|
185K
$11.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
42.2K+ 67.64% |
$1.93M - $2.09M
|
105K
$6.25M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
40K+ 7.3% |
$1.83M - $1.99M
|
589K
$35.1M
|
|
|
Oct 19, 2023
Q3 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
38.8K+ 27.22% |
$1.77M - $1.92M
|
181K
$10.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
38.6K+ 6.27% |
$1.76M - $1.92M
|
655K
$39.1M
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Advisors, LLC
|
BUY
|
- |
37.1KNew |
$1.69M - $1.84M
|
37.1K
$2.21M
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
36.1K+ 5.39% |
$1.65M - $1.79M
|
707K
$42.2M
|
|
|
Oct 12, 2023
Q3 2023
|
Fifth Third Securities, Inc.
|
BUY
|
- |
35.9K+ 3.65% |
$1.64M - $1.78M
|
1.02M
$60.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Financial Partners Group, Inc
Overland Park, KS |
BUY
|
- |
35.6K+ 9.87% |
$1.62M - $1.77M
|
396K
$23.6M
|
|
|
Nov 09, 2023
Q3 2023
|
Prudential PLC
London, England, X0 |
BUY
|
- |
35.2KNew |
$1.6M - $1.75M
|
35.2K
$2.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
34.2K+ 6.03% |
$1.56M - $1.69M
|
601K
$35.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
34K+ 8.39% |
$1.55M - $1.69M
|
440K
$26.2M
|
|
|
Nov 08, 2023
Q3 2023
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
33.3K+ 43.67% |
$1.52M - $1.65M
|
110K
$6.54M
|