Purchases and Sales Made in Q4 2021 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.57M+ 42.88% |
$170M - $186M
|
11.9M
$710M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.59M+ 42.95% |
$124M - $135M
|
8.63M
$515M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.55M+ 14.18% |
$73.8M - $80.6M
|
12.5M
$744M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.28M+ 29.2% |
$60.8M - $66.4M
|
5.65M
$337M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
947K+ 22.47% |
$45.2M - $49.3M
|
5.16M
$308M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
887K+ 58.67% |
$42.3M - $46.2M
|
2.4M
$143M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
706K+ 37.2% |
$33.6M - $36.7M
|
2.6M
$155M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
589K+ 40.46% |
$28.1M - $30.7M
|
2.05M
$122M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
526K+ 67.31% |
$25.1M - $27.4M
|
1.31M
$78.1M
|
|
|
Feb 11, 2022
Q4 2021
|
Braun Bostich & Associates Inc.
Canonsburg, PA |
BUY
|
- |
523K+ 2083.89% |
$24.9M - $27.2M
|
548K
$32.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
417K+ 21.1% |
$19.9M - $21.7M
|
2.39M
$143M
|
|
|
Jun 08, 2022
Q4 2021
|
Presidio Capital Management, LLC
|
BUY
|
- |
404KNew |
$19.3M - $21M
|
404K
$24.1M
|
|
|
Aug 11, 2022
Q4 2021
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
403KNew |
$19.2M - $21M
|
403K
$24M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
378K+ 20.31% |
$18M - $19.7M
|
2.24M
$134M
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
375K+ 734.25% |
$17.9M - $19.5M
|
426K
$25.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
367K+ 10.32% |
$17.5M - $19.1M
|
3.92M
$234M
|
|
|
Feb 14, 2022
Q4 2021
|
Win Advisors, Inc
|
BUY
|
- |
360KNew |
$17.2M - $18.8M
|
360K
$21.5M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
359K+ 35.15% |
$17.1M - $18.7M
|
1.38M
$82.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
359K+ 7983.57% |
$17.1M - $18.7M
|
363K
$21.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
340K+ 9.27% |
$16.2M - $17.7M
|
4M
$239M
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
339K+ 39.24% |
$16.1M - $17.6M
|
1.2M
$71.7M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
310K+ 39.02% |
$14.8M - $16.1M
|
1.1M
$65.8M
|
|
|
Aug 05, 2022
Q4 2021
|
Gds Wealth Management
|
BUY
|
- |
291KNew |
$13.9M - $15.1M
|
291K
$17.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
242K+ 46.44% |
$11.5M - $12.6M
|
764K
$45.6M
|
|
|
Feb 10, 2022
Q4 2021
|
Pcg Wealth Advisors, LLC
|
BUY
|
- |
214KNew |
$10.2M - $11.1M
|
214K
$12.8M
|
|
|
Jan 19, 2022
Q4 2021
|
Wolf Group Capital Advisors
|
BUY
|
- |
211KNew |
$10.1M - $11M
|
211K
$12.6M
|
|
|
Jan 27, 2022
Q4 2021
|
Fifth Third Securities, Inc.
|
BUY
|
- |
185K+ 47.58% |
$8.84M - $9.65M
|
575K
$34.3M
|
|
|
Feb 07, 2022
Q4 2021
|
Beaumont Financial Partners, LLC
|
BUY
|
- |
183KNew |
$8.73M - $9.54M
|
183K
$10.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
176KNew |
$8.41M - $9.19M
|
176K
$10.5M
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
163K+ 52.57% |
$7.76M - $8.48M
|
473K
$28.2M
|
|
|
Feb 03, 2022
Q4 2021
|
Zimmermann Investment Management & Planning LLC
|
BUY
|
- |
162KNew |
$7.71M - $8.42M
|
162K
$9.65M
|
|
|
Feb 11, 2022
Q4 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
155K+ 103.58% |
$7.37M - $8.05M
|
304K
$18.1M
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
BUY
|
- |
153K+ 145.5% |
$7.3M - $7.98M
|
259K
$15.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
152K+ 230.21% |
$7.23M - $7.9M
|
218K
$13M
|
|
|
Jan 28, 2022
Q4 2021
|
Cottonwood Capital Advisors, LLC
|
BUY
|
- |
150KNew |
$7.16M - $7.82M
|
150K
$8.96M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
146K+ 225.33% |
$6.95M - $7.59M
|
211K
$12.6M
|
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
142K+ 23.37% |
$6.77M - $7.4M
|
750K
$44.8M
|
|
|
Feb 07, 2022
Q4 2021
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
127KNew |
$6.06M - $6.62M
|
127K
$7.59M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
124K+ 21.03% |
$5.92M - $6.47M
|
715K
$42.7M
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
112K+ 17.64% |
$5.32M - $5.81M
|
744K
$44.4M
|
|
|
Jan 24, 2022
Q4 2021
|
Secure Asset Management, LLC
|
BUY
|
- |
108KNew |
$5.16M - $5.64M
|
108K
$6.46M
|
|
|
Feb 16, 2022
Q4 2021
|
Financial Futures LTD Liability Co.
|
BUY
|
- |
108KNew |
$5.13M - $5.6M
|
108K
$6.42M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
107K+ 19.76% |
$5.08M - $5.55M
|
646K
$38.5M
|
|
|
Feb 11, 2022
Q4 2021
|
Principle Wealth Partners LLC
|
BUY
|
- |
106K+ 1845.34% |
$5.04M - $5.5M
|
111K
$6.65M
|
|
|
Jan 19, 2024
Q4 2021
|
Cedrus LLC
Littleton, CO |
BUY
|
- |
105KNew |
$4.99M - $5.46M
|
105K
$6.25M
|
|
|
Jan 27, 2022
Q4 2021
|
Mattern Wealth Management LLC
|
BUY
|
- |
102K+ 1380.2% |
$4.88M - $5.33M
|
110K
$6.55M
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
98KNew |
$4.67M - $5.1M
|
98K
$5.85M
|
|
|
Feb 14, 2022
Q4 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
96.6K+ 280.38% |
$4.6M - $5.03M
|
131K
$7.82M
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
92.7KNew |
$4.42M - $4.83M
|
92.7K
$5.53M
|
|
|
Feb 15, 2022
Q4 2021
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
91.9KNew |
$4.38M - $4.79M
|
91.9K
$5.48M
|