Purchases and Sales Made in Q1 2024 in First Trust Iii Riverfront Dyn (RFEM)
This table provides information about the institutional ownership of First Trust Iii Riverfront Dyn (RFEM) during Q1 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST III RIVERFRONT DYN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2024
Q1 2024
|
Old Mission Capital LLC
|
BUY
|
- |
9.74K+ 11.1% |
$551K - $606K
|
97.5K
$6.37M
|
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
8.92KNew |
$505K - $555K
|
8.92K
$583K
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.27K+ 27.16% |
$71.7K - $78.9K
|
5.94K
$388K
|
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
596+ 10.54% |
$33.7K - $37.1K
|
6.25K
$408K
|
|
|
Aug 13, 2024
Q1 2024
|
Prospera Financial Services Inc
|
BUY
|
- |
498+ 1.51% |
$28.2K - $31K
|
33.5K
$2.19M
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
220+ 1.74% |
$12.4K - $13.7K
|
12.9K
$840K
|
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
75+ 1.77% |
$4.24K - $4.67K
|
4.32K
$282K
|
|
|
May 13, 2024
Q1 2024
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
72New |
$4.07K - $4.48K
|
72
$4.7K
|
|
|
May 15, 2024
Q1 2024
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
71+ 0.67% |
$4.02K - $4.42K
|
10.6K
$694K
|
|
|
Aug 09, 2024
Q1 2024
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
48New |
$2.71K - $2.99K
|
48
$3.13K
|
|
|
Apr 23, 2024
Q1 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
1+ 9.09% |
$56.6 - $62.2
|
12
$783
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1- 2.78% |
$56.6 - $62.2
|
35
$2.29K
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2Closed |
$113 - $124
|
0
$0
|
|
|
Jul 30, 2024
Q1 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-28Closed |
$1.58K - $1.74K
|
0
$0
|
|
|
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-106- 75.18% |
$6K - $6.59K
|
35
$2.29K
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-106- 75.18% |
$6K - $6.59K
|
35
$2.29K
|
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-124- 0.29% |
$7.01K - $7.71K
|
42.7K
$2.79M
|
|
|
Apr 29, 2024
Q1 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-163- 8.82% |
$9.22K - $10.1K
|
1.69K
$110K
|
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-298- 0.75% |
$16.9K - $18.5K
|
39.5K
$2.58M
|
|
|
May 10, 2024
Q1 2024
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-387- 9.92% |
$21.9K - $24.1K
|
3.51K
$229K
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-418- 84.62% |
$23.6K - $26K
|
76
$4.96K
|
|
|
Apr 15, 2024
Q1 2024
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-468- 5.76% |
$26.5K - $29.1K
|
7.65K
$500K
|
|
|
May 10, 2024
Q1 2024
|
Truist Financial Corp
|
SELL
|
- |
-640- 2.0% |
$36.2K - $39.8K
|
31.4K
$2.05M
|
|
|
Apr 30, 2024
Q1 2024
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-818- 3.25% |
$46.3K - $50.9K
|
24.4K
$1.59M
|
|
|
May 02, 2024
Q1 2024
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-1.16K- 1.28% |
$65.4K - $72K
|
89.2K
$5.82M
|
|
|
Aug 28, 2024
Q1 2024
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-1.16K- 1.28% |
$65.4K - $72K
|
89.2K
$5.82M
|
|
|
May 14, 2024
Q1 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.05K- 31.64% |
$286K - $314K
|
10.9K
$713K
|
|
|
May 15, 2024
Q1 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-9.11K- 16.66% |
$515K - $567K
|
45.5K
$2.97M
|
|
|
May 15, 2024
Q1 2024
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-9.54K- 26.55% |
$539K - $593K
|
26.4K
$1.72M
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-13.9K- 44.56% |
$784K - $862K
|
17.2K
$1.13M
|