Purchases and Sales Made in Q3 2022 in First Trust Iii Riverfront Dyn (RFEM)
This table provides information about the institutional ownership of First Trust Iii Riverfront Dyn (RFEM) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST III RIVERFRONT DYN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
18.8KNew |
$868K - $1.06M
|
18.8K
$1.23M
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
17.5K+ 96.86% |
$806K - $986K
|
35.6K
$2.32M
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
17.5K+ 96.86% |
$806K - $986K
|
35.6K
$2.32M
|
|
|
Nov 14, 2022
Q3 2022
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
3.53K+ 71.34% |
$163K - $199K
|
8.49K
$554K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.2KNew |
$101K - $124K
|
2.2K
$143K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.51K+ 2.22% |
$69.4K - $84.9K
|
69.5K
$4.54M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.24K+ 11.53% |
$57.2K - $69.9K
|
12K
$784K
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
774+ 2.38% |
$35.6K - $43.6K
|
33.3K
$2.17M
|
|
|
Nov 09, 2022
Q3 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
196+ 13.23% |
$9.02K - $11K
|
1.68K
$109K
|
|
|
Oct 31, 2022
Q3 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
47+ 0.19% |
$2.16K - $2.65K
|
24.7K
$1.61M
|
|
|
Nov 14, 2022
Q3 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
6New |
$276 - $338
|
6
$392
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1+ 0.05% |
$46 - $56.3
|
1.98K
$129K
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-63- 2.64% |
$2.9K - $3.55K
|
2.32K
$152K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-93- 1.75% |
$4.28K - $5.24K
|
5.21K
$340K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-183- 79.57% |
$8.43K - $10.3K
|
47
$3.07K
|
|
|
Nov 08, 2022
Q3 2022
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-344- 4.93% |
$15.8K - $19.4K
|
6.63K
$433K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-713- 10.3% |
$32.8K - $40.2K
|
6.21K
$405K
|
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-970- 17.8% |
$44.7K - $54.6K
|
4.48K
$292K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.36K- 3.4% |
$62.5K - $76.4K
|
38.5K
$2.51M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.73K- 3.3% |
$79.6K - $97.3K
|
50.6K
$3.31M
|
|
|
Nov 09, 2022
Q3 2022
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-2.33K- 33.75% |
$107K - $131K
|
4.58K
$299K
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-2.5K- 10.34% |
$115K - $141K
|
21.7K
$1.42M
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-2.51K- 6.01% |
$116K - $141K
|
39.3K
$2.57M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.77K- 43.79% |
$174K - $212K
|
4.84K
$316K
|
|
|
Oct 06, 2022
Q3 2022
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-4.51KClosed |
$208K - $254K
|
0
$0
|
|
|
Nov 10, 2022
Q3 2022
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-10.9K- 10.2% |
$503K - $615K
|
96.2K
$6.28M
|
|
|
Nov 14, 2022
Q3 2022
|
Old Mission Capital LLC
|
SELL
|
- |
-12.1K- 71.73% |
$558K - $683K
|
4.78K
$312K
|