Purchases and Sales Made in Q3 2023 in First Trust Iii Riverfront Dyn (RFEM)
This table provides information about the institutional ownership of First Trust Iii Riverfront Dyn (RFEM) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST III RIVERFRONT DYN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2023
Q3 2023
|
Kesler, Norman & Wride, LLC
|
BUY
|
- |
31.5KNew |
$1.67M - $1.8M
|
31.5K
$2.06M
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
14K+ 76.34% |
$742K - $803K
|
32.4K
$2.11M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.6K+ 4.08% |
$84.4K - $91.3K
|
40.6K
$2.65M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.1KNew |
$58.2K - $63K
|
1.1K
$71.8K
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
329+ 6.97% |
$17.4K - $18.8K
|
5.05K
$329K
|
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
132+ 0.51% |
$6.99K - $7.56K
|
25.9K
$1.69M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
68+ 183.78% |
$3.6K - $3.89K
|
105
$6.86K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
10+ 0.02% |
$529 - $573
|
40.9K
$2.67M
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
5+ 0.36% |
$265 - $286
|
1.39K
$90.9K
|
|
|
Oct 18, 2023
Q3 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
3+ 33.33% |
$159 - $172
|
12
$783
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-1- 3.45% |
$52.9 - $57.3
|
28
$1.83K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-79- 2.02% |
$4.18K - $4.52K
|
3.83K
$250K
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-135- 14.09% |
$7.14K - $7.73K
|
823
$53.7K
|
|
|
Dec 06, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-213- 19.0% |
$11.3K - $12.2K
|
908
$59.3K
|
|
|
Oct 17, 2023
Q3 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-239- 2.85% |
$12.6K - $13.7K
|
8.15K
$532K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-370- 1.1% |
$19.6K - $21.2K
|
33.4K
$2.18M
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-457- 19.17% |
$24.2K - $26.2K
|
1.93K
$126K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-464- 99.57% |
$24.6K - $26.6K
|
2
$131
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-579- 10.99% |
$30.6K - $33.2K
|
4.69K
$306K
|
|
|
Nov 14, 2023
Q3 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-1.05K- 8.95% |
$55.6K - $60.1K
|
10.7K
$697K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.18K- 8.18% |
$62.6K - $67.7K
|
13.3K
$866K
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-1.57K- 25.25% |
$83.2K - $90.1K
|
4.66K
$304K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.86K- 96.57% |
$98.4K - $107K
|
66
$4.31K
|
|
|
Nov 07, 2023
Q3 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-1.9K- 1.96% |
$101K - $109K
|
95.3K
$6.22M
|
|
|
Aug 28, 2024
Q3 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-1.9K- 1.96% |
$101K - $109K
|
95.3K
$6.22M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.83K- 4.17% |
$150K - $162K
|
64.9K
$4.24M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.51K- 77.38% |
$397K - $430K
|
2.2K
$143K
|
|
|
Nov 14, 2023
Q3 2023
|
Old Mission Capital LLC
|
SELL
|
- |
-8.46K- 26.19% |
$448K - $484K
|
23.8K
$1.56M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-9.1K- 30.07% |
$482K - $521K
|
21.2K
$1.38M
|
|
|
Nov 14, 2023
Q3 2023
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-10.1K- 26.7% |
$535K - $579K
|
27.7K
$1.81M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-15.1K- 24.48% |
$798K - $864K
|
46.5K
$3.04M
|