Purchases and Sales Made in Q3 2020 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q3 2020. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2020
Q3 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
784K+ 598.73% |
$39M - $39.2M
|
914K
$43.4M
|
|
|
Oct 09, 2020
Q3 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
544K+ 11.32% |
$27.1M - $27.2M
|
5.35M
$254M
|
|
|
Nov 12, 2020
Q3 2020
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
353K+ 101.71% |
$17.6M - $17.7M
|
700K
$33.2M
|
|
|
Dec 10, 2020
Q3 2020
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
266K+ 7.87% |
$13.2M - $13.3M
|
3.65M
$173M
|
|
|
Nov 12, 2020
Q3 2020
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
143K+ 17.71% |
$7.11M - $7.15M
|
950K
$45.1M
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
134K+ 3.33% |
$6.68M - $6.73M
|
4.17M
$198M
|
|
|
Oct 28, 2020
Q3 2020
|
Estate Counselors, LLC
|
BUY
|
- |
123K+ 249.43% |
$6.1M - $6.13M
|
172K
$8.15M
|
|
|
Nov 02, 2020
Q3 2020
|
Relaxing Retirement Coach
|
BUY
|
- |
116K+ 126.58% |
$5.78M - $5.82M
|
208K
$9.88M
|
|
|
Nov 16, 2020
Q3 2020
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
110K+ 21.4% |
$5.5M - $5.53M
|
627K
$29.8M
|
|
|
Oct 28, 2020
Q3 2020
|
Proffitt & Goodson Inc
|
BUY
|
- |
104K+ 519.26% |
$5.18M - $5.21M
|
124K
$5.9M
|
|
|
Nov 06, 2020
Q3 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
103K+ 8.57% |
$5.14M - $5.17M
|
1.31M
$62M
|
|
|
Dec 03, 2020
Q3 2020
|
Brinker Capital Investments, LLC
|
BUY
|
- |
89.9K+ 95.61% |
$4.47M - $4.5M
|
184K
$8.73M
|
|
|
Nov 16, 2020
Q3 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
79.5K+ 6.06% |
$3.95M - $3.98M
|
1.39M
$66M
|
|
|
Nov 05, 2020
Q3 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
79.1K+ 7.73% |
$3.94M - $3.96M
|
1.1M
$52.3M
|
|
|
Nov 12, 2020
Q3 2020
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
BUY
|
- |
78K+ 52.41% |
$3.88M - $3.9M
|
227K
$10.8M
|
|
|
Nov 04, 2020
Q3 2020
|
Dakota Wealth Management
|
BUY
|
- |
77.5K+ 284.63% |
$3.86M - $3.88M
|
105K
$4.97M
|
|
|
Oct 06, 2020
Q3 2020
|
Apcm Wealth Management For Individuals
|
BUY
|
- |
69.9K+ 14.25% |
$3.48M - $3.5M
|
560K
$26.6M
|
|
|
Oct 20, 2020
Q3 2020
|
Parcion Private Wealth LLC
Bellevue, WA |
BUY
|
- |
66.6K+ 321.87% |
$3.31M - $3.33M
|
87.3K
$4.14M
|
|
|
Oct 14, 2020
Q3 2020
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
65.6K+ 20.31% |
$3.26M - $3.28M
|
389K
$18.4M
|
|
|
Nov 16, 2020
Q3 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
63.2KNew |
$3.15M - $3.16M
|
63.2K
$3M
|
|
|
Nov 17, 2020
Q3 2020
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
62.4K+ 21.83% |
$3.1M - $3.12M
|
348K
$16.5M
|
|
|
Oct 28, 2020
Q3 2020
|
Parkside Investments, LLC
|
BUY
|
- |
57.8K+ 52.88% |
$2.87M - $2.89M
|
167K
$7.93M
|
|
|
Nov 16, 2020
Q3 2020
|
Strategic Financial Services, Inc,
Utica, NY |
BUY
|
- |
51.4K+ 58.89% |
$2.56M - $2.57M
|
139K
$6.58M
|
|
|
Oct 13, 2020
Q3 2020
|
Cx Institutional
|
BUY
|
- |
51.1K+ 37.24% |
$2.54M - $2.56M
|
188K
$8.94M
|
|
|
Oct 29, 2020
Q3 2020
|
Altfest L J & CO Inc
|
BUY
|
- |
50.9K+ 73.26% |
$2.53M - $2.55M
|
120K
$5.72M
|
|
|
Nov 13, 2020
Q3 2020
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
44.3K+ 88.03% |
$2.21M - $2.22M
|
94.7K
$4.49M
|
|
|
Nov 02, 2020
Q3 2020
|
Yhb Investment Advisors, Inc.
|
BUY
|
- |
42.6KNew |
$2.12M - $2.13M
|
42.6K
$2.02M
|
|
|
Nov 13, 2020
Q3 2020
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
42.2K+ 3.37% |
$2.1M - $2.11M
|
1.29M
$61.4M
|
|
|
Oct 21, 2020
Q3 2020
|
Sunflower Bank, N.A.
Denver, CO |
BUY
|
- |
37.5K+ 8.85% |
$1.86M - $1.88M
|
461K
$21.9M
|
|
|
Nov 19, 2020
Q3 2020
|
Tru Independence LLC
|
BUY
|
- |
37KNew |
$1.84M - $1.85M
|
37K
$1.76M
|
|
|
Nov 12, 2020
Q3 2020
|
Pettinga Financial Advisors, LLC
|
BUY
|
- |
32.5K+ 80.54% |
$1.62M - $1.63M
|
72.9K
$3.46M
|
|
|
Nov 13, 2020
Q3 2020
|
Trustmark National Bank Trust Department
Jackson, MS |
BUY
|
- |
28.6K+ 4.58% |
$1.42M - $1.43M
|
653K
$31M
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
27.2K+ 1.19% |
$1.35M - $1.36M
|
2.31M
$110M
|
|
|
Nov 13, 2020
Q3 2020
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
26.7KNew |
$1.33M - $1.33M
|
26.7K
$1.27M
|
|
|
Oct 13, 2020
Q3 2020
|
Altus Wealth Management, LLC
|
BUY
|
- |
25.7KNew |
$1.28M - $1.29M
|
25.7K
$1.22M
|
|
|
Nov 30, 2020
Q3 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
23.8K+ 39.13% |
$1.18M - $1.19M
|
84.5K
$4.01M
|
|
|
Oct 28, 2020
Q3 2020
|
Schmidt P J Investment Management Inc
Cedarburg, WI |
BUY
|
- |
21.4KNew |
$1.07M - $1.07M
|
21.4K
$1.02M
|
|
|
Nov 12, 2020
Q3 2020
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
20.7K+ 5.27% |
$1.03M - $1.03M
|
413K
$19.6M
|
|
|
Nov 09, 2020
Q3 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
20.7K+ 2.52% |
$1.03M - $1.03M
|
841K
$39.9M
|
|
|
Oct 23, 2020
Q3 2020
|
Bernardo Wealth Planning LLC
|
BUY
|
- |
20KNew |
$997K - $1M
|
20K
$951K
|
|
|
Nov 06, 2020
Q3 2020
|
Janney Montgomery Scott LLC
|
BUY
|
- |
19.7K+ 23.11% |
$983K - $989K
|
105K
$4.99M
|
|
|
Nov 02, 2020
Q3 2020
|
Ackerman Capital Advisors, LLC
|
BUY
|
- |
19.7K+ 23.84% |
$979K - $985K
|
102K
$4.85M
|
|
|
Nov 16, 2020
Q3 2020
|
Caprin Asset Management LLC
Henrico, VA |
BUY
|
- |
19.2K+ 2.26% |
$954K - $960K
|
869K
$41.3M
|
|
|
Nov 17, 2020
Q3 2020
|
Mid West One Financial Group, Inc.
Iowa City, IA |
BUY
|
- |
19KNew |
$947K - $953K
|
19K
$904K
|
|
|
Nov 10, 2020
Q3 2020
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
18.7KNew |
$929K - $934K
|
18.7K
$886K
|
|
|
Nov 10, 2020
Q3 2020
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
18.3KNew |
$910K - $915K
|
18.3K
$868K
|
|
|
Nov 17, 2020
Q3 2020
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
18.1KNew |
$900K - $905K
|
18.1K
$858K
|
|
|
Nov 12, 2020
Q3 2020
|
Kestra Advisory Services, LLC
|
BUY
|
- |
14.7KNew |
$733K - $738K
|
14.7K
$700K
|
|
|
Nov 12, 2020
Q3 2020
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
14.6K+ 20.91% |
$728K - $733K
|
84.6K
$4.02M
|
|
|
Oct 28, 2020
Q3 2020
|
Dubuque Bank & Trust CO
|
BUY
|
- |
14.5K+ 27.7% |
$720K - $724K
|
66.7K
$3.16M
|