Purchases and Sales Made in Q4 2019 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q4 2019. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2020
Q4 2019
|
Sei Investments CO
Oaks, PA |
BUY
|
- |
176+ 3.05% |
$8.6K - $8.65K
|
5.95K
$283K
|
|
|
Jan 30, 2020
Q4 2019
|
Sage Financial Group Inc
|
BUY
|
- |
150+ 0.74% |
$7.33K - $7.37K
|
20.5K
$976K
|
|
|
Feb 10, 2020
Q4 2019
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
150+ 2.32% |
$7.33K - $7.37K
|
6.62K
$315K
|
|
|
Jan 28, 2020
Q4 2019
|
Versant Capital Management, Inc
|
BUY
|
- |
128+ 2.47% |
$6.26K - $6.29K
|
5.32K
$253K
|
|
|
Jan 17, 2020
Q4 2019
|
Strategic Family Wealth Counselors, L.L.C.
Fairfield, NJ |
BUY
|
- |
123+ 0.46% |
$6.01K - $6.04K
|
27K
$1.28M
|
|
|
Feb 03, 2020
Q4 2019
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
103+ 0.73% |
$5.03K - $5.06K
|
14.2K
$674K
|
|
|
Jan 16, 2020
Q4 2019
|
Wedbush Securities Inc
|
BUY
|
- |
102+ 0.87% |
$4.98K - $5.01K
|
11.8K
$559K
|
|
|
Feb 11, 2020
Q4 2019
|
Argi Investment Services, LLC
|
BUY
|
- |
101+ 0.18% |
$4.94K - $4.96K
|
55.6K
$2.64M
|
|
|
Feb 18, 2020
Q4 2019
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
101+ 0.16% |
$4.94K - $4.96K
|
61.8K
$2.94M
|
|
|
Feb 13, 2020
Q4 2019
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
100+ 0.2% |
$4.89K - $4.91K
|
49.6K
$2.36M
|
|
|
Feb 05, 2020
Q4 2019
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
98New |
$4.79K - $4.81K
|
98
$4.66K
|
|
|
Feb 13, 2020
Q4 2019
|
Mycio Wealth Partners, LLC
|
BUY
|
- |
84+ 30.43% |
$4.11K - $4.13K
|
360
$17.1K
|
|
|
Feb 14, 2020
Q4 2019
|
Alesco Advisors LLC
Pittsford, NY |
BUY
|
- |
74+ 1.24% |
$3.62K - $3.63K
|
6.06K
$288K
|
|
|
Feb 04, 2020
Q4 2019
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
71+ 0.62% |
$3.47K - $3.49K
|
11.5K
$549K
|
|
|
Feb 27, 2020
Q4 2019
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
30New |
$1.47K - $1.47K
|
30
$1.43K
|
|
|
Jan 08, 2020
Q4 2019
|
Vista Private Wealth Partners. LLC
|
BUY
|
- |
28+ 0.57% |
$1.37K - $1.38K
|
4.95K
$235K
|
|
|
Jan 14, 2020
Q4 2019
|
Surevest, LLC
Los Angeles, CA |
BUY
|
- |
21+ 0.47% |
$1.03K - $1.03K
|
4.49K
$213K
|
|
|
Feb 05, 2020
Q4 2019
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
17+ 0.16% |
$831 - $835
|
10.7K
$510K
|
|
|
Feb 12, 2020
Q4 2019
|
Cpwm, LLC
Seattle, WA |
BUY
|
- |
16+ 0.32% |
$782 - $786
|
5.03K
$239K
|
|
|
Feb 06, 2020
Q4 2019
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
13+ 0.51% |
$635 - $639
|
2.55K
$121K
|
|
|
Jan 15, 2020
Q4 2019
|
Gradient Investments LLC
|
BUY
|
- |
13+ 0.2% |
$635 - $639
|
6.36K
$302K
|
|
|
Feb 20, 2020
Q4 2019
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
10+ 0.14% |
$489 - $491
|
7.01K
$333K
|
|
|
Jan 28, 2020
Q4 2019
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
10+ 0.06% |
$489 - $491
|
15.9K
$754K
|
|
|
Feb 14, 2020
Q4 2019
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
6+ 0.05% |
$293 - $295
|
12.7K
$606K
|
|
|
Feb 13, 2020
Q4 2019
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
5+ 0.56% |
$244 - $246
|
905
$43K
|
|
|
Jan 07, 2020
Q4 2019
|
First Horizon Advisors, Inc.
|
BUY
|
- |
4+ 0.08% |
$195 - $196
|
5.31K
$252K
|
|
|
Feb 05, 2020
Q4 2019
|
Private Ocean, LLC
|
BUY
|
- |
4+ 0.45% |
$195 - $196
|
901
$42.8K
|
|
|
Jan 13, 2020
Q4 2019
|
Diligent Investors, LLC
|
BUY
|
- |
1+ 0.01% |
$48.9 - $49.1
|
7.96K
$379K
|
|
|
Feb 05, 2020
Q4 2019
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
1+ 0.11% |
$48.9 - $49.1
|
890
$42.3K
|
|
|
Feb 06, 2020
Q4 2019
|
Motco
|
SELL
|
- |
-1Closed |
$48.9 - $49.1
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Dakota Wealth Management
|
SELL
|
- |
-12- 0.07% |
$586 - $589
|
17.9K
$850K
|
|
|
Feb 13, 2020
Q4 2019
|
Evensky & Katz LLC
|
SELL
|
- |
-32- 1.38% |
$1.56K - $1.57K
|
2.3K
$109K
|
|
|
Feb 14, 2020
Q4 2019
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-32- 0.28% |
$1.56K - $1.57K
|
11.2K
$533K
|
|
|
Jan 17, 2020
Q4 2019
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-61- 0.44% |
$2.98K - $3K
|
13.9K
$661K
|
|
|
Jan 07, 2020
Q4 2019
|
Trust CO
|
SELL
|
- |
-66Closed |
$3.23K - $3.24K
|
0
$0
|
|
|
Feb 28, 2020
Q4 2019
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-77Closed |
$3.76K - $3.78K
|
0
$0
|
|
|
Feb 18, 2020
Q4 2019
|
Belpointe Asset Management LLC
|
SELL
|
- |
-77- 3.57% |
$3.76K - $3.78K
|
2.08K
$98.7K
|
|
|
Jan 22, 2020
Q4 2019
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-92- 0.75% |
$4.5K - $4.52K
|
12.1K
$577K
|
|
|
Aug 13, 2024
Q4 2019
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-97Closed |
$4.74K - $4.76K
|
0
$0
|
|
|
Jan 17, 2020
Q4 2019
|
Arden Trust CO
|
SELL
|
- |
-100- 0.31% |
$4.89K - $4.91K
|
31.8K
$1.51M
|
|
|
Jan 29, 2020
Q4 2019
|
Exchange Capital Management, Inc.
|
SELL
|
- |
-107- 1.04% |
$5.23K - $5.26K
|
10.2K
$485K
|
|
|
Feb 14, 2020
Q4 2019
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-132- 0.97% |
$6.45K - $6.48K
|
13.4K
$639K
|
|
|
Feb 14, 2020
Q4 2019
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-150- 38.96% |
$7.33K - $7.37K
|
235
$11.2K
|
|
|
Feb 10, 2020
Q4 2019
|
Cypress Capital, LLC
|
SELL
|
- |
-171- 2.46% |
$8.36K - $8.4K
|
6.78K
$322K
|
|
|
Feb 05, 2020
Q4 2019
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-203- 1.53% |
$9.92K - $9.97K
|
13K
$619K
|
|
|
Jan 23, 2020
Q4 2019
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-206- 0.93% |
$10.1K - $10.1K
|
21.8K
$1.04M
|
|
|
Jan 29, 2020
Q4 2019
|
Proffitt & Goodson Inc
|
SELL
|
- |
-242- 1.35% |
$11.8K - $11.9K
|
17.7K
$840K
|
|
|
Jan 23, 2020
Q4 2019
|
Successful Portfolios LLC
|
SELL
|
- |
-265- 4.39% |
$13K - $13K
|
5.77K
$274K
|
|
|
Feb 14, 2020
Q4 2019
|
Fortis Advisors, LLC
King Of Prussia, PA |
SELL
|
- |
-310Closed |
$15.1K - $15.2K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Bfsg, LLC
|
SELL
|
- |
-400- 3.43% |
$19.5K - $19.6K
|
11.3K
$535K
|