Purchases and Sales Made in Q4 2019 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q4 2019. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 14, 2020
Q4 2019
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-5.78K- 1.93% |
$282K - $284K
|
294K
$14M
|
|
|
Jan 23, 2020
Q4 2019
|
Black Diamond Financial, LLC
|
SELL
|
- |
-6.09K- 41.55% |
$297K - $299K
|
8.56K
$407K
|
|
|
Jan 15, 2020
Q4 2019
|
Moseley Investment Management Inc
|
SELL
|
- |
-6.22K- 19.42% |
$304K - $305K
|
25.8K
$1.23M
|
|
|
Feb 10, 2020
Q4 2019
|
Syntal Capital Partners, LLC
Midland, TX |
SELL
|
- |
-6.35KClosed |
$310K - $312K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Fiduciary Trust CO
Boston, MA |
SELL
|
- |
-7.58KClosed |
$370K - $372K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Amg National Trust Bank
|
SELL
|
- |
-8.38K- 41.52% |
$410K - $412K
|
11.8K
$561K
|
|
|
Jan 17, 2020
Q4 2019
|
Ritholtz Wealth Management
|
SELL
|
- |
-8.54KClosed |
$417K - $419K
|
0
$0
|
|
|
Jul 24, 2024
Q4 2019
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-8.59KClosed |
$420K - $422K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Cwm, LLC
|
SELL
|
- |
-9.66K- 98.33% |
$472K - $475K
|
164
$7.8K
|
|
|
Feb 07, 2020
Q4 2019
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-9.83K- 7.57% |
$481K - $483K
|
120K
$5.71M
|
|
|
Feb 13, 2020
Q4 2019
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-10.6K- 5.71% |
$516K - $518K
|
174K
$8.28M
|
|
|
Jan 24, 2020
Q4 2019
|
James Investment Research Inc
|
SELL
|
- |
-10.7K- 7.96% |
$521K - $524K
|
123K
$5.86M
|
|
|
Feb 10, 2020
Q4 2019
|
Private Advisor Group, LLC
|
SELL
|
- |
-11.2K- 19.39% |
$547K - $550K
|
46.6K
$2.21M
|
|
|
Feb 14, 2020
Q4 2019
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-11.3KClosed |
$552K - $555K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Meritage Portfolio Management
|
SELL
|
- |
-11.9K- 16.96% |
$582K - $585K
|
58.3K
$2.77M
|
|
|
Jan 21, 2020
Q4 2019
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-13.6KClosed |
$664K - $668K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-14.4KClosed |
$704K - $708K
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-14.5K- 62.27% |
$710K - $713K
|
8.8K
$418K
|
|
|
Jan 29, 2020
Q4 2019
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-14.7K- 13.11% |
$716K - $720K
|
97.2K
$4.62M
|
|
|
Jan 17, 2020
Q4 2019
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-15.1KClosed |
$739K - $743K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Cliftonlarsonallen Wealth Advisors, LLC
|
SELL
|
- |
-16.7K- 16.11% |
$817K - $822K
|
87.1K
$4.14M
|
|
|
Feb 13, 2020
Q4 2019
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-29.4K- 12.67% |
$1.44M - $1.45M
|
203K
$9.64M
|
|
|
Jan 15, 2020
Q4 2019
|
Parkside Advisors LLC
|
SELL
|
- |
-34.1K- 45.86% |
$1.67M - $1.67M
|
40.3K
$1.91M
|
|
|
Jan 23, 2020
Q4 2019
|
Nicolet Advisory Services, LLC
Green Bay, WI |
SELL
|
- |
-39.4K- 10.1% |
$1.93M - $1.94M
|
351K
$16.7M
|
|
|
Feb 11, 2020
Q4 2019
|
Assetmark, Inc
|
SELL
|
- |
-44.1K- 20.56% |
$2.16M - $2.17M
|
170K
$8.1M
|
|
|
Jan 16, 2020
Q4 2019
|
Allworth Financial LP
|
SELL
|
- |
-50.2K- 31.19% |
$2.45M - $2.46M
|
111K
$5.26M
|
|
|
Jan 14, 2020
Q4 2019
|
Corbenic Partners LLC
|
SELL
|
- |
-57.4K- 99.85% |
$2.81M - $2.82M
|
87
$4.14K
|
|
|
Feb 03, 2020
Q4 2019
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-58.5K- 83.89% |
$2.86M - $2.87M
|
11.2K
$534K
|
|
|
Aug 16, 2024
Q4 2019
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-62.9K- 27.61% |
$3.07M - $3.09M
|
165K
$7.84M
|
|
|
Feb 07, 2020
Q4 2019
|
Gratus Capital LLC
|
SELL
|
- |
-80.9KClosed |
$3.95M - $3.97M
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-88.8KClosed |
$4.34M - $4.36M
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Envestnet Asset Management Inc
|
SELL
|
- |
-101K- 3.72% |
$4.93M - $4.95M
|
2.61M
$124M
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-131KClosed |
$6.4M - $6.44M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Group Ag
|
SELL
|
- |
-526K- 30.32% |
$25.7M - $25.9M
|
1.21M
$57.5M
|