Purchases and Sales Made in Q4 2019 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q4 2019. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2020
Q4 2019
|
Stone X Group Inc.
|
BUY
|
- |
10.2KNew |
$496K - $499K
|
10.2K
$483K
|
|
|
Feb 14, 2020
Q4 2019
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
9.8KNew |
$479K - $481K
|
9.8K
$466K
|
|
|
Sep 14, 2021
Q4 2019
|
Cwm, LLC
|
BUY
|
- |
9.66K+ 5891.46% |
$472K - $475K
|
9.83K
$467K
|
|
|
Feb 12, 2020
Q4 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
9.07K+ 3.11% |
$443K - $446K
|
301K
$14.3M
|
|
|
Jan 07, 2020
Q4 2019
|
Windsor Group LTD
|
BUY
|
- |
8.77KNew |
$429K - $431K
|
8.77K
$417K
|
|
|
Feb 10, 2020
Q4 2019
|
Bcs Wealth Management
|
BUY
|
- |
8.67KNew |
$424K - $426K
|
8.67K
$412K
|
|
|
Jan 21, 2020
Q4 2019
|
Cx Institutional
|
BUY
|
- |
8.24K+ 7.33% |
$402K - $405K
|
121K
$5.73M
|
|
|
Jan 14, 2020
Q4 2019
|
Dubuque Bank & Trust CO
|
BUY
|
- |
8.2KNew |
$401K - $403K
|
8.2K
$390K
|
|
|
Feb 05, 2020
Q4 2019
|
Fifth Third Securities, Inc.
|
BUY
|
- |
8.08KNew |
$395K - $397K
|
8.08K
$384K
|
|
|
Feb 05, 2020
Q4 2019
|
Keybank National Association
|
BUY
|
- |
7K+ 169.08% |
$342K - $344K
|
11.1K
$530K
|
|
|
Feb 05, 2020
Q4 2019
|
Eagle Ridge Investment Management
|
BUY
|
- |
6.93K+ 4.6% |
$339K - $340K
|
158K
$7.49M
|
|
|
Jan 22, 2020
Q4 2019
|
Davenport & CO LLC
|
BUY
|
- |
6.66K+ 31.6% |
$325K - $327K
|
27.7K
$1.32M
|
|
|
Feb 18, 2020
Q4 2019
|
Smart Money Group LLC
|
BUY
|
- |
6.6KNew |
$323K - $324K
|
6.6K
$314K
|
|
|
Jan 17, 2020
Q4 2019
|
Ifp Advisors, Inc
|
BUY
|
- |
6.55K+ 256.78% |
$320K - $322K
|
9.1K
$433K
|
|
|
Jan 17, 2020
Q4 2019
|
Biltmore Wealth Management, LLC
|
BUY
|
- |
6.52K+ 0.49% |
$319K - $320K
|
1.34M
$63.6M
|
|
|
Jan 23, 2020
Q4 2019
|
Mc Adam, LLC
|
BUY
|
- |
6.17K+ 15.83% |
$301K - $303K
|
45.1K
$2.14M
|
|
|
Feb 07, 2020
Q4 2019
|
Lincoln National Corp
|
BUY
|
- |
6.05K+ 15.24% |
$296K - $297K
|
45.7K
$2.17M
|
|
|
Feb 06, 2020
Q4 2019
|
Hancock Whitney Corp
|
BUY
|
- |
5.85K+ 9.49% |
$286K - $288K
|
67.5K
$3.21M
|
|
|
Jan 24, 2020
Q4 2019
|
Bay Rivers Group
|
BUY
|
- |
5.75KNew |
$281K - $282K
|
5.75K
$273K
|
|
|
Jan 16, 2020
Q4 2019
|
Old National Bancorp
|
BUY
|
- |
5.72K+ 16.71% |
$279K - $281K
|
39.9K
$1.9M
|
|
|
Feb 11, 2020
Q4 2019
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
5.61K+ 12.53% |
$274K - $275K
|
50.3K
$2.39M
|
|
|
Feb 05, 2020
Q4 2019
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.61K+ 0.47% |
$274K - $275K
|
1.19M
$56.6M
|
|
|
Feb 14, 2020
Q4 2019
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
5.59KNew |
$273K - $275K
|
5.59K
$266K
|
|
|
Feb 12, 2020
Q4 2019
|
Crestwood Advisors Group LLC
|
BUY
|
- |
5.56K+ 2.46% |
$272K - $273K
|
232K
$11M
|
|
|
Jan 27, 2020
Q4 2019
|
Wbh Advisory Inc
|
BUY
|
- |
5.52KNew |
$270K - $271K
|
5.52K
$262K
|
|
|
Feb 14, 2020
Q4 2019
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
5.46K+ 6.15% |
$267K - $268K
|
94.3K
$4.48M
|
|
|
Jan 14, 2020
Q4 2019
|
Raymond James Trust N.A.
|
BUY
|
- |
5.37K+ 21.97% |
$263K - $264K
|
29.8K
$1.42M
|
|
|
Feb 03, 2020
Q4 2019
|
Evolution Wealth Advisors, LLC
|
BUY
|
- |
5.37KNew |
$263K - $264K
|
5.37K
$255K
|
|
|
Feb 13, 2020
Q4 2019
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
5.25K+ 125.35% |
$257K - $258K
|
9.44K
$449K
|
|
|
Jan 28, 2020
Q4 2019
|
Personal Wealth Partners
Bloomington, MN |
BUY
|
- |
5.1K+ 10.06% |
$249K - $250K
|
55.8K
$2.65M
|
|
|
Feb 04, 2020
Q4 2019
|
Us Bancorp \De\
|
BUY
|
- |
5.03K+ 574.74% |
$246K - $247K
|
5.9K
$281K
|
|
|
Jan 10, 2020
Q4 2019
|
Kwmg, LLC
|
BUY
|
- |
4.69K+ 11.99% |
$229K - $230K
|
43.8K
$2.08M
|
|
|
Feb 03, 2020
Q4 2019
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
4.53KNew |
$221K - $222K
|
4.53K
$215K
|
|
|
Feb 12, 2020
Q4 2019
|
Pfs Investments Inc.
Duluth, GA |
BUY
|
- |
4.52K+ 21.7% |
$221K - $222K
|
25.3K
$1.2M
|
|
|
Jan 30, 2020
Q4 2019
|
Signal Point Asset Management, LLC
|
BUY
|
- |
4.14KNew |
$202K - $203K
|
4.14K
$197K
|
|
|
Feb 14, 2020
Q4 2019
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
3.97KNew |
$194K - $195K
|
3.97K
$189K
|
|
|
Feb 12, 2020
Q4 2019
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
3.93K+ 3.89% |
$192K - $193K
|
105K
$5M
|
|
|
Feb 05, 2020
Q4 2019
|
Howard Wealth Management, LLC
Madison, CT |
BUY
|
- |
3.8KNew |
$186K - $187K
|
3.8K
$181K
|
|
|
Mar 24, 2023
Q4 2019
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
3.76K+ 19.47% |
$184K - $185K
|
23.1K
$1.1M
|
|
|
Jan 31, 2020
Q4 2019
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.75K+ 2.24% |
$183K - $184K
|
171K
$8.14M
|
|
|
Feb 07, 2020
Q4 2019
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
3.61K+ 9.63% |
$176K - $177K
|
41.1K
$1.95M
|
|
|
Feb 05, 2020
Q4 2019
|
Bison Wealth, LLC
|
BUY
|
- |
3.52KNew |
$172K - $173K
|
3.52K
$167K
|
|
|
Feb 06, 2020
Q4 2019
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
3.5K+ 4.38% |
$171K - $172K
|
83.4K
$3.96M
|
|
|
Feb 14, 2020
Q4 2019
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
3.5K+ 85.37% |
$171K - $172K
|
7.6K
$361K
|
|
|
Feb 07, 2020
Q4 2019
|
Citizens Financial Group Inc
|
BUY
|
- |
3.23KNew |
$158K - $158K
|
3.23K
$153K
|
|
|
Jan 10, 2020
Q4 2019
|
Manning & Napier Group, LLC
|
BUY
|
- |
2.94K+ 13.86% |
$144K - $144K
|
24.1K
$1.15M
|
|
|
Feb 06, 2020
Q4 2019
|
Lws Wealth Advisors, Inc.
|
BUY
|
- |
2.94KNew |
$143K - $144K
|
2.94K
$140K
|
|
|
Feb 11, 2020
Q4 2019
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
2.91K+ 6.92% |
$142K - $143K
|
44.9K
$2.13M
|
|
|
Jan 31, 2020
Q4 2019
|
Chatham Capital Group, Inc.
|
BUY
|
- |
2.9K+ 0.87% |
$142K - $142K
|
337K
$16M
|
|
|
Feb 06, 2020
Q4 2019
|
Aveo Capital Partners, LLC
|
BUY
|
- |
2.84K+ 19.74% |
$139K - $139K
|
17.2K
$818K
|