Purchases and Sales Made in Q4 2019 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q4 2019. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 27, 2020
Q4 2019
|
Brio Consultants, LLC
|
SELL
|
- |
-426- 8.86% |
$20.8K - $20.9K
|
4.38K
$208K
|
|
|
Feb 11, 2020
Q4 2019
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-457- 2.53% |
$22.3K - $22.4K
|
17.6K
$837K
|
|
|
Feb 14, 2020
Q4 2019
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-501- 10.29% |
$24.5K - $24.6K
|
4.37K
$208K
|
|
|
Feb 11, 2020
Q4 2019
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
SELL
|
- |
-503- 1.44% |
$24.6K - $24.7K
|
34.5K
$1.64M
|
|
|
Feb 07, 2020
Q4 2019
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-577- 77.04% |
$28.2K - $28.3K
|
172
$8.18K
|
|
|
Feb 13, 2020
Q4 2019
|
Firestone Capital Management
|
SELL
|
- |
-586- 27.05% |
$28.6K - $28.8K
|
1.58K
$75.1K
|
|
|
Feb 07, 2020
Q4 2019
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-685- 3.41% |
$33.5K - $33.6K
|
19.4K
$923K
|
|
|
Feb 14, 2020
Q4 2019
|
Callan Capital, LLC
La Jolla, CA |
SELL
|
- |
-716- 1.24% |
$35K - $35.2K
|
57K
$2.71M
|
|
|
Feb 07, 2020
Q4 2019
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-730- 2.73% |
$35.7K - $35.9K
|
26K
$1.24M
|
|
|
Jan 29, 2020
Q4 2019
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-772- 3.77% |
$37.7K - $37.9K
|
19.7K
$936K
|
|
|
Feb 07, 2020
Q4 2019
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-780- 4.65% |
$38.1K - $38.3K
|
16K
$761K
|
|
|
Feb 14, 2020
Q4 2019
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-782- 5.96% |
$38.2K - $38.4K
|
12.3K
$587K
|
|
|
Feb 14, 2020
Q4 2019
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-882- 0.6% |
$43.1K - $43.3K
|
146K
$6.95M
|
|
|
Jan 22, 2020
Q4 2019
|
Mc Namara Financial Services, Inc.
|
SELL
|
- |
-945- 8.12% |
$46.2K - $46.4K
|
10.7K
$508K
|
|
|
Feb 05, 2020
Q4 2019
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-975- 7.72% |
$47.6K - $47.9K
|
11.7K
$554K
|
|
|
Jan 15, 2020
Q4 2019
|
Pasadena Private Wealth, LLC
Pasadena, CA |
SELL
|
- |
-998- 6.01% |
$48.8K - $49K
|
15.6K
$742K
|
|
|
Jan 31, 2020
Q4 2019
|
Whittier Trust CO
|
SELL
|
- |
-1.01K- 36.54% |
$49.4K - $49.7K
|
1.76K
$83.5K
|
|
|
Feb 04, 2020
Q4 2019
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.04K- 0.94% |
$51K - $51.3K
|
110K
$5.23M
|
|
|
Jan 27, 2020
Q4 2019
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-1.19KClosed |
$58.3K - $58.6K
|
0
$0
|
|
|
Jan 23, 2020
Q4 2019
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-1.21K- 18.05% |
$59K - $59.3K
|
5.49K
$261K
|
|
|
Feb 10, 2020
Q4 2019
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-1.35K- 10.13% |
$65.9K - $66.3K
|
12K
$569K
|
|
|
Feb 11, 2020
Q4 2019
|
Family Management Corp
New York, NY |
SELL
|
- |
-1.36K- 23.66% |
$66.3K - $66.6K
|
4.38K
$208K
|
|
|
Feb 10, 2020
Q4 2019
|
Condor Capital Management
Martinsville, NJ |
SELL
|
- |
-1.43K- 1.0% |
$69.6K - $70K
|
141K
$6.68M
|
|
|
Jan 22, 2020
Q4 2019
|
Leavell Investment Management, Inc.
|
SELL
|
- |
-1.55K- 6.56% |
$75.7K - $76K
|
22K
$1.05M
|
|
|
Feb 13, 2020
Q4 2019
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-1.58K- 3.63% |
$77K - $77.4K
|
41.9K
$1.99M
|
|
|
Jan 24, 2020
Q4 2019
|
Hengehold Capital Management LLC
|
SELL
|
- |
-1.58K- 4.75% |
$77K - $77.4K
|
31.6K
$1.5M
|
|
|
Jan 27, 2020
Q4 2019
|
Columbus Macro, LLC
|
SELL
|
- |
-1.61K- 9.98% |
$78.8K - $79.2K
|
14.5K
$691K
|
|
|
Sep 07, 2021
Q4 2019
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-2.03K- 14.42% |
$99K - $99.5K
|
12K
$571K
|
|
|
Jan 27, 2020
Q4 2019
|
Parkside Investments, LLC
|
SELL
|
- |
-2.16K- 2.36% |
$106K - $106K
|
89.5K
$4.25M
|
|
|
Jan 28, 2020
Q4 2019
|
Prestige Wealth Management Group LLC
|
SELL
|
- |
-2.36K- 1.58% |
$115K - $116K
|
147K
$6.98M
|
|
|
Feb 14, 2020
Q4 2019
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-2.96K- 10.71% |
$145K - $145K
|
24.7K
$1.17M
|
|
|
Jan 14, 2020
Q4 2019
|
Prairie View Partners, LLC
|
SELL
|
- |
-2.99K- 4.48% |
$146K - $147K
|
63.8K
$3.03M
|
|
|
Jan 10, 2020
Q4 2019
|
Aua Capital Management, LLC
Camp Hill, PA |
SELL
|
- |
-3.05K- 2.4% |
$149K - $150K
|
124K
$5.89M
|
|
|
Feb 18, 2020
Q4 2019
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-3.07K- 2.52% |
$150K - $151K
|
119K
$5.65M
|
|
|
Feb 14, 2020
Q4 2019
|
Mid West One Financial Group, Inc.
Iowa City, IA |
SELL
|
- |
-3.24K- 13.7% |
$158K - $159K
|
20.4K
$971K
|
|
|
Feb 18, 2020
Q4 2019
|
River Glades Family Offices LLC
Naples, FL |
SELL
|
- |
-3.33K- 6.82% |
$163K - $164K
|
45.5K
$2.16M
|
|
|
Jan 16, 2020
Q4 2019
|
Caprin Asset Management LLC
Henrico, VA |
SELL
|
- |
-3.38K- 0.39% |
$165K - $166K
|
861K
$41M
|
|
|
Jan 31, 2020
Q4 2019
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-3.45K- 21.9% |
$169K - $169K
|
12.3K
$585K
|
|
|
Jan 30, 2020
Q4 2019
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-3.86K- 12.98% |
$189K - $190K
|
25.9K
$1.23M
|
|
|
Feb 03, 2020
Q4 2019
|
Calton & Associates, Inc.
|
SELL
|
- |
-4.08KClosed |
$199K - $200K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Little House Capital LLC
Braintree, MA |
SELL
|
- |
-4.1KClosed |
$201K - $202K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Venturi Wealth Management, LLC
Austin, TX |
SELL
|
- |
-4.16KClosed |
$203K - $204K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-4.53K- 54.58% |
$221K - $222K
|
3.77K
$179K
|
|
|
Feb 07, 2020
Q4 2019
|
M&T Bank Corp
|
SELL
|
- |
-4.61KClosed |
$225K - $227K
|
0
$0
|
|
|
Jan 21, 2020
Q4 2019
|
Paulson Wealth Management Inc.
|
SELL
|
- |
-4.87KClosed |
$238K - $239K
|
0
$0
|
|
|
Jan 30, 2020
Q4 2019
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-4.88K- 51.61% |
$238K - $240K
|
4.57K
$217K
|
|
|
Jan 21, 2020
Q4 2019
|
Janney Capital Management LLC
|
SELL
|
- |
-4.97K- 4.82% |
$243K - $244K
|
98.2K
$4.67M
|
|
|
Jan 16, 2020
Q4 2019
|
Occidental Asset Management, LLC
|
SELL
|
- |
-5.2K- 25.0% |
$254K - $255K
|
15.6K
$742K
|
|
|
Jan 14, 2020
Q4 2019
|
Taylor, Cottrill, Erickson & Associates, Inc.
|
SELL
|
- |
-5.32K- 5.21% |
$260K - $261K
|
96.7K
$4.6M
|
|
|
Jan 31, 2020
Q4 2019
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-5.4K- 12.57% |
$264K - $265K
|
37.6K
$1.79M
|