Purchases and Sales Made in Q3 2023 in Spdr Ser Tr Fds Spdr Portfolio (SPEM)
This table provides information about the institutional ownership of Spdr Ser Tr Fds Spdr Portfolio (SPEM) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR SER TR FDS SPDR PORTFOLIO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2023
Q3 2023
|
Tiaa Trust, National Association
Charlotte, NC |
BUY
|
- |
4.72MNew |
$158M - $172M
|
4.72M
$182M
|
|
|
Nov 15, 2023
Q3 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
2.85M+ 2409.13% |
$95M - $104M
|
2.97M
$114M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
1.09MNew |
$36.3M - $39.6M
|
1.09M
$42M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
1.07M+ 4.5% |
$35.8M - $39.1M
|
24.9M
$961M
|
|
|
Nov 09, 2023
Q3 2023
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
1.03M+ 6.94% |
$34.5M - $37.6M
|
16M
$615M
|
|
|
Nov 14, 2023
Q3 2023
|
State Street Corp
Boston, MA |
BUY
|
- |
991K+ 30.71% |
$33.1M - $36M
|
4.22M
$163M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
748K+ 41.53% |
$24.9M - $27.2M
|
2.55M
$98.2M
|
|
|
Nov 08, 2023
Q3 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
707K+ 141.26% |
$23.6M - $25.7M
|
1.21M
$46.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Stadion Money Management, LLC
Watkinsville, GA |
BUY
|
- |
701K+ 57.07% |
$23.4M - $25.5M
|
1.93M
$74.3M
|
|
|
Nov 08, 2023
Q3 2023
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
554KNew |
$18.5M - $20.1M
|
554K
$21.3M
|
|
|
Oct 10, 2023
Q3 2023
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
425KNew |
$14.2M - $15.5M
|
425K
$16.4M
|
|
|
Nov 02, 2023
Q3 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
423KNew |
$14.1M - $15.4M
|
423K
$16.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
390K+ 67.57% |
$13M - $14.2M
|
967K
$37.3M
|
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
323K+ 19.18% |
$10.8M - $11.8M
|
2.01M
$77.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
307K+ 393.54% |
$10.2M - $11.2M
|
385K
$14.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
299K+ 6.9% |
$9.99M - $10.9M
|
4.64M
$179M
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
297K+ 20.42% |
$9.92M - $10.8M
|
1.75M
$67.6M
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
293K+ 3580.29% |
$9.76M - $10.6M
|
301K
$11.6M
|
|
|
Nov 01, 2023
Q3 2023
|
Facet Wealth, Inc.
|
BUY
|
- |
227K+ 343.2% |
$7.58M - $8.26M
|
293K
$11.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
223K+ 2.49% |
$7.45M - $8.13M
|
9.19M
$354M
|
|
|
Nov 07, 2023
Q3 2023
|
Great Lakes Advisors, LLC
Chicago, IL |
BUY
|
- |
171K+ 19.66% |
$5.72M - $6.24M
|
1.04M
$40.2M
|
|
|
Oct 24, 2023
Q3 2023
|
Peak Financial Management, Inc.
|
BUY
|
- |
155K+ 279.57% |
$5.16M - $5.63M
|
210K
$8.09M
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
120K+ 14.64% |
$4M - $4.36M
|
939K
$36.2M
|
|
|
Dec 06, 2023
Q3 2023
|
Financial Insights, Inc.
|
BUY
|
- |
119K+ 87.13% |
$3.98M - $4.34M
|
256K
$9.87M
|
|
|
Nov 14, 2023
Q3 2023
|
Cape Cod Five Cents Savings Bank
Orleans, MA |
BUY
|
- |
114K+ 96.54% |
$3.82M - $4.16M
|
233K
$8.98M
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
102K+ 27.25% |
$3.4M - $3.71M
|
476K
$18.3M
|
|
|
Nov 09, 2023
Q3 2023
|
Econ Financial Services Corp
|
BUY
|
- |
96.8K+ 269.12% |
$3.23M - $3.52M
|
133K
$5.11M
|
|
|
Nov 13, 2023
Q3 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
92.1K+ 5.95% |
$3.07M - $3.35M
|
1.64M
$63.2M
|
|
|
Oct 30, 2023
Q3 2023
|
Congress Wealth Management LLC
Boston, MA |
BUY
|
- |
89.3K+ 157.68% |
$2.98M - $3.25M
|
146K
$5.62M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
88.9K+ 26.52% |
$2.97M - $3.23M
|
424K
$16.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Redwood Investment Management, LLC
Scottsdale, AZ |
BUY
|
- |
85.6K+ 35.56% |
$2.85M - $3.11M
|
326K
$12.6M
|
|
|
Nov 16, 2023
Q3 2023
|
Revisor Wealth Management LLC
Akron, OH |
BUY
|
- |
84.6KNew |
$2.82M - $3.08M
|
84.6K
$3.26M
|
|
|
Nov 14, 2023
Q3 2023
|
Knightsbridge Asset Management, LLC
Newport Beach, CA |
BUY
|
- |
80.6K+ 35.95% |
$2.69M - $2.93M
|
305K
$11.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
78.6K+ 16.17% |
$2.62M - $2.86M
|
564K
$21.7M
|
|
|
Nov 03, 2023
Q3 2023
|
Aspire Private Capital, LLC
|
BUY
|
- |
76.4K+ 36.62% |
$2.55M - $2.78M
|
285K
$11M
|
|
|
Nov 06, 2023
Q3 2023
|
Brooklyn Fi, LLC
New York, NY |
BUY
|
- |
75K+ 29.45% |
$2.5M - $2.73M
|
330K
$12.7M
|
|
|
Oct 18, 2023
Q3 2023
|
Advisory Alpha, LLC
|
BUY
|
- |
74.8K+ 5.65% |
$2.5M - $2.72M
|
1.4M
$53.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
73.1K+ 12.05% |
$2.44M - $2.66M
|
680K
$26.2M
|
|
|
Nov 08, 2023
Q3 2023
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
72.2K+ 98.65% |
$2.41M - $2.63M
|
145K
$5.6M
|
|
|
Oct 10, 2023
Q3 2023
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
71.5K+ 13.49% |
$2.39M - $2.6M
|
602K
$23.2M
|
|
|
Oct 24, 2023
Q3 2023
|
Grey Fox Wealth Advisors, LLC
Rockland, DE |
BUY
|
- |
68.9K+ 453.55% |
$2.3M - $2.51M
|
84.1K
$3.24M
|
|
|
Nov 15, 2023
Q3 2023
|
Townsquare Capital LLC
|
BUY
|
- |
60.8K+ 3.49% |
$2.03M - $2.21M
|
1.8M
$69.5M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
58K+ 6.91% |
$1.94M - $2.11M
|
898K
$34.6M
|
|
|
Oct 24, 2023
Q3 2023
|
Shore Haven Wealth Partners, LLC
|
BUY
|
- |
56.8KNew |
$1.89M - $2.07M
|
56.8K
$2.19M
|
|
|
Nov 13, 2023
Q3 2023
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
53.6K+ 36.93% |
$1.79M - $1.95M
|
199K
$7.65M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
53.2K+ 58.29% |
$1.78M - $1.94M
|
145K
$5.57M
|
|
|
Nov 08, 2023
Q3 2023
|
First Ascent Asset Management, LLC
|
BUY
|
- |
53.1K+ 11.65% |
$1.77M - $1.93M
|
509K
$19.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Strategic Advocates LLC
Logan, UT |
BUY
|
- |
51.3KNew |
$1.71M - $1.86M
|
51.3K
$1.98M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
51.3KNew |
$1.71M - $1.86M
|
51.3K
$1.97M
|
|
|
Feb 14, 2024
Q3 2023
|
M Holdings Securities, Inc.
Portland, OR |
BUY
|
- |
50.1KNew |
$1.67M - $1.82M
|
50.1K
$1.93M
|