Purchases and Sales Made in Q3 2023 in Spdr Ser Tr Fds Spdr Portfolio (SPEM)
This table provides information about the institutional ownership of Spdr Ser Tr Fds Spdr Portfolio (SPEM) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR SER TR FDS SPDR PORTFOLIO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 13, 2023
Q3 2023
|
Global Strategic Investment Solutions, LLC
|
SELL
|
- |
-13.4K- 1.81% |
$447K - $487K
|
727K
$28M
|
|
|
Oct 18, 2023
Q3 2023
|
Occidental Asset Management, LLC
|
SELL
|
- |
-14.7K- 24.82% |
$489K - $534K
|
44.4K
$1.71M
|
|
|
Nov 30, 2023
Q3 2023
|
Arq Wealth Advisors, LLC
|
SELL
|
- |
-14.7K- 12.93% |
$491K - $535K
|
99K
$3.82M
|
|
|
Oct 27, 2023
Q3 2023
|
Harbor Advisory Corp
|
SELL
|
- |
-15.1K- 15.26% |
$505K - $550K
|
84K
$3.24M
|
|
|
Nov 13, 2023
Q3 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-15.7K- 40.41% |
$525K - $572K
|
23.2K
$894K
|
|
|
Oct 17, 2023
Q3 2023
|
Paladin Advisory Group, LLC
|
SELL
|
- |
-17K- 28.39% |
$566K - $617K
|
42.8K
$1.65M
|
|
|
Nov 02, 2023
Q3 2023
|
Your Advocates Ltd., LLP
Houston, TX |
SELL
|
- |
-17K- 28.03% |
$566K - $617K
|
43.6K
$1.68M
|
|
|
Nov 09, 2023
Q3 2023
|
Bip Wealth, LLC
Atlanta, GA |
SELL
|
- |
-18.8K- 16.77% |
$628K - $684K
|
93.4K
$3.6M
|
|
|
Oct 23, 2023
Q3 2023
|
Colton Groome Financial Advisors, LLC
|
SELL
|
- |
-19.1K- 14.83% |
$637K - $695K
|
110K
$4.23M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-19.2K- 36.14% |
$640K - $698K
|
33.9K
$1.31M
|
|
|
Dec 20, 2023
Q3 2023
|
Moss Adams Wealth Advisors LLC
Seattle, WA |
SELL
|
- |
-19.8K- 18.44% |
$660K - $720K
|
87.5K
$3.37M
|
|
|
Oct 19, 2023
Q3 2023
|
Dohj, LLC
Seattle, WA |
SELL
|
- |
-20.3K- 13.79% |
$676K - $737K
|
127K
$4.88M
|
|
|
Oct 12, 2023
Q3 2023
|
Single Point Partners, LLC
|
SELL
|
- |
-22.7K- 19.3% |
$757K - $826K
|
94.9K
$3.66M
|
|
|
Nov 14, 2023
Q3 2023
|
Vertex Planning Partners, LLC
Downers Grove, IL |
SELL
|
- |
-23.2K- 37.91% |
$774K - $844K
|
38K
$1.46M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-23.8K- 3.61% |
$793K - $865K
|
635K
$24.5M
|
|
|
Oct 24, 2023
Q3 2023
|
Brown Financial Advisory
|
SELL
|
- |
-24.1K- 10.21% |
$805K - $878K
|
212K
$8.18M
|
|
|
Nov 09, 2023
Q3 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-26K- 73.47% |
$869K - $947K
|
9.41K
$362K
|
|
|
Nov 07, 2023
Q3 2023
|
Security Financial Services, Inc.
|
SELL
|
- |
-26.5K- 32.53% |
$885K - $965K
|
55.1K
$2.12M
|
|
|
Nov 09, 2023
Q3 2023
|
Sig Fig Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-28.4K- 5.48% |
$947K - $1.03M
|
489K
$18.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-29.1K- 14.06% |
$972K - $1.06M
|
178K
$6.86M
|
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-29.4K- 58.18% |
$981K - $1.07M
|
21.1K
$815K
|
|
|
Oct 25, 2023
Q3 2023
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-29.8K- 21.89% |
$995K - $1.08M
|
106K
$4.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Cfs Investment Advisory Services, LLC
Totowa, NJ |
SELL
|
- |
-30.6K- 23.64% |
$1.02M - $1.11M
|
98.8K
$3.81M
|
|
|
Nov 06, 2023
Q3 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-33.7K- 37.32% |
$1.13M - $1.23M
|
56.7K
$2.18M
|
|
|
Nov 14, 2023
Q3 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
SELL
|
- |
-34.3K- 13.75% |
$1.14M - $1.25M
|
215K
$8.28M
|
|
|
Nov 13, 2023
Q3 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-45.7K- 61.62% |
$1.52M - $1.66M
|
28.5K
$1.1M
|
|
|
Oct 16, 2023
Q3 2023
|
One Advisory Partners, LLC
|
SELL
|
- |
-49.1K- 26.87% |
$1.64M - $1.78M
|
134K
$5.15M
|
|
|
Nov 08, 2023
Q3 2023
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-50.1K- 34.74% |
$1.67M - $1.82M
|
94.1K
$3.63M
|
|
|
Nov 08, 2023
Q3 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-51.9K- 5.88% |
$1.73M - $1.89M
|
832K
$32.1M
|
|
|
Oct 31, 2023
Q3 2023
|
Optas, LLC
|
SELL
|
- |
-53.4K- 56.08% |
$1.78M - $1.94M
|
41.8K
$1.61M
|
|
|
Nov 09, 2023
Q3 2023
|
Betterment LLC
New York, NY |
SELL
|
- |
-53.4K- 7.37% |
$1.78M - $1.94M
|
671K
$25.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-64.7K- 43.08% |
$2.16M - $2.35M
|
85.5K
$3.29M
|
|
|
Oct 20, 2023
Q3 2023
|
Brookstone Capital Management
|
SELL
|
- |
-67.6K- 15.99% |
$2.25M - $2.46M
|
355K
$13.7M
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-69.2K- 57.0% |
$2.31M - $2.52M
|
52.2K
$2.01M
|
|
|
Nov 08, 2023
Q3 2023
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-71.2K- 10.85% |
$2.38M - $2.59M
|
585K
$22.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Meeder Advisory Services, Inc.
Dublin, OH |
SELL
|
- |
-73.1K- 15.43% |
$2.44M - $2.66M
|
401K
$15.4M
|
|
|
Oct 16, 2023
Q3 2023
|
Onyx Bridge Wealth Group LLC
|
SELL
|
- |
-75.1K- 82.99% |
$2.5M - $2.73M
|
15.4K
$593K
|
|
|
Nov 15, 2023
Q3 2023
|
Blueprint Investment Partners LLC
Greensboro, NC |
SELL
|
- |
-76K- 28.31% |
$2.54M - $2.77M
|
193K
$7.42M
|
|
|
Nov 08, 2023
Q3 2023
|
Banco Santander, S.A.
|
SELL
|
- |
-76.1K- 26.45% |
$2.54M - $2.77M
|
212K
$8.16M
|
|
|
Oct 11, 2023
Q3 2023
|
Luken Investment Analytics, LLC
Brentwood, TN |
SELL
|
- |
-80.3K- 8.42% |
$2.68M - $2.92M
|
873K
$33.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-84.9K- 44.31% |
$2.83M - $3.09M
|
107K
$4.11M
|
|
|
Nov 03, 2023
Q3 2023
|
Syntal Capital Partners, LLC
Midland, TX |
SELL
|
- |
-91.6K- 60.84% |
$3.06M - $3.33M
|
59K
$2.27M
|
|
|
Nov 06, 2023
Q3 2023
|
Hobart Private Capital, LLC
Charlotte, NC |
SELL
|
- |
-94.2K- 36.71% |
$3.14M - $3.42M
|
162K
$6.25M
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-94.7K- 15.29% |
$3.16M - $3.44M
|
524K
$20.2M
|
|
|
Oct 13, 2023
Q3 2023
|
Advance Capital Management, Inc.
Southfield, MI |
SELL
|
- |
-108K- 79.98% |
$3.61M - $3.94M
|
27.1K
$1.04M
|
|
|
Nov 09, 2023
Q3 2023
|
Hilltop Partners LLC
Mishawaka, IN |
SELL
|
- |
-143K- 78.08% |
$4.78M - $5.21M
|
40.2K
$1.55M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-186K- 25.64% |
$6.21M - $6.77M
|
540K
$20.8M
|
|
|
Oct 27, 2023
Q3 2023
|
Marquette Asset Management, LLC
|
SELL
|
- |
-207K- 99.11% |
$6.91M - $7.54M
|
1.87K
$71.9K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-210K- 12.87% |
$7.01M - $7.65M
|
1.42M
$54.9M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-213K- 96.16% |
$7.11M - $7.75M
|
8.51K
$328K
|