Purchases and Sales Made in Q3 2023 in Spdr Ser Tr Fds Spdr Portfolio (SPEM)
This table provides information about the institutional ownership of Spdr Ser Tr Fds Spdr Portfolio (SPEM) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR SER TR FDS SPDR PORTFOLIO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2023
Q3 2023
|
Red Wave Investments LLC
Dillsburg, PA |
SELL
|
- |
-738- 0.46% |
$24.6K - $26.8K
|
159K
$6.14M
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-754- 4.76% |
$25.2K - $27.4K
|
15.1K
$581K
|
|
|
Nov 07, 2023
Q3 2023
|
Nicolet Advisory Services, LLC
Green Bay, WI |
SELL
|
- |
-789- 5.35% |
$26.3K - $28.7K
|
14K
$538K
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-801- 0.94% |
$26.7K - $29.1K
|
84.1K
$3.24M
|
|
|
Nov 14, 2023
Q3 2023
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-807- 13.82% |
$26.9K - $29.4K
|
5.03K
$194K
|
|
|
Nov 14, 2023
Q3 2023
|
Financial Planning & Information Services, Inc.
|
SELL
|
- |
-815- 4.38% |
$27.2K - $29.6K
|
17.8K
$685K
|
|
|
Oct 24, 2023
Q3 2023
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-868- 0.68% |
$29K - $31.6K
|
127K
$4.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-890- 0.87% |
$29.7K - $32.4K
|
102K
$3.91M
|
|
|
Nov 02, 2023
Q3 2023
|
Girard Partners Ltd.
|
SELL
|
- |
-905- 3.41% |
$30.2K - $32.9K
|
25.6K
$988K
|
|
|
Oct 10, 2023
Q3 2023
|
Pure Financial Advisors, LLC
|
SELL
|
- |
-973- 0.78% |
$32.5K - $35.4K
|
123K
$4.75M
|
|
|
Nov 09, 2023
Q3 2023
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-982- 5.29% |
$32.8K - $35.7K
|
17.6K
$678K
|
|
|
Oct 25, 2023
Q3 2023
|
Forvis Wealth Advisors, LLC
|
SELL
|
- |
-986- 5.77% |
$32.9K - $35.9K
|
16.1K
$620K
|
|
|
Oct 04, 2023
Q3 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-1.01K- 45.63% |
$33.6K - $36.6K
|
1.2K
$46.2K
|
|
|
Oct 19, 2023
Q3 2023
|
Proffitt & Goodson Inc
|
SELL
|
- |
-1.04K- 0.99% |
$34.5K - $37.6K
|
103K
$3.97M
|
|
|
Oct 17, 2023
Q3 2023
|
Patriot Investment Management Inc.
|
SELL
|
- |
-1.04K- 7.7% |
$34.8K - $37.9K
|
12.5K
$481K
|
|
|
Nov 03, 2023
Q3 2023
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-1.06K- 3.17% |
$35.5K - $38.7K
|
32.5K
$1.25M
|
|
|
Oct 24, 2023
Q3 2023
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-1.08K- 1.51% |
$36K - $39.2K
|
70.2K
$2.71M
|
|
|
Oct 10, 2023
Q3 2023
|
Towerpoint Wealth, LLC
Sacramento, CA |
SELL
|
- |
-1.15K- 7.29% |
$38.2K - $41.6K
|
14.6K
$561K
|
|
|
Oct 30, 2023
Q3 2023
|
Safeguard Financial, LLC
|
SELL
|
- |
-1.16K- 2.85% |
$38.8K - $42.3K
|
39.7K
$1.53M
|
|
|
Oct 10, 2023
Q3 2023
|
Eagle Rock Investment Company, LLC
Atlanta, GA |
SELL
|
- |
-1.17K- 15.89% |
$38.9K - $42.4K
|
6.17K
$238K
|
|
|
Oct 19, 2023
Q3 2023
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-1.18K- 2.17% |
$39.4K - $43K
|
53.1K
$2.05M
|
|
|
Oct 25, 2023
Q3 2023
|
Vision Capital Management, Inc.
Portland, OR |
SELL
|
- |
-1.22K- 0.85% |
$40.6K - $44.2K
|
142K
$5.46M
|
|
|
Oct 18, 2023
Q3 2023
|
Syntegra Private Wealth Group, LLC
Chesterfield, MO |
SELL
|
- |
-1.27K- 2.38% |
$42.5K - $46.3K
|
52.3K
$2.01M
|
|
|
Nov 14, 2023
Q3 2023
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-1.31K- 11.31% |
$43.8K - $47.8K
|
10.3K
$397K
|
|
|
Oct 24, 2023
Q3 2023
|
Redmond Asset Management, LLC
Henrico, VA |
SELL
|
- |
-1.38K- 14.84% |
$45.9K - $50K
|
7.89K
$304K
|
|
|
Dec 06, 2023
Q3 2023
|
Fragasso Group Inc.
Pittsburgh, PA |
SELL
|
- |
-1.38K- 5.97% |
$45.9K - $50K
|
21.6K
$834K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.4K- 6.84% |
$46.7K - $50.9K
|
19.1K
$734K
|
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-1.42K- 18.47% |
$47.5K - $51.8K
|
6.29K
$242K
|
|
|
Nov 08, 2023
Q3 2023
|
Baltimore Washington Financial Advisors, Inc.
|
SELL
|
- |
-1.47K- 11.52% |
$49.2K - $53.6K
|
11.3K
$436K
|
|
|
Nov 03, 2023
Q3 2023
|
Larson Financial Group LLC
|
SELL
|
- |
-1.49K- 2.13% |
$49.7K - $54.2K
|
68.4K
$2.63M
|
|
|
Nov 09, 2023
Q3 2023
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-1.54K- 10.46% |
$51.4K - $56K
|
13.2K
$508K
|
|
|
Nov 01, 2023
Q3 2023
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-1.56K- 6.63% |
$52.1K - $56.8K
|
22K
$847K
|
|
|
Oct 25, 2023
Q3 2023
|
Penobscot Wealth Management
|
SELL
|
- |
-1.58K- 7.57% |
$52.7K - $57.5K
|
19.3K
$743K
|
|
|
Nov 14, 2023
Q3 2023
|
Bank Of Nova Scotia
|
SELL
|
- |
-1.6K- 3.12% |
$53.4K - $58.2K
|
49.7K
$1.91M
|
|
|
Nov 14, 2023
Q3 2023
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-1.65K- 2.42% |
$54.9K - $59.9K
|
66.2K
$2.55M
|
|
|
Oct 19, 2023
Q3 2023
|
Riversedge Advisors, LLC
|
SELL
|
- |
-1.66K- 1.32% |
$55.2K - $60.2K
|
124K
$4.78M
|
|
|
Jan 24, 2024
Q3 2023
|
Cedrus LLC
Littleton, CO |
SELL
|
- |
-1.66K- 2.58% |
$55.3K - $60.3K
|
62.6K
$2.41M
|
|
|
Oct 19, 2023
Q3 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-1.72K- 5.82% |
$57.2K - $62.4K
|
27.8K
$1.07M
|
|
|
Nov 02, 2023
Q3 2023
|
Certus Wealth Management, LLC
Redwood City, CA |
SELL
|
- |
-1.74K- 6.84% |
$57.9K - $63.2K
|
23.7K
$912K
|
|
|
Nov 13, 2023
Q3 2023
|
Balentine LLC
Atlanta, GA |
SELL
|
- |
-1.93K- 3.04% |
$64.2K - $70K
|
61.4K
$2.37M
|
|
|
Oct 10, 2023
Q3 2023
|
Wbh Advisory Inc
|
SELL
|
- |
-1.97K- 4.8% |
$65.8K - $71.7K
|
39.1K
$1.51M
|
|
|
Nov 13, 2023
Q3 2023
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-1.98K- 5.37% |
$66K - $72K
|
34.9K
$1.35M
|
|
|
Oct 04, 2023
Q3 2023
|
Family Investment Center, Inc.
Saint Joseph, MO |
SELL
|
- |
-2K- 7.0% |
$66.7K - $72.7K
|
26.5K
$1.02M
|
|
|
Oct 10, 2023
Q3 2023
|
Mc Namara Financial Services, Inc.
|
SELL
|
- |
-2.01K- 0.15% |
$67.2K - $73.2K
|
1.38M
$53.2M
|
|
|
Oct 17, 2023
Q3 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
SELL
|
- |
-2.07K- 77.5% |
$69.1K - $75.3K
|
601
$23.2K
|
|
|
Nov 15, 2023
Q3 2023
|
Jdm Financial Group LLC
Encino, CA |
SELL
|
- |
-2.12K- 1.89% |
$70.8K - $77.2K
|
110K
$4.25M
|
|
|
Nov 14, 2023
Q3 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-2.14K- 3.25% |
$71.2K - $77.6K
|
63.6K
$2.45M
|
|
|
Oct 24, 2023
Q3 2023
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-2.16K- 6.83% |
$72.1K - $78.6K
|
29.5K
$1.14M
|
|
|
Oct 20, 2023
Q3 2023
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-2.32K- 20.48% |
$77.4K - $84.4K
|
9.01K
$347K
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-2.35K- 0.76% |
$78.3K - $85.4K
|
305K
$11.8M
|