Purchases and Sales Made in Q3 2023 in Spdr Ser Tr Fds Spdr Portfolio (SPEM)
This table provides information about the institutional ownership of Spdr Ser Tr Fds Spdr Portfolio (SPEM) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR SER TR FDS SPDR PORTFOLIO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 17, 2023
Q3 2023
|
Founders Financial Securities LLC
|
BUY
|
- |
5.95K+ 4.2% |
$198K - $216K
|
148K
$5.69M
|
|
|
Oct 05, 2023
Q3 2023
|
Capital Cs Group, LLC
|
BUY
|
- |
5.95K+ 21.02% |
$198K - $216K
|
34.3K
$1.32M
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
5.66K+ 96.82% |
$189K - $206K
|
11.5K
$443K
|
|
|
Oct 31, 2023
Q3 2023
|
Mc Adam, LLC
|
BUY
|
- |
5.58K+ 7.89% |
$186K - $203K
|
76.4K
$2.94M
|
|
|
Oct 23, 2023
Q3 2023
|
Balboa Wealth Partners
Newport Beach, CA |
BUY
|
- |
5.58K+ 34.93% |
$186K - $203K
|
21.6K
$831K
|
|
|
Oct 25, 2023
Q3 2023
|
Horizon Financial Services, LLC
|
BUY
|
- |
5.37K+ 6.06% |
$179K - $195K
|
94K
$3.62M
|
|
|
Oct 31, 2023
Q3 2023
|
Manhattan West Asset Management, LLC
Los Angeles, CA |
BUY
|
- |
5.26K+ 22.29% |
$176K - $191K
|
28.9K
$1.11M
|
|
|
Nov 02, 2023
Q3 2023
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
5.19KNew |
$173K - $189K
|
5.19K
$200K
|
|
|
Nov 13, 2023
Q3 2023
|
Blue Barn Wealth, LLC
|
BUY
|
- |
5.14K+ 8.15% |
$172K - $187K
|
68.2K
$2.63M
|
|
|
Oct 30, 2023
Q3 2023
|
Securian Asset Management, Inc
|
BUY
|
- |
5.1K+ 2.84% |
$170K - $185K
|
185K
$7.12M
|
|
|
Oct 16, 2023
Q3 2023
|
Edmonds Duncan Registered Investment Advisors, LLC
|
BUY
|
- |
5.01K+ 3.08% |
$167K - $182K
|
168K
$6.45M
|
|
|
Oct 13, 2023
Q3 2023
|
Mascoma Wealth Management LLC
|
BUY
|
- |
4.91K+ 5.07% |
$164K - $179K
|
102K
$3.92M
|
|
|
Oct 10, 2023
Q3 2023
|
Wealth Alliance Advisory Group, LLC
|
BUY
|
- |
4.88K+ 2.7% |
$163K - $178K
|
186K
$7.17M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.85K+ 1.2% |
$162K - $176K
|
408K
$15.7M
|
|
|
Nov 08, 2023
Q3 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
4.78K+ 4.66% |
$160K - $174K
|
107K
$4.14M
|
|
|
Nov 13, 2023
Q3 2023
|
Moran Wealth Management, LLC
Naples, FL |
BUY
|
- |
4.72K+ 0.71% |
$157K - $172K
|
670K
$25.8M
|
|
|
Oct 11, 2023
Q3 2023
|
Stonehearth Capital Management, LLC
|
BUY
|
- |
4.42K+ 11.69% |
$147K - $161K
|
42.2K
$1.63M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
4.33K+ 2.58% |
$144K - $157K
|
172K
$6.63M
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
4.19K+ 40.58% |
$140K - $153K
|
14.5K
$560K
|
|
|
Oct 24, 2023
Q3 2023
|
Leicht Financial Planning & Wealth Management, Inc.
|
BUY
|
- |
4.16K+ 3.58% |
$139K - $151K
|
120K
$4.64M
|
|
|
Nov 15, 2023
Q3 2023
|
Obsidian Personal Planning Solutions LLC
|
BUY
|
- |
4.1K+ 8.99% |
$137K - $149K
|
49.7K
$1.92M
|
|
|
Oct 23, 2023
Q3 2023
|
St Germain D J CO Inc
Springfield, MA |
BUY
|
- |
4.07K+ 0.53% |
$136K - $148K
|
771K
$29.7M
|
|
|
Oct 04, 2023
Q3 2023
|
Windsor Capital Management, LLC
|
BUY
|
- |
3.91K+ 2.83% |
$131K - $142K
|
142K
$5.47M
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
3.89K+ 285.75% |
$130K - $141K
|
5.25K
$202K
|
|
|
Oct 30, 2023
Q3 2023
|
Wolff Financial Management LLC
|
BUY
|
- |
3.88K+ 4.63% |
$129K - $141K
|
87.6K
$3.38M
|
|
|
Nov 06, 2023
Q3 2023
|
E Rn Financial, LLC
|
BUY
|
- |
3.83K+ 0.98% |
$128K - $139K
|
393K
$15.1M
|
|
|
Oct 27, 2023
Q3 2023
|
Portside Wealth Group, LLC
Provo, UT |
BUY
|
- |
3.79K+ 4.38% |
$126K - $138K
|
90.3K
$3.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
3.64K+ 20.54% |
$121K - $132K
|
21.4K
$823K
|
|
|
Oct 05, 2023
Q3 2023
|
Mc Naughton Wealth Management, LLC
|
BUY
|
- |
3.6K+ 3.12% |
$120K - $131K
|
119K
$4.59M
|
|
|
Oct 10, 2023
Q3 2023
|
Northwest Capital Management Inc
|
BUY
|
- |
3.59K+ 181.83% |
$120K - $131K
|
5.57K
$215K
|
|
|
Nov 13, 2023
Q3 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
3.58K+ 37.01% |
$120K - $130K
|
13.3K
$511K
|
|
|
Nov 06, 2023
Q3 2023
|
Phoenix Wealth Advisors
|
BUY
|
- |
3.57K+ 28.88% |
$119K - $130K
|
15.9K
$614K
|
|
|
Nov 09, 2023
Q3 2023
|
Spc Financial, Inc.
|
BUY
|
- |
3.55K+ 5.98% |
$119K - $129K
|
63K
$2.43M
|
|
|
Oct 24, 2023
Q3 2023
|
Strategic Investment Advisors
Farmington Hills, MI |
BUY
|
- |
3.46K+ 17.7% |
$115K - $126K
|
23K
$886K
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
BUY
|
- |
3.38K+ 36.91% |
$113K - $123K
|
12.5K
$483K
|
|
|
Nov 13, 2023
Q3 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
3.23KNew |
$108K - $118K
|
3.23K
$125K
|
|
|
Nov 02, 2023
Q3 2023
|
Diversified, LLC
|
BUY
|
- |
3.17K+ 29.71% |
$106K - $115K
|
13.8K
$533K
|
|
|
Nov 07, 2023
Q3 2023
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
3.16K+ 28.14% |
$105K - $115K
|
14.4K
$554K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
3.15K+ 11.63% |
$105K - $115K
|
30.3K
$1.17M
|
|
|
Oct 20, 2023
Q3 2023
|
Echo Wealth Management, LLC
|
BUY
|
- |
2.97K+ 4.93% |
$98.9K - $108K
|
63.2K
$2.43M
|
|
|
Oct 17, 2023
Q3 2023
|
Rodgers & Associates, LTD
|
BUY
|
- |
2.93K+ 0.72% |
$97.7K - $107K
|
407K
$15.7M
|
|
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
2.9K+ 2.42% |
$96.7K - $105K
|
122K
$4.72M
|
|
|
Nov 07, 2023
Q3 2023
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
2.86K+ 3.05% |
$95.4K - $104K
|
96.8K
$3.73M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.83K+ 6.87% |
$94.2K - $103K
|
44K
$1.69M
|
|
|
Oct 11, 2023
Q3 2023
|
Hbw Advisory Services LLC
|
BUY
|
- |
2.75K+ 4.1% |
$91.6K - $99.9K
|
69.7K
$2.69M
|
|
|
Dec 06, 2023
Q3 2023
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
2.75K+ 315.15% |
$91.6K - $99.8K
|
3.62K
$139K
|
|
|
Nov 07, 2023
Q3 2023
|
Wealth Advisors Of Iowa, LLC
|
BUY
|
- |
2.71K+ 27.64% |
$90.4K - $98.6K
|
12.5K
$482K
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
2.59KNew |
$86.4K - $94.2K
|
2.59K
$99.8K
|
|
|
Nov 06, 2023
Q3 2023
|
David Kennon Inc
Sarasota, FL |
BUY
|
- |
2.54K+ 1.7% |
$84.8K - $92.5K
|
152K
$5.86M
|
|
|
Nov 14, 2023
Q3 2023
|
Zacks Investment Management
Chicago, IL |
BUY
|
- |
2.51K+ 37.39% |
$83.7K - $91.3K
|
9.22K
$355K
|