Purchases and Sales Made in Q3 2023 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Richard Bernstein Advisors LLC
|
BUY
|
- |
3.81MNew |
$139M - $156M
|
3.81M
$170M
|
|
|
Nov 15, 2023
Q3 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
3.5M+ 2349.51% |
$127M - $144M
|
3.65M
$163M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
2.25M+ 52.86% |
$81.7M - $92.2M
|
6.5M
$289M
|
|
|
Nov 03, 2023
Q3 2023
|
Fiducient Advisors LLC
|
BUY
|
- |
991K+ 3590.0% |
$36M - $40.7M
|
1.02M
$45.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
920K+ 6.0% |
$33.4M - $37.7M
|
16.3M
$723M
|
|
|
Nov 09, 2023
Q3 2023
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
893K+ 4.53% |
$32.5M - $36.6M
|
20.6M
$917M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
823K+ 1559.05% |
$29.9M - $33.8M
|
876K
$39M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
641K+ 31.59% |
$23.3M - $26.3M
|
2.67M
$119M
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
489K+ 58.59% |
$17.8M - $20.1M
|
1.32M
$58.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
472K+ 113.32% |
$17.2M - $19.4M
|
889K
$39.5M
|
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
462K+ 61.7% |
$16.8M - $18.9M
|
1.21M
$53.8M
|
|
|
Nov 08, 2023
Q3 2023
|
Financial Security Advisor, Inc.
Virginia Beach, VA |
BUY
|
- |
457KNew |
$16.6M - $18.8M
|
457K
$20.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
376KNew |
$13.7M - $15.4M
|
376K
$16.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Asset Management LLC
Richmond, VA |
BUY
|
- |
333KNew |
$12.1M - $13.7M
|
333K
$14.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Alps Advisors Inc
Denver, CO |
BUY
|
- |
318KNew |
$11.6M - $13M
|
318K
$14.1M
|
|
|
Oct 20, 2023
Q3 2023
|
Retirement Financial Solutions, LLC
Knoxville, TN |
BUY
|
- |
307KNew |
$11.2M - $12.6M
|
307K
$13.7M
|
|
|
Oct 13, 2023
Q3 2023
|
Cliftonlarsonallen Wealth Advisors, LLC
|
BUY
|
- |
304K+ 10.26% |
$11M - $12.5M
|
3.26M
$145M
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
300K+ 200.13% |
$10.9M - $12.3M
|
450K
$20M
|
|
|
Oct 30, 2023
Q3 2023
|
Congress Wealth Management LLC
Boston, MA |
BUY
|
- |
286K+ 18.25% |
$10.4M - $11.7M
|
1.85M
$82.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
274K+ 1956.16% |
$9.97M - $11.3M
|
288K
$12.8M
|
|
|
Oct 24, 2023
Q3 2023
|
Horizon Wealth Management, LLC
|
BUY
|
- |
265K+ 2998.03% |
$9.63M - $10.9M
|
274K
$12.2M
|
|
|
Nov 14, 2023
Q3 2023
|
State Street Corp
Boston, MA |
BUY
|
- |
228K+ 30.89% |
$8.3M - $9.36M
|
967K
$43M
|
|
|
Oct 10, 2023
Q3 2023
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
226K+ 37.71% |
$8.23M - $9.29M
|
827K
$36.8M
|
|
|
Dec 06, 2023
Q3 2023
|
Financial Insights, Inc.
|
BUY
|
- |
192KNew |
$6.99M - $7.89M
|
192K
$8.56M
|
|
|
Oct 31, 2023
Q3 2023
|
Sterling Manor Financial, LLC
|
BUY
|
- |
186KNew |
$6.75M - $7.62M
|
186K
$8.27M
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
183K+ 43.81% |
$6.64M - $7.5M
|
600K
$26.7M
|
|
|
Aug 08, 2024
Q3 2023
|
Syntrinsic LLC
Denver, CO |
BUY
|
- |
176KNew |
$6.39M - $7.21M
|
176K
$7.82M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
165K+ 14.36% |
$6M - $6.77M
|
1.31M
$58.5M
|
|
|
Nov 30, 2023
Q3 2023
|
Scarborough Advisors, LLC
Annapolis, MD |
BUY
|
- |
163K+ 3608.75% |
$5.92M - $6.68M
|
167K
$7.45M
|
|
|
Oct 17, 2023
Q3 2023
|
Patriot Investment Management Inc.
|
BUY
|
- |
161K+ 87.48% |
$5.86M - $6.61M
|
345K
$15.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Dfpg Investments, LLC
|
BUY
|
- |
139K+ 783.23% |
$5.06M - $5.71M
|
157K
$6.98M
|
|
|
Oct 13, 2023
Q3 2023
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
127KNew |
$4.61M - $5.2M
|
127K
$5.64M
|
|
|
Nov 13, 2023
Q3 2023
|
Destiny Capital Securities Corporation
Golden, CO |
BUY
|
- |
125KNew |
$4.55M - $5.14M
|
125K
$5.57M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
123K+ 18.03% |
$4.48M - $5.05M
|
806K
$35.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
123KNew |
$4.47M - $5.04M
|
123K
$5.47M
|
|
|
Nov 08, 2023
Q3 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
115KNew |
$4.19M - $4.73M
|
115K
$5.13M
|
|
|
Nov 03, 2023
Q3 2023
|
Aspire Private Capital, LLC
|
BUY
|
- |
115K+ 114.46% |
$4.16M - $4.7M
|
215K
$9.55M
|
|
|
Nov 07, 2023
Q3 2023
|
Valmark Advisers, Inc.
|
BUY
|
- |
113K+ 2.21% |
$4.11M - $4.64M
|
5.23M
$233M
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
105KNew |
$3.81M - $4.31M
|
105K
$4.67M
|
|
|
Nov 08, 2023
Q3 2023
|
Banco Santander, S.A.
|
BUY
|
- |
104K+ 33.97% |
$3.79M - $4.27M
|
411K
$18.3M
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
96.5K+ 43.96% |
$3.51M - $3.96M
|
316K
$14.1M
|
|
|
Nov 01, 2023
Q3 2023
|
Braun Bostich & Associates Inc.
Canonsburg, PA |
BUY
|
- |
88.3KNew |
$3.21M - $3.62M
|
88.3K
$3.93M
|
|
|
Nov 14, 2023
Q3 2023
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
80.8K+ 25.72% |
$2.94M - $3.31M
|
395K
$17.6M
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
80.1K+ 45.77% |
$2.91M - $3.29M
|
255K
$11.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
76.8K+ 273.17% |
$2.79M - $3.15M
|
105K
$4.67M
|
|
|
Nov 14, 2023
Q3 2023
|
Private Wealth Group, LLC
|
BUY
|
- |
76.3K+ 77.59% |
$2.77M - $3.13M
|
175K
$7.77M
|
|
|
Oct 10, 2023
Q3 2023
|
Carnegie Capital Asset Management, LLC
|
BUY
|
- |
75.9K+ 34.86% |
$2.76M - $3.11M
|
293K
$13.1M
|
|
|
Nov 14, 2023
Q3 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
73.6KNew |
$2.68M - $3.02M
|
73.6K
$3.27M
|
|
|
Feb 14, 2024
Q3 2023
|
M Holdings Securities, Inc.
Portland, OR |
BUY
|
- |
73K+ 844.33% |
$2.65M - $2.99M
|
81.6K
$3.63M
|
|
|
Oct 12, 2023
Q3 2023
|
Hibernia Wealth Partners, LLC
Baton Rouge, LA |
BUY
|
- |
70.5KNew |
$2.56M - $2.89M
|
70.5K
$3.14M
|