Ameriprise Financial Inc Closed Holding Positions

Ameriprise Financial Inc

$381 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Cimpress Nv	Q4 2019 Filed on Feb 14, 2020	14,174	N/A
Gigamedia LTD	Q4 2019 Filed on Feb 14, 2020	31,673	N/A
Css Industries Inc	Q4 2019 Filed on Feb 14, 2020	11,390	N/A
Carbon Black Inc	Q4 2019 Filed on Feb 14, 2020	279,271	N/A
Invesco Bulletshares 2019 CO	Q4 2019 Filed on Feb 14, 2020	551,594	N/A
Pivotal Software Inc Cl A	Q4 2019 Filed on Feb 14, 2020	45,170	N/A
Primo Water Corp	Q4 2019 Filed on Feb 14, 2020	140,823	N/A
GLO Clough Global Opportunities Fund Financial Services	Q4 2019 Filed on Feb 14, 2020	31,684	$8.94 - $9.59 $283K - $304K
LGL Lgl Group Inc Technology	Q4 2019 Filed on Feb 14, 2020	18,280	$9.94 - $15.73 $182K - $288K
Arconic Inc	Q4 2019 Filed on Feb 14, 2020	2,591,000	N/A
Centerpoint Energy Inc	Q4 2019 Filed on Feb 14, 2020	1,031,100	N/A
SPFF Global X Superincome Preferred ETFs	Q4 2019 Filed on Feb 14, 2020	10,169	$11.56 - $11.79 $118K - $120K
MRKR Marker Therapeutics, Inc. Healthcare	Q4 2019 Filed on Feb 14, 2020	10,656	$2.68 - $4.85 $28.6K - $51.7K
Verastem Inc	Q4 2019 Filed on Feb 14, 2020	6,500,000	N/A
Biocept Inc	Q4 2019 Filed on Feb 14, 2020	10,000	N/A
Neurotrope Inc	Q4 2019 Filed on Feb 14, 2020	17,000	N/A
Presidio Inc	Q4 2019 Filed on Feb 14, 2020	25,579	N/A
SSTI Shotspotter, Inc Technology	Q4 2019 Filed on Feb 14, 2020	31,747	$18.66 - $26.88 $592K - $853K
Spark Energy Inc Class A	Q4 2019 Filed on Feb 14, 2020	98,815	N/A
World Wrestling Entertainment Inc	Q4 2019 Filed on Feb 14, 2020	1,800,000	N/A
Arqule Inc	Q4 2019 Filed on Feb 14, 2020	22,974	N/A
Linx Sa Adr	Q4 2019 Filed on Feb 14, 2020	1,151,949	N/A
CRNT Ceragon Networks LTD Technology	Q4 2019 Filed on Feb 14, 2020	15,450	$1.76 - $3.09 $27.2K - $47.7K
DBEZ Xtrackers Msci Eurozone Hedged	Q4 2019 Filed on Feb 14, 2020	13,448	N/A
Hess Midstream Partners LP	Q4 2019 Filed on Feb 14, 2020	32,263	N/A
JPIB Jpmorgan International Bond Op ETFs	Q4 2019 Filed on Feb 14, 2020	8,145	$50.01 - $51.33 $407K - $418K
Neon Therapeutics Inc	Q4 2019 Filed on Feb 14, 2020	11,205	N/A
Semgroup Corp Class A	Q4 2019 Filed on Feb 14, 2020	110,669	N/A
Sutter Rock Capital Corp	Q4 2019 Filed on Feb 14, 2020	10,431	N/A
Wanda Sports Group CO Lt Adr	Q4 2019 Filed on Feb 14, 2020	352,424	N/A
HOLI Hollysys Automation Technologies, Ltd. Industrials	Q4 2019 Filed on Feb 14, 2020	41,929	$13.9 - $17.07 $583K - $716K
QUAD Quad/Graphics, Inc. Industrials	Q4 2019 Filed on Feb 14, 2020	48,800	$3.7 - $11.27 $181K - $550K
Spark Therapeutics Inc	Q4 2019 Filed on Feb 14, 2020	800	N/A
Amerigas Partners Lp	Q3 2019 Filed on Nov 14, 2019	182,818	N/A
Anadarko Petroleum Corp	Q3 2019 Filed on Nov 14, 2019	596,616	N/A
Apollo Global Management A	Q3 2019 Filed on Nov 14, 2019	33,258	N/A
Array Biopharma Inc	Q3 2019 Filed on Nov 14, 2019	538,490	N/A
Ascena Retail Group Inc	Q3 2019 Filed on Nov 14, 2019	942,048	N/A
Bt Group Plc Spon Adr	Q3 2019 Filed on Nov 14, 2019	141,803	N/A
Barnes & Noble Inc	Q3 2019 Filed on Nov 14, 2019	401,205	N/A
Biodelivery Sciences Intl	Q3 2019 Filed on Nov 14, 2019	478,603	N/A
Blackstone Group Class A	Q3 2019 Filed on Nov 14, 2019	436,659	N/A
Chemical Financial Corp	Q3 2019 Filed on Nov 14, 2019	633,737	N/A
Chesapeake Lodging Trust	Q3 2019 Filed on Nov 14, 2019	1,708,886	N/A
Cia Brasileira De Dis Sp Prf	Q3 2019 Filed on Nov 14, 2019	11,426	N/A
Contango Oil & Gas	Q3 2019 Filed on Nov 14, 2019	163,700	N/A
Control4 Corp	Q3 2019 Filed on Nov 14, 2019	144,335	N/A
Cray Inc	Q3 2019 Filed on Nov 14, 2019	263,850	N/A
Dte Energy CO	Q3 2019 Filed on Nov 14, 2019	1,312,200	N/A
Electronics For Imaging	Q3 2019 Filed on Nov 14, 2019	4,495,832	N/A

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