Ameriprise Financial Inc Closed Holding Positions

Ameriprise Financial Inc

$381 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Worldpay Inc Class A	Q3 2019 Filed on Nov 14, 2019	507,922	N/A
Brightsphere Investment Grou	Q3 2019 Filed on Nov 14, 2019	59,200	N/A
FNHC Fed Nat Holding CO Financial Services	Q3 2019 Filed on Nov 14, 2019	11,453	$11.49 - $14.6 $132K - $167K
Cision LTD	Q3 2019 Filed on Nov 14, 2019	143,115	N/A
Nbr 6 05/01/21	Q3 2019 Filed on Nov 14, 2019	490,000	N/A
IVAC Intevac Inc Industrials	Q3 2019 Filed on Nov 14, 2019	23,680	$4.53 - $5.44 $107K - $129K
Dish Network Corp	Q3 2019 Filed on Nov 14, 2019	26,000,000	N/A
Macquarie Infrastructure CO LLC	Q3 2019 Filed on Nov 14, 2019	80,000	N/A
PNI Pimco New York Municipal Income Fund Ii Financial Services	Q3 2019 Filed on Nov 14, 2019	12,520	$11.47 - $12.1 $144K - $151K
Array Biopharma Inc	Q3 2019 Filed on Nov 14, 2019	2,000,000	N/A
FYC First Trust Small Cap Growth A ETFs	Q3 2019 Filed on Nov 14, 2019	5,643	$43.76 - $47.11 $247K - $266K
Sm Energy CO	Q3 2019 Filed on Nov 14, 2019	160,000	N/A
Veeco Instruments Inc.	Q3 2019 Filed on Nov 14, 2019	17,500,000	N/A
Okta Inc	Q3 2019 Filed on Nov 14, 2019	3,800,000	N/A
Opgen Inc	Q3 2019 Filed on Nov 14, 2019	40,850	N/A
Us Well Services Inc	Q3 2019 Filed on Nov 14, 2019	11,500	N/A
WRAP Wrap Technologies, Inc. Technology	Q3 2019 Filed on Nov 14, 2019	50,000	$3.83 - $6.11 $192K - $306K
Yrc Worldwide Inc	Q3 2019 Filed on Nov 14, 2019	446,400	N/A
BFOR Alps ETF Tr Barrons 400 ETF	Q3 2019 Filed on Nov 14, 2019	8,687	N/A
Aptose Biosciences Inc	Q3 2019 Filed on Nov 14, 2019	14,000	N/A
Blackrock 2022 Global Income	Q3 2019 Filed on Nov 14, 2019	35,200	N/A
Hertz Global Holdings Rts	Q3 2019 Filed on Nov 14, 2019	961,056	N/A
IGC India Globalization Capital, Inc. Industrials	Q3 2019 Filed on Nov 14, 2019	10,000	$0.97 - $1.63 $9.7K - $16.3K
New Relic Inc	Q3 2019 Filed on Nov 14, 2019	8,000,000	N/A
Och Ziff Capital Manage A	Q3 2019 Filed on Nov 14, 2019	28,946	N/A
Pure Storage Inc	Q3 2019 Filed on Nov 14, 2019	8,500,000	N/A
Ensco Rowan PLC Class A	Q3 2019 Filed on Nov 14, 2019	474,452	N/A
TUFN Tufin Software Technologies Ltd. Technology	Q3 2019 Filed on Nov 14, 2019	295,457	$15.78 - $30.51 $4.66M - $9.01M
Multi Color Corp	Q3 2019 Filed on Nov 14, 2019	1,200	N/A
Red Hat Inc	Q3 2019 Filed on Nov 14, 2019	2,700	N/A
Anadarko Petroleum Corp	Q3 2019 Filed on Nov 14, 2019	119,500	N/A
Aegerion Pharmaceuticals Inc	Q2 2019 Filed on Aug 14, 2019	12,460,000	N/A
Apollo Commercial Real Estate Fin	Q2 2019 Filed on Aug 14, 2019	7,000,000	N/A
BMA Macro Bank Inc. Financial Services	Q2 2019 Filed on Aug 14, 2019	227,053	$39.73 - $72.85 $9.02M - $16.5M
Bemis Company	Q2 2019 Filed on Aug 14, 2019	246,555	N/A
Carbo Ceramics Inc	Q2 2019 Filed on Aug 14, 2019	128,068	N/A
CCU United Breweries CO Inc Consumer Defensive	Q2 2019 Filed on Aug 14, 2019	244,559	$26.23 - $29.33 $6.41M - $7.17M
Cousins Properties Inc	Q2 2019 Filed on Aug 14, 2019	1,072,924	N/A
Dsw Inc Class A	Q2 2019 Filed on Aug 14, 2019	838,110	N/A
D 6 3/4 08/15/19	Q2 2019 Filed on Aug 14, 2019	5,925	N/A
Dowdupont Inc	Q2 2019 Filed on Aug 14, 2019	16,711,209	N/A
Dreyfus Strategic Municipals	Q2 2019 Filed on Aug 14, 2019	47,093	N/A
Dreyfus High Yield Strat Fd	Q2 2019 Filed on Aug 14, 2019	231,115	N/A
Dreyfus Municipal Income Inc	Q2 2019 Filed on Aug 14, 2019	17,340	N/A
Dreyfus Strategic Muni Bd Fd	Q2 2019 Filed on Aug 14, 2019	219,969	N/A
Dreyfus Municipal Bond Infra	Q2 2019 Filed on Aug 14, 2019	85,303	N/A
Goldcorp Inc	Q2 2019 Filed on Aug 14, 2019	320,118	N/A
Guggenheim Enhanced Equity I	Q2 2019 Filed on Aug 14, 2019	21,916	N/A
Integrated Device Tech Inc	Q2 2019 Filed on Aug 14, 2019	437,610	N/A
Intersect Ent Inc	Q2 2019 Filed on Aug 14, 2019	157,397	N/A

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