Cetera Investment Advisers Closed Holding Positions

Cetera Investment Advisers

  • $45.9 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
NIC
Nicolet Bankshares Inc

Financial Services
Q1 2022 Filed on May 13, 2022
3,008
$86.93 - $96.73 $261K - $291K
TRTN
Triton International LTD

Industrials
Q1 2022 Filed on May 13, 2022
10,121
$59.09 - $71.63 $598K - $725K
Zynga Inc
Q1 2022 Filed on May 13, 2022
267,549
N/A
America First Multifamily In
Q1 2022 Filed on May 13, 2022
147,320
N/A
World Gold Tr
Q1 2022 Filed on May 13, 2022
41,150
N/A
Blackrock Tcp Capital Corp
Q1 2022 Filed on May 13, 2022
31,000
N/A
Goldman Sachs Bdc Inc
Q1 2022 Filed on May 13, 2022
21,000
N/A
Monmouth Real Estate Invt CO
Q1 2022 Filed on May 13, 2022
18,840
N/A
Proshares Tr
Q1 2022 Filed on May 13, 2022
19,439
N/A
Xilinx Inc
Q1 2022 Filed on May 13, 2022
6,539
N/A
SGMO
Sangamo Therapeutics, Inc

Healthcare
Q1 2022 Filed on May 13, 2022
84,355
$5.23 - $7.82 $441K - $660K
SNBR
Sleep Number Corp

Consumer Cyclical
Q1 2022 Filed on May 13, 2022
3,650
$50.71 - $79.53 $185K - $290K
DEEF
Xtrackers Ftse Developed Ex Us

ETFs
Q1 2022 Filed on May 13, 2022
7,233
$27.78 - $31.95 $201K - $231K
Vaneck ETF Trust
Q1 2022 Filed on May 13, 2022
9,515
N/A
NUVA
Nuvasive Inc

Healthcare
Q1 2022 Filed on May 13, 2022
6,267
$48.09 - $57.79 $301K - $362K
Wisdomtree Tr
Q1 2022 Filed on May 13, 2022
52,164
N/A
NBEVQ
Newage Inc. Com
Q1 2022 Filed on May 13, 2022
10,675
N/A
PBFX
Pbf Logistics LP

Energy
Q1 2022 Filed on May 13, 2022
10,427
$11.84 - $14.87 $123K - $155K
FM
Ishares Msci Frontier And Sele

ETFs
Q1 2022 Filed on May 13, 2022
6,308
$31.85 - $35.2 $201K - $222K
FLTB
Fidelity Merrimack Str Tr LTD

ETFs
Q1 2022 Filed on May 13, 2022
18,221
$49.6 - $51.75 $904K - $943K
FRO
Frontline LTD

Energy
Q1 2022 Filed on May 13, 2022
11,703
$6.43 - $10.33 $75.3K - $121K
CDTX
Cidara Therapeutics, Inc.

Healthcare
Q1 2022 Filed on May 13, 2022
12,000
$0.67 - $1.39 $8.04K - $16.7K
QTAP
Innovator Etfs Tr Growth Accel
Q1 2022 Filed on May 13, 2022
27,934
$26.31 - $30.7 $735K - $858K
RNMC
First Tr Vi Mid Cap Us Equity

ETFs
Q1 2022 Filed on May 13, 2022
15,849
$27.49 - $30.83 $436K - $489K
RDS-A
Shell PLC

Energy
Q1 2022 Filed on May 13, 2022
27,786
$44.64 - $55.71 $1.24M - $1.55M
Royal Dutch Shell PLC
Q1 2022 Filed on May 13, 2022
21,551
N/A
AOSL
Alpha & Omega Semiconductor LTD

Technology
Q1 2022 Filed on May 13, 2022
3,710
$40.53 - $65.72 $150K - $244K
BIRD
Allbirds, Inc.

Consumer Cyclical
Q1 2022 Filed on May 13, 2022
30,960
$5.16 - $16.22 $160K - $502K
ARAY
Accuray Inc

Healthcare
Q1 2022 Filed on May 13, 2022
15,139
$3.16 - $4.81 $47.8K - $72.8K
Bhp Group PLC
Q1 2022 Filed on May 13, 2022
4,110
N/A
SEAC
Seachange International Inc

Technology
Q1 2022 Filed on May 13, 2022
29,250
$1.06 - $1.74 $31K - $50.9K
EUDV
Proshares Tr Msci Europe Divid

ETFs
Q1 2022 Filed on May 13, 2022
4,069
$44.58 - $54.46 $181K - $222K
Ihs Markit LTD
Q1 2022 Filed on May 13, 2022
3,193
N/A
SLQT
Select Quote, Inc.

Financial Services
Q1 2022 Filed on May 13, 2022
21,543
$2.02 - $9.41 $43.5K - $203K
Hollyfrontier Corp
Q1 2022 Filed on May 13, 2022
16,056
N/A
MRCY
Mercury Systems Inc

Industrials
Q1 2022 Filed on May 13, 2022
4,866
$51.11 - $69.81 $249K - $340K
VSCO
Victoria'S Secret & Co.

Consumer Cyclical
Q1 2022 Filed on May 13, 2022
5,753
$42.34 - $62.92 $244K - $362K
TGLS
Tecnoglass Inc.

Basic Materials
Q1 2022 Filed on May 13, 2022
28,553
$18.32 - $28.51 $523K - $814K
GOGO
Gogo Inc.

Communication Services
Q4 2021 Filed on Feb 14, 2022
36,900
$12.29 - $18.57 $454K - $685K
Vpc Impact Acquisition Hldng
Q4 2021 Filed on Feb 14, 2022
11,100
N/A
EDIT
Editas Medicine, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
7,185
$26.55 - $40.57 $191K - $291K
CNK
Cinemark Holdings, Inc.

Communication Services
Q4 2021 Filed on Feb 14, 2022
10,000
$15.21 - $22.11 $152K - $221K
TBX
Proshares Tr Short 7 10 Yr Tre

ETFs
Q4 2021 Filed on Feb 14, 2022
46,350
$24.06 - $24.74 $1.12M - $1.15M
BBC
Bioshares Biotechnology

ETFs
Q4 2021 Filed on Feb 14, 2022
8,259
$37.35 - $47.9 $308K - $396K
Federal Rlty Invt Tr
Q4 2021 Filed on Feb 14, 2022
4,494
N/A
W
Wayfair Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
1,256
$189.51 - $279.32 $238K - $351K
Apollo Global Mgmt Inc
Q4 2021 Filed on Feb 14, 2022
11,266
N/A
SBNY
Signature Bank Corp

Financial Services
Q4 2021 Filed on Feb 14, 2022
100
$286.09 - $339.63 $28.6K - $34K
Vereit Inc
Q4 2021 Filed on Feb 14, 2022
34,851
N/A
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