Cetera Investment Advisers Closed Holding Positions

Cetera Investment Advisers

  • $44.2 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
UWM
Proshares Ultra Russell 2000

ETFs
Q3 2021 Filed on Nov 16, 2021
136,190
$50.69 - $60.89 $6.9M - $8.29M
General Electric CO
Q3 2021 Filed on Nov 16, 2021
277,441
N/A
YEXT
Yext, Inc.

Technology
Q3 2021 Filed on Nov 16, 2021
23,630
$11.94 - $14.46 $282K - $342K
IHRT
I Heart Media, Inc.

Communication Services
Q3 2021 Filed on Nov 16, 2021
11,737
$20.9 - $26.99 $245K - $317K
Blackrock Science & Technolo
Q3 2021 Filed on Nov 16, 2021
16,732
N/A
Gabelli Equity Tr Inc
Q3 2021 Filed on Nov 16, 2021
84,400
N/A
QLGNXXXX
Qualigen Therapeutics Inc Com
Q3 2021 Filed on Nov 16, 2021
45,025
N/A
Osi ETF Tr
Q3 2021 Filed on Nov 16, 2021
5,826
N/A
It Tech Packaging Inc
Q3 2021 Filed on Nov 16, 2021
13,000
N/A
ATIP
Ati Physical Therapy, Inc.

Healthcare
Q3 2021 Filed on Nov 16, 2021
58,191
$3.39 - $9.42 $197K - $548K
Slack Technologies Inc
Q3 2021 Filed on Nov 16, 2021
5,084
N/A
BSCM
Invesco Et Self Idxd Fd Tr Bul

ETFs
Q3 2021 Filed on Nov 16, 2021
10,510
$21.52 - $21.61 $226K - $227K
Mudrick Capital Acqu Corp Ii
Q3 2021 Filed on Nov 16, 2021
30,288
N/A
WBIT
Abs Shs Trwbi Bullbear Trend S

ETFs
Q3 2021 Filed on Nov 16, 2021
34,462
N/A
Maxim Integrated Prods Inc
Q3 2021 Filed on Nov 16, 2021
11,419
N/A
RVLV
Revolve Group, Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 16, 2021
3,104
$56.2 - $73.44 $174K - $228K
Cimarex Energy CO
Q3 2021 Filed on Nov 16, 2021
4,726
N/A
Alexion Pharmaceuticals Inc
Q3 2021 Filed on Nov 16, 2021
5,154
N/A
Cree Inc
Q3 2021 Filed on Nov 16, 2021
3,151
N/A
CIK
Credit Suisse Asset Management Income Fund Inc

Financial Services
Q3 2021 Filed on Nov 16, 2021
28,000
$3.38 - $3.54 $94.6K - $99.1K
KEMQ
Kraneshares Tr Emerging Mkts C

ETFs
Q3 2021 Filed on Nov 16, 2021
6,738
$26.55 - $33.22 $179K - $224K
KODK
Eastman Kodak CO

Industrials
Q3 2021 Filed on Nov 16, 2021
10,394
$6.73 - $8.32 $70K - $86.5K
IGT
International Game Technology PLC

Consumer Cyclical
Q3 2021 Filed on Nov 16, 2021
9,080
$17.42 - $26.76 $158K - $243K
NVRO
Nevro Corp

Healthcare
Q3 2021 Filed on Nov 16, 2021
1,225
$101.99 - $166.36 $125K - $204K
FCRD
First Eagle Alternative Capital Bdc, Inc.

Financial Services
Q3 2021 Filed on Nov 16, 2021
44,816
$4.36 - $4.74 $195K - $212K
ZEN
Zendesk, Inc.

Technology
Q3 2021 Filed on Nov 16, 2021
1,562
$115.3 - $150.84 $180K - $236K
FLKR
Franklin Templeton ETF Tr

ETFs
Q3 2021 Filed on Nov 16, 2021
56,178
$28.46 - $33.29 $1.6M - $1.87M
NVCR
Novo Cure LTD

Healthcare
Q3 2021 Filed on Nov 16, 2021
1,042
$116.17 - $194.55 $121K - $203K
ZKIN
Zk International Group Co., Ltd.

Basic Materials
Q2 2021 Filed on Aug 13, 2021
17,876
$4.14 - $9.83 $74K - $176K
XNET
Xunlei LTD

Communication Services
Q2 2021 Filed on Aug 13, 2021
13,813
$3.89 - $6.95 $53.7K - $96K
USCR
U.S. Concrete, Inc.

Basic Materials
Q2 2021 Filed on Aug 13, 2021
5,100
N/A
Varian Med Sys Inc
Q2 2021 Filed on Aug 13, 2021
1,507
N/A
VTVT
V Tv Therapeutics Inc.

Healthcare
Q2 2021 Filed on Aug 13, 2021
47,429
$2.27 - $3.44 $108K - $163K
DSP
Viant Technology Inc.

Technology
Q2 2021 Filed on Aug 13, 2021
5,216
$21.59 - $48.92 $113K - $255K
CTHR
Charles & Colvard LTD

Consumer Cyclical
Q2 2021 Filed on Aug 13, 2021
39,585
$2.54 - $3.66 $101K - $145K
WKHS
Workhorse Group Inc.

Consumer Cyclical
Q2 2021 Filed on Aug 13, 2021
12,933
$7.48 - $17.2 $96.7K - $222K
CCRD
Core Card Corp

Technology
Q2 2021 Filed on Aug 13, 2021
8,000
$30.6 - $41.4 $245K - $331K
ECH
Ishares Inc Mcsi Chile ETF

ETFs
Q2 2021 Filed on Aug 13, 2021
12,023
$27.75 - $35.8 $334K - $430K
ARVL
Arrival

Consumer Cyclical
Q2 2021 Filed on Aug 13, 2021
10,400
$13.01 - $21.96 $135K - $228K
TCS
Container Store Group, Inc.

Consumer Cyclical
Q2 2021 Filed on Aug 13, 2021
34,187
$11.65 - $16.42 $398K - $561K
HAYW
Hayward Holdings, Inc.

Industrials
Q2 2021 Filed on Aug 13, 2021
10,178
$16.18 - $26.02 $165K - $265K
HOFV
Hall Of Fame Resort & Entertainment CO

Communication Services
Q2 2021 Filed on Aug 13, 2021
18,326
$3.07 - $4.93 $56.3K - $90.3K
GAN
Gan LTD

Consumer Cyclical
Q2 2021 Filed on Aug 13, 2021
12,300
$14.96 - $20.65 $184K - $254K
CMBM
Cambium Networks Corp

Technology
Q2 2021 Filed on Aug 13, 2021
4,288
$44.14 - $64.92 $189K - $278K
Gabelli Util Tr
Q2 2021 Filed on Aug 13, 2021
43,826
N/A
Kirkland Lake Gold LTD
Q2 2021 Filed on Aug 13, 2021
6,096
N/A
MREO
Mereo Biopharma Group PLC

Healthcare
Q2 2021 Filed on Aug 13, 2021
14,100
$2.94 - $4.08 $41.5K - $57.5K
Trustco Bk Corp N Y
Q2 2021 Filed on Aug 13, 2021
14,674
N/A
Trinseo S A
Q2 2021 Filed on Aug 13, 2021
8,489
N/A
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