Cetera Investment Advisers Closed Holding Positions

Cetera Investment Advisers

  • $45.9 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
ACES
Alps ETF Tr Clean Energy ETF

ETFs
Q3 2021 Filed on Nov 16, 2021
3,441
$65.61 - $75.33 $226K - $259K
UWM
Proshares Ultra Russell 2000

ETFs
Q3 2021 Filed on Nov 16, 2021
136,190
$50.69 - $60.89 $6.9M - $8.29M
IHRT
I Heart Media, Inc.

Communication Services
Q3 2021 Filed on Nov 16, 2021
11,737
$20.9 - $26.99 $245K - $317K
Invesco Actively Managed ETF
Q3 2021 Filed on Nov 16, 2021
3,899
N/A
YEXT
Yext, Inc.

Technology
Q3 2021 Filed on Nov 16, 2021
23,630
$11.94 - $14.46 $282K - $342K
KODK
Eastman Kodak CO

Industrials
Q3 2021 Filed on Nov 16, 2021
10,394
$6.73 - $8.32 $70K - $86.5K
Slack Technologies Inc
Q3 2021 Filed on Nov 16, 2021
5,084
N/A
Mudrick Capital Acqu Corp Ii
Q3 2021 Filed on Nov 16, 2021
30,288
N/A
WBIT
Abs Shs Trwbi Bullbear Trend S

ETFs
Q3 2021 Filed on Nov 16, 2021
34,462
N/A
NVRO
Nevro Corp

Healthcare
Q3 2021 Filed on Nov 16, 2021
1,225
$101.99 - $166.36 $125K - $204K
NVCR
Novo Cure LTD

Healthcare
Q3 2021 Filed on Nov 16, 2021
1,042
$116.17 - $194.55 $121K - $203K
ZEN
Zendesk, Inc.

Technology
Q3 2021 Filed on Nov 16, 2021
1,562
$115.3 - $150.84 $180K - $236K
KEMQ
Kraneshares Tr Emerging Mkts C

ETFs
Q3 2021 Filed on Nov 16, 2021
6,738
$26.55 - $33.22 $179K - $224K
Alexion Pharmaceuticals Inc
Q3 2021 Filed on Nov 16, 2021
5,154
N/A
QLGNXXXX
Qualigen Therapeutics Inc Com
Q3 2021 Filed on Nov 16, 2021
45,025
N/A
Osi ETF Tr
Q3 2021 Filed on Nov 16, 2021
5,826
N/A
RVLV
Revolve Group, Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 16, 2021
3,104
$56.2 - $73.44 $174K - $228K
IGT
International Game Technology PLC

Consumer Cyclical
Q3 2021 Filed on Nov 16, 2021
9,080
$17.42 - $26.76 $158K - $243K
Maxim Integrated Prods Inc
Q3 2021 Filed on Nov 16, 2021
11,419
N/A
FLKR
Franklin Templeton ETF Tr

ETFs
Q3 2021 Filed on Nov 16, 2021
56,178
$28.46 - $33.29 $1.6M - $1.87M
Gabelli Equity Tr Inc
Q3 2021 Filed on Nov 16, 2021
84,400
N/A
EXD
Eaton Vance Tax Managed Buy Write Strategy Fund

Financial Services
Q3 2021 Filed on Nov 16, 2021
32,926
$11.27 - $12.2 $371K - $402K
CIK
Credit Suisse Asset Management Income Fund Inc

Financial Services
Q3 2021 Filed on Nov 16, 2021
28,000
$3.38 - $3.54 $94.6K - $99.1K
FCRD
First Eagle Alternative Capital Bdc, Inc.

Financial Services
Q3 2021 Filed on Nov 16, 2021
44,816
$4.36 - $4.74 $195K - $212K
Fs Kkr Cap Corp Ii
Q2 2021 Filed on Aug 13, 2021
242,028
N/A
GAN
Gan LTD

Consumer Cyclical
Q2 2021 Filed on Aug 13, 2021
12,300
$14.96 - $20.65 $184K - $254K
Ishares Gold Tr
Q2 2021 Filed on Aug 13, 2021
205,259
N/A
MARK
Remark Holdings, Inc.

Technology
Q2 2021 Filed on Aug 13, 2021
25,000
$1.57 - $2.39 $39.3K - $59.8K
Quidel Corp
Q2 2021 Filed on Aug 13, 2021
4,489
N/A
HAYW
Hayward Holdings, Inc.

Industrials
Q2 2021 Filed on Aug 13, 2021
10,178
$16.18 - $26.02 $165K - $265K
CHIX
Global X

ETFs
Q2 2021 Filed on Aug 13, 2021
14,219
$15.38 - $16.64 $219K - $237K
HOFV
Hall Of Fame Resort & Entertainment CO

Communication Services
Q2 2021 Filed on Aug 13, 2021
18,326
$3.07 - $4.93 $56.3K - $90.3K
Gabelli Util Tr
Q2 2021 Filed on Aug 13, 2021
43,826
N/A
ONEM
1 Life Healthcare Inc

Healthcare
Q2 2021 Filed on Aug 13, 2021
14,340
$32.65 - $44.64 $468K - $640K
ARVL
Arrival

Consumer Cyclical
Q2 2021 Filed on Aug 13, 2021
10,400
$13.01 - $21.96 $135K - $228K
CMBM
Cambium Networks Corp

Technology
Q2 2021 Filed on Aug 13, 2021
4,288
$44.14 - $64.92 $189K - $278K
CTHR
Charles & Colvard LTD

Consumer Cyclical
Q2 2021 Filed on Aug 13, 2021
39,585
$2.54 - $3.66 $101K - $145K
Varian Med Sys Inc
Q2 2021 Filed on Aug 13, 2021
1,507
N/A
Aphria Inc
Q2 2021 Filed on Aug 13, 2021
10,172
N/A
USCR
U.S. Concrete, Inc.

Basic Materials
Q2 2021 Filed on Aug 13, 2021
5,100
N/A
Trustco Bk Corp N Y
Q2 2021 Filed on Aug 13, 2021
14,674
N/A
TCS
Container Store Group, Inc.

Consumer Cyclical
Q2 2021 Filed on Aug 13, 2021
34,187
$11.65 - $16.42 $398K - $561K
Colony Cr Real Estate Inc
Q2 2021 Filed on Aug 13, 2021
48,150
N/A
Proofpoint Inc
Q2 2021 Filed on Aug 13, 2021
2,891
N/A
ZKIN
Zk International Group Co., Ltd.

Basic Materials
Q2 2021 Filed on Aug 13, 2021
17,876
$4.14 - $9.83 $74K - $176K
Social Capital Hedosopha Hld
Q2 2021 Filed on Aug 13, 2021
10,320
N/A
J P Morgan Exchange Traded F
Q2 2021 Filed on Aug 13, 2021
11,967
N/A
SLDB
Solid Biosciences Inc.

Healthcare
Q2 2021 Filed on Aug 13, 2021
17,575
$3.49 - $5.51 $61.3K - $96.8K
EWD
Ishares Inc Msci Sweden ETF

ETFs
Q2 2021 Filed on Aug 13, 2021
15,123
$45.25 - $49.39 $684K - $747K
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