Cetera Investment Advisers Closed Holding Positions

Cetera Investment Advisers

  • $44.2 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
EDIT
Editas Medicine, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
7,185
$26.55 - $40.57 $191K - $291K
TMC
Tmc The Metals CO Inc.

Basic Materials
Q4 2021 Filed on Feb 14, 2022
12,000
$1.72 - $5.2 $20.6K - $62.4K
Retail Pptys Amer Inc
Q4 2021 Filed on Feb 14, 2022
24,400
N/A
GOGO
Gogo Inc.

Communication Services
Q4 2021 Filed on Feb 14, 2022
36,900
$12.29 - $18.57 $454K - $685K
Apollo Global Mgmt Inc
Q4 2021 Filed on Feb 14, 2022
11,266
N/A
HIBB
Hibbett Inc

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
6,767
$65.34 - $99.69 $442K - $675K
DEUS
Xtrackers Russell Us Multifact

ETFs
Q4 2021 Filed on Feb 14, 2022
4,531
$44.2 - $48.38 $200K - $219K
BFH
Bread Financial Holdings, Inc.

Financial Services
Q4 2021 Filed on Feb 14, 2022
2,551
$65.13 - $83.18 $166K - $212K
Federal Rlty Invt Tr
Q4 2021 Filed on Feb 14, 2022
4,494
N/A
BBC
Bioshares Biotechnology

ETFs
Q4 2021 Filed on Feb 14, 2022
8,259
$37.35 - $47.9 $308K - $396K
CNK
Cinemark Holdings, Inc.

Communication Services
Q4 2021 Filed on Feb 14, 2022
10,000
$15.21 - $22.11 $152K - $221K
Vpc Impact Acquisition Hldng
Q4 2021 Filed on Feb 14, 2022
11,100
N/A
Diffusion Pharmaceuticals In
Q4 2021 Filed on Feb 14, 2022
15,300
N/A
Nuveen Tx Adv Total Ret Strg
Q4 2021 Filed on Feb 14, 2022
19,850
N/A
IIVI
Ii Vi Inc

Technology
Q4 2021 Filed on Feb 14, 2022
9,777
$54.61 - $70.5 $534K - $689K
Pimco Income Opportunity Fd
Q4 2021 Filed on Feb 14, 2022
12,572
N/A
W
Wayfair Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
1,256
$189.51 - $279.32 $238K - $351K
FVRR
Fiverr International Ltd.

Communication Services
Q4 2021 Filed on Feb 14, 2022
1,142
$111.22 - $196.03 $127K - $224K
Innovator Etfs Tr Ii
Q4 2021 Filed on Feb 14, 2022
18,047
N/A
SBNY
Signature Bank Corp

Financial Services
Q4 2021 Filed on Feb 14, 2022
100
$286.09 - $339.63 $28.6K - $34K
Cit Group Inc
Q4 2021 Filed on Feb 14, 2022
4,938
N/A
TBX
Proshares Tr Short 7 10 Yr Tre

ETFs
Q4 2021 Filed on Feb 14, 2022
46,350
$24.06 - $24.74 $1.12M - $1.15M
Pimco Dynamic Cr Income Fd
Q4 2021 Filed on Feb 14, 2022
32,671
N/A
DCT
Duck Creek Technologies, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
5,663
$27.74 - $46.23 $157K - $262K
KSU
Kansas City Southern

Industrials
Q4 2021 Filed on Feb 14, 2022
2,342
N/A
EYE
National Vision Holdings, Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
12,216
$45.58 - $64.95 $557K - $793K
PSCM
Invesco S&P Smallcap Materials

ETFs
Q4 2021 Filed on Feb 14, 2022
7,138
$63.36 - $69.7 $452K - $498K
Guggenheim Cr Allocation Fd
Q4 2021 Filed on Feb 14, 2022
19,984
N/A
Liberty Media Corp Del
Q4 2021 Filed on Feb 14, 2022
25,000
N/A
Vereit Inc
Q4 2021 Filed on Feb 14, 2022
34,851
N/A
GH
Guardant Health, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
1,768
$88.71 - $120.43 $157K - $213K
KAR
Kar Auction Services, Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 16, 2021
11,510
$15.16 - $18.92 $174K - $218K
UYG
Proshares Ultra Financials

ETFs
Q3 2021 Filed on Nov 16, 2021
15,580
$58.67 - $68.13 $914K - $1.06M
PLCE
Childrens Place, Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 16, 2021
12,315
$75.26 - $104.9 $927K - $1.29M
Rbb Fd Inc
Q3 2021 Filed on Nov 16, 2021
11,896
N/A
EXD
Eaton Vance Tax Managed Buy Write Strategy Fund

Financial Services
Q3 2021 Filed on Nov 16, 2021
32,926
$11.27 - $12.2 $371K - $402K
RFP
Resolute Forest Products Inc.

Basic Materials
Q3 2021 Filed on Nov 16, 2021
10,319
$10.27 - $13.01 $106K - $134K
Churchill Capital Corp Iv
Q3 2021 Filed on Nov 16, 2021
16,150
N/A
ATHM
Autohome Inc.

Communication Services
Q3 2021 Filed on Nov 16, 2021
3,492
$37.26 - $63.43 $130K - $221K
CXSE
Wisdomtree Tr China Ex State O

ETFs
Q3 2021 Filed on Nov 16, 2021
37,174
$51.73 - $66.66 $1.92M - $2.48M
LMND
Lemonade, Inc.

Financial Services
Q3 2021 Filed on Nov 16, 2021
2,333
$65.67 - $112.75 $153K - $263K
HUN
Huntsman Corp

Basic Materials
Q3 2021 Filed on Nov 16, 2021
17,511
$24.32 - $29.85 $426K - $523K
MPLN
Multi Plan Corp

Healthcare
Q3 2021 Filed on Nov 16, 2021
27,097
$5.54 - $9.34 $150K - $253K
Ncino Inc
Q3 2021 Filed on Nov 16, 2021
5,106
N/A
HRC
Hill Rom Holdings, Inc.

Healthcare
Q3 2021 Filed on Nov 16, 2021
2,612
N/A
ACES
Alps ETF Tr Clean Energy ETF

ETFs
Q3 2021 Filed on Nov 16, 2021
3,441
$65.61 - $75.33 $226K - $259K
GTTNQ
Gtt Communications, Inc.

Communication Services
Q3 2021 Filed on Nov 16, 2021
24,000
$0.13 - $2.36 $3.12K - $56.6K
TMX
Terminix Global Holdings Inc

Consumer Cyclical
Q3 2021 Filed on Nov 16, 2021
7,648
$41.44 - $53.03 $317K - $406K
L Brands Inc
Q3 2021 Filed on Nov 16, 2021
38,433
N/A
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