Cetera Investment Advisers Closed Holding Positions

Cetera Investment Advisers

  • $55.9 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Pimco Income Opportunity Fd
Q4 2021 Filed on Feb 14, 2022
12,572
N/A
EYE
National Vision Holdings, Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
12,216
$45.58 - $64.95 $557K - $793K
TBX
Proshares Tr Short 7 10 Yr Tre

ETFs
Q4 2021 Filed on Feb 14, 2022
46,350
$24.06 - $24.74 $1.12M - $1.15M
Guggenheim Cr Allocation Fd
Q4 2021 Filed on Feb 14, 2022
19,984
N/A
INBK
First Internet Bancorp

Financial Services
Q4 2021 Filed on Feb 14, 2022
6,873
$30.95 - $47.33 $213K - $325K
HIBB
Hibbett Inc

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
6,767
$65.34 - $99.69 $442K - $675K
Liberty Media Corp Del
Q4 2021 Filed on Feb 14, 2022
25,000
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2021 Filed on Feb 14, 2022
21,995
N/A
GOGO
Gogo Inc.

Communication Services
Q4 2021 Filed on Feb 14, 2022
36,900
$12.29 - $18.57 $454K - $685K
Diffusion Pharmaceuticals In
Q4 2021 Filed on Feb 14, 2022
15,300
N/A
Acceleron Pharma Inc
Q4 2021 Filed on Feb 14, 2022
2,012
N/A
Rbb Fd Inc
Q3 2021 Filed on Nov 16, 2021
11,896
N/A
L Brands Inc
Q3 2021 Filed on Nov 16, 2021
38,433
N/A
RFP
Resolute Forest Products Inc.

Basic Materials
Q3 2021 Filed on Nov 16, 2021
10,319
$10.27 - $13.01 $106K - $134K
CXSE
Wisdomtree Tr China Ex State O

ETFs
Q3 2021 Filed on Nov 16, 2021
37,174
$51.73 - $66.66 $1.92M - $2.48M
UWM
Proshares Ultra Russell 2000

ETFs
Q3 2021 Filed on Nov 16, 2021
136,190
$50.69 - $60.89 $6.9M - $8.29M
HRC
Hill Rom Holdings, Inc.

Healthcare
Q3 2021 Filed on Nov 16, 2021
2,612
N/A
KAR
Kar Auction Services, Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 16, 2021
11,510
$15.16 - $18.92 $174K - $218K
HUN
Huntsman Corp

Basic Materials
Q3 2021 Filed on Nov 16, 2021
17,511
$24.32 - $29.85 $426K - $523K
Cree Inc
Q3 2021 Filed on Nov 16, 2021
3,151
N/A
UYG
Proshares Ultra Financials

ETFs
Q3 2021 Filed on Nov 16, 2021
15,580
$58.67 - $68.13 $914K - $1.06M
ATHM
Autohome Inc.

Communication Services
Q3 2021 Filed on Nov 16, 2021
3,492
$37.26 - $63.43 $130K - $221K
MPLN
Multi Plan Corp

Healthcare
Q3 2021 Filed on Nov 16, 2021
27,097
$5.54 - $9.34 $150K - $253K
LMND
Lemonade, Inc.

Financial Services
Q3 2021 Filed on Nov 16, 2021
2,333
$65.67 - $112.75 $153K - $263K
EXD
Eaton Vance Tax Managed Buy Write Strategy Fund

Financial Services
Q3 2021 Filed on Nov 16, 2021
32,926
$11.27 - $12.2 $371K - $402K
Churchill Capital Corp Iv
Q3 2021 Filed on Nov 16, 2021
16,150
N/A
GTTNQ
Gtt Communications, Inc.

Communication Services
Q3 2021 Filed on Nov 16, 2021
24,000
$0.13 - $2.36 $3.12K - $56.6K
ACES
Alps ETF Tr Clean Energy ETF

ETFs
Q3 2021 Filed on Nov 16, 2021
3,441
$65.61 - $75.33 $226K - $259K
Ncino Inc
Q3 2021 Filed on Nov 16, 2021
5,106
N/A
Alexion Pharmaceuticals Inc
Q3 2021 Filed on Nov 16, 2021
5,154
N/A
WBIT
Abs Shs Trwbi Bullbear Trend S

ETFs
Q3 2021 Filed on Nov 16, 2021
34,462
N/A
KEMQ
Kraneshares Tr Emerging Mkts C

ETFs
Q3 2021 Filed on Nov 16, 2021
6,738
$26.55 - $33.22 $179K - $224K
IGT
International Game Technology PLC

Consumer Cyclical
Q3 2021 Filed on Nov 16, 2021
9,080
$17.42 - $26.76 $158K - $243K
Gabelli Equity Tr Inc
Q3 2021 Filed on Nov 16, 2021
84,400
N/A
General Electric CO
Q3 2021 Filed on Nov 16, 2021
277,441
N/A
Slack Technologies Inc
Q3 2021 Filed on Nov 16, 2021
5,084
N/A
Maxim Integrated Prods Inc
Q3 2021 Filed on Nov 16, 2021
11,419
N/A
FLKR
Franklin Templeton ETF Tr

ETFs
Q3 2021 Filed on Nov 16, 2021
56,178
$28.46 - $33.29 $1.6M - $1.87M
FCRD
First Eagle Alternative Capital Bdc, Inc.

Financial Services
Q3 2021 Filed on Nov 16, 2021
44,816
$4.36 - $4.74 $195K - $212K
QLGNXXXX
Qualigen Therapeutics Inc Com
Q3 2021 Filed on Nov 16, 2021
45,025
N/A
KODK
Eastman Kodak CO

Industrials
Q3 2021 Filed on Nov 16, 2021
10,394
$6.73 - $8.32 $70K - $86.5K
Cimarex Energy CO
Q3 2021 Filed on Nov 16, 2021
4,726
N/A
Blackrock Science & Technolo
Q3 2021 Filed on Nov 16, 2021
16,732
N/A
ATIP
Ati Physical Therapy, Inc.

Healthcare
Q3 2021 Filed on Nov 16, 2021
58,191
$3.39 - $9.42 $197K - $548K
BSCM
Invesco Et Self Idxd Fd Tr Bul

ETFs
Q3 2021 Filed on Nov 16, 2021
10,510
$21.52 - $21.61 $226K - $227K
It Tech Packaging Inc
Q3 2021 Filed on Nov 16, 2021
13,000
N/A
Mudrick Capital Acqu Corp Ii
Q3 2021 Filed on Nov 16, 2021
30,288
N/A
Osi ETF Tr
Q3 2021 Filed on Nov 16, 2021
5,826
N/A
ZEN
Zendesk, Inc.

Technology
Q3 2021 Filed on Nov 16, 2021
1,562
$115.3 - $150.84 $180K - $236K
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