Cetera Investment Advisers Closed Holding Positions

Cetera Investment Advisers

  • $45.9 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Sos Limited
Q2 2021 Filed on Aug 13, 2021
15,000
N/A
Trinseo S A
Q2 2021 Filed on Aug 13, 2021
8,489
N/A
CCRD
Core Card Corp

Technology
Q2 2021 Filed on Aug 13, 2021
8,000
$30.6 - $41.4 $245K - $331K
XNET
Xunlei LTD

Communication Services
Q2 2021 Filed on Aug 13, 2021
13,813
$3.89 - $6.95 $53.7K - $96K
CS
Credit Suisse Group Ag

Financial Services
Q2 2021 Filed on Aug 13, 2021
12,531
$10.01 - $11.18 $125K - $140K
CBON
Vaneck ETF Tr China Bd ETF

ETFs
Q2 2021 Filed on Aug 13, 2021
8,678
$23.64 - $24.64 $205K - $214K
DSP
Viant Technology Inc.

Technology
Q2 2021 Filed on Aug 13, 2021
5,216
$21.59 - $48.92 $113K - $255K
Seagate Technology PLC
Q2 2021 Filed on Aug 13, 2021
36,934
N/A
WKHS
Workhorse Group Inc.

Consumer Cyclical
Q2 2021 Filed on Aug 13, 2021
12,933
$7.48 - $17.2 $96.7K - $222K
VTVT
V Tv Therapeutics Inc.

Healthcare
Q2 2021 Filed on Aug 13, 2021
47,429
$2.27 - $3.44 $108K - $163K
ECH
Ishares Inc Mcsi Chile ETF

ETFs
Q2 2021 Filed on Aug 13, 2021
12,023
$27.75 - $35.8 $334K - $430K
IEDI
Ishares U S ETF Tr Ishares Evo

ETFs
Q2 2021 Filed on Aug 13, 2021
4,951
$42.01 - $44.59 $208K - $221K
CLMT
Calumet Specialty Products Partners, L.P.

Energy
Q2 2021 Filed on Aug 13, 2021
11,477
$5.5 - $7.38 $63.1K - $84.7K
GDRX
Good Rx Holdings, Inc.

Healthcare
Q2 2021 Filed on Aug 13, 2021
24,169
$28.27 - $41.18 $683K - $995K
Tcf Finl Corp
Q2 2021 Filed on Aug 13, 2021
23,253
N/A
Kirkland Lake Gold LTD
Q2 2021 Filed on Aug 13, 2021
6,096
N/A
MREO
Mereo Biopharma Group PLC

Healthcare
Q2 2021 Filed on Aug 13, 2021
14,100
$2.94 - $4.08 $41.5K - $57.5K
OVID
Ovid Therapeutics Inc.

Healthcare
Q2 2021 Filed on Aug 13, 2021
17,954
$3.3 - $4.49 $59.2K - $80.6K
Colony Cap Inc New
Q2 2021 Filed on Aug 13, 2021
21,819
N/A
Tc Pipelines LP
Q1 2021 Filed on May 17, 2021
42,493
N/A
0HVP.L
Lumen Technologies, Inc.

Telecommunication
Q1 2021 Filed on May 17, 2021
88,544
N/A
SPVM
Invesco S&P 500 Value With Mom

ETFs
Q1 2021 Filed on May 17, 2021
8,696
$40.12 - $46.77 $349K - $407K
SPXB
Proshares Tr

ETFs
Q1 2021 Filed on May 17, 2021
5,124
N/A
Flir Sys Inc
Q1 2021 Filed on May 17, 2021
6,297
N/A
Front Yd Residential Corp
Q1 2021 Filed on May 17, 2021
11,200
N/A
Peoples United Financial Inc
Q1 2021 Filed on May 17, 2021
10,080
N/A
GBT
Global Blood Therapeutics, Inc.

Healthcare
Q1 2021 Filed on May 17, 2021
6,200
$38.94 - $50.85 $241K - $315K
Guardion Health Sciences Inc
Q1 2021 Filed on May 17, 2021
10,000
N/A
Nuance Communications Inc
Q1 2021 Filed on May 17, 2021
6,111
N/A
New Oriental Ed & Technology
Q1 2021 Filed on May 17, 2021
1,396
N/A
HAE
Haemonetics Corp

Healthcare
Q1 2021 Filed on May 17, 2021
2,324
$111.01 - $139.48 $258K - $324K
Acasti Pharma Inc
Q1 2021 Filed on May 17, 2021
15,000
N/A
Longview Acquisition Corp
Q1 2021 Filed on May 17, 2021
45,800
N/A
ARCT
Arcturus Therapeutics Holdings Inc.

Healthcare
Q1 2021 Filed on May 17, 2021
6,020
$38.75 - $86.92 $233K - $523K
KBA
Kraneshares Bosera Msci China

ETFs
Q1 2021 Filed on May 17, 2021
18,938
$43.01 - $53.28 $815K - $1.01M
WATT
Energous Corp

Technology
Q1 2021 Filed on May 17, 2021
11,000
$1.89 - $7.23 $20.8K - $79.5K
ECPG
Encore Capital Group Inc

Financial Services
Q1 2021 Filed on May 17, 2021
6,960
$29.7 - $42.3 $207K - $294K
SRNE
Sorrento Therapeutics, Inc.

Healthcare
Q1 2021 Filed on May 17, 2021
14,811
$7.03 - $16.51 $104K - $245K
BILI
Bilibili Inc.

Communication Services
Q1 2021 Filed on May 17, 2021
4,520
$94.74 - $156.37 $428K - $707K
CZWI
Citizens Community Bancorp Inc.

Financial Services
Q1 2021 Filed on May 17, 2021
21,437
$10.42 - $12.9 $223K - $277K
AXU
Alexco Resource Corp

Basic Materials
Q1 2021 Filed on May 17, 2021
21,409
$2.38 - $3.34 $51K - $71.5K
Bristol Myers Squibb CO
Q1 2021 Filed on May 17, 2021
53,082
N/A
Texas Pac Ld Tr
Q1 2021 Filed on May 17, 2021
361
N/A
CIG
Energy CO Of Minas Gerais

Utilities
Q1 2021 Filed on May 17, 2021
11,540
$1.99 - $2.93 $23K - $33.8K
COUP
Coupa Software Inc

Technology
Q1 2021 Filed on May 17, 2021
677
$238.65 - $369.92 $162K - $250K
BWZ
Spdr Bloomberg Short Term Inte

ETFs
Q1 2021 Filed on May 17, 2021
11,461
$31.5 - $33.03 $361K - $379K
Ciig Merger Corp
Q1 2021 Filed on May 17, 2021
14,590
N/A
Dpw Hldgs Inc
Q1 2021 Filed on May 17, 2021
10,000
N/A
Blackrock Muniholdings Fd Ii
Q1 2021 Filed on May 17, 2021
11,414
N/A
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