Cetera Investment Advisers Closed Holding Positions

Cetera Investment Advisers

  • $55.9 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
0HVP.L
Lumen Technologies, Inc.

Telecommunication
Q1 2021 Filed on May 17, 2021
88,544
N/A
ECPG
Encore Capital Group Inc

Financial Services
Q1 2021 Filed on May 17, 2021
6,960
$29.7 - $42.3 $207K - $294K
Dpw Hldgs Inc
Q1 2021 Filed on May 17, 2021
10,000
N/A
COUP
Coupa Software Inc

Technology
Q1 2021 Filed on May 17, 2021
677
$238.65 - $369.92 $162K - $250K
Ciig Merger Corp
Q1 2021 Filed on May 17, 2021
14,590
N/A
CIG
Energy CO Of Minas Gerais

Utilities
Q1 2021 Filed on May 17, 2021
11,540
$1.99 - $2.93 $23K - $33.8K
Bristol Myers Squibb CO
Q1 2021 Filed on May 17, 2021
53,082
N/A
Blackrock Muniholdings Fd Ii
Q1 2021 Filed on May 17, 2021
11,414
N/A
ARCT
Arcturus Therapeutics Holdings Inc.

Healthcare
Q1 2021 Filed on May 17, 2021
6,020
$38.75 - $86.92 $233K - $523K
AXU
Alexco Resource Corp

Basic Materials
Q1 2021 Filed on May 17, 2021
21,409
$2.38 - $3.34 $51K - $71.5K
Acasti Pharma Inc
Q1 2021 Filed on May 17, 2021
15,000
N/A
CZWI
Citizens Community Bancorp Inc.

Financial Services
Q1 2021 Filed on May 17, 2021
21,437
$10.42 - $12.9 $223K - $277K
Tc Pipelines LP
Q1 2021 Filed on May 17, 2021
42,493
N/A
Flir Sys Inc
Q1 2021 Filed on May 17, 2021
6,297
N/A
Front Yd Residential Corp
Q1 2021 Filed on May 17, 2021
11,200
N/A
SPXB
Proshares Tr

ETFs
Q1 2021 Filed on May 17, 2021
5,124
N/A
Peoples United Financial Inc
Q1 2021 Filed on May 17, 2021
10,080
N/A
Nuance Communications Inc
Q1 2021 Filed on May 17, 2021
6,111
N/A
New Oriental Ed & Technology
Q1 2021 Filed on May 17, 2021
1,396
N/A
Longview Acquisition Corp
Q1 2021 Filed on May 17, 2021
45,800
N/A
KBA
Kraneshares Bosera Msci China

ETFs
Q1 2021 Filed on May 17, 2021
18,938
$43.01 - $53.28 $815K - $1.01M
ITRM
Iterum Therapeutics PLC

Healthcare
Q1 2021 Filed on May 17, 2021
15,000
$0.97 - $2.73 $14.6K - $41K
GBT
Global Blood Therapeutics, Inc.

Healthcare
Q1 2021 Filed on May 17, 2021
6,200
$38.94 - $50.85 $241K - $315K
SRNE
Sorrento Therapeutics, Inc.

Healthcare
Q1 2021 Filed on May 17, 2021
14,811
$7.03 - $16.51 $104K - $245K
Guardion Health Sciences Inc
Q1 2021 Filed on May 17, 2021
10,000
N/A
HAE
Haemonetics Corp

Healthcare
Q1 2021 Filed on May 17, 2021
2,324
$111.01 - $139.48 $258K - $324K
SPVM
Invesco S&P 500 Value With Mom

ETFs
Q1 2021 Filed on May 17, 2021
8,696
$40.12 - $46.77 $349K - $407K
ATHX
Athersys, Inc

Healthcare
Q4 2020 Filed on Feb 17, 2021
36,856
$1.55 - $2.24 $57.1K - $82.6K
Vereit Inc
Q4 2020 Filed on Feb 17, 2021
11,673
N/A
Glu Mobile Inc
Q4 2020 Filed on Feb 17, 2021
44,427
N/A
BMRA
Biomerica Inc

Healthcare
Q3 2020 Filed on Nov 13, 2020
10,348
$5.86 - $12.04 $60.6K - $125K
Blackrock Mun 2020 Term Tr
Q3 2020 Filed on Nov 13, 2020
12,082
N/A
Fs Kkr Capital Corp
Q2 2020 Filed on Aug 13, 2020
19,522
N/A
Raytheon CO
Q2 2020 Filed on Aug 13, 2020
2,892
N/A
United States Oil Fund LP
Q2 2020 Filed on Aug 13, 2020
17,000
N/A
United Technologies Corp
Q2 2020 Filed on Aug 13, 2020
13,828
N/A
Nuveen All Cap Ene Mlp Oppo
Q2 2020 Filed on Aug 13, 2020
28,119
N/A
Nuveen Energy Mlp Totl Rtrnf
Q2 2020 Filed on Aug 13, 2020
26,979
N/A
Laredo Petroleum Inc
Q2 2020 Filed on Aug 13, 2020
100,000
N/A
TMDI
Titan Medical Inc

Healthcare
Q2 2020 Filed on Aug 13, 2020
20,033
$0.21 - $1.57 $4.21K - $31.5K
Denbury Res Inc
Q2 2020 Filed on Aug 13, 2020
79,012
N/A
Alps ETF Tr
Q2 2020 Filed on Aug 13, 2020
59,558
N/A
SJI
South Jersey Industries Inc

Utilities
Q1 2020 Filed on May 08, 2020
6,600
$20.12 - $33.21 $133K - $219K
Assertio Therapeutics Inc
Q1 2020 Filed on May 08, 2020
61,393
N/A
Aurora Cannabis Inc
Q1 2020 Filed on May 08, 2020
19,862
N/A
CVGW
Calavo Growers Inc

Consumer Defensive
Q1 2020 Filed on May 08, 2020
2,350
$51.07 - $87.98 $120K - $207K
Liberty Ppty Tr
Q1 2020 Filed on May 08, 2020
4,051
N/A
ZYNE
Zynerba Pharmaceuticals, Inc.

Healthcare
Q1 2020 Filed on May 08, 2020
10,800
$2.9 - $6.16 $31.3K - $66.5K
Melinta Therapeutics Inc
Q1 2020 Filed on May 08, 2020
24,180
N/A
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