Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

  • $77.2 Billion
  • Q3 2025
Stock Closed Quarter Shares Sold Price Range Trade History
J P Morgan Exchange Traded F
Q2 2021 Filed on Aug 11, 2021
12,722
N/A
Rignet Inc
Q2 2021 Filed on Aug 11, 2021
22,000
N/A
Zosano Pharma Corp
Q2 2021 Filed on Aug 11, 2021
10,221
N/A
Iac Interactivecorp New
Q2 2021 Filed on Aug 11, 2021
8,583
N/A
Nesco Hldgs Inc
Q2 2021 Filed on Aug 11, 2021
46,500
N/A
SYBX
Synlogic, Inc.

Healthcare
Q2 2021 Filed on Aug 11, 2021
10,637
$3.0 - $4.39 $31.9K - $46.7K
ONEM
1 Life Healthcare Inc

Healthcare
Q2 2021 Filed on Aug 11, 2021
6,341
$32.65 - $44.64 $207K - $283K
SPAK
ETF Ser Solutions Defiance Nex
Q2 2021 Filed on Aug 11, 2021
8,655
N/A
Inphi Corp
Q2 2021 Filed on Aug 11, 2021
2,425
N/A
Jaws Acquisition Corp
Q2 2021 Filed on Aug 11, 2021
24,250
N/A
UONE
Urban One, Inc.

Communication Services
Q2 2021 Filed on Aug 11, 2021
27,600
$4.56 - $20.95 $126K - $578K
AEZS
Aeterna Zentaris Inc.

Healthcare
Q2 2021 Filed on Aug 11, 2021
10,000
$0.83 - $1.14 $8.3K - $11.4K
Barclays Bank PLC
Q2 2021 Filed on Aug 11, 2021
11,798
N/A
Blackrock New York Mun Incom
Q2 2021 Filed on Aug 11, 2021
10,251
N/A
CMBM
Cambium Networks Corp

Technology
Q2 2021 Filed on Aug 11, 2021
7,309
$44.14 - $64.92 $323K - $475K
Castor Maritime Inc
Q2 2021 Filed on Aug 11, 2021
27,000
N/A
CMCO
Columbus Mckinnon Corp

Industrials
Q2 2021 Filed on Aug 11, 2021
5,771
$45.98 - $55.17 $265K - $318K
Contango Oil & Gas CO
Q2 2021 Filed on Aug 11, 2021
14,375
N/A
Forest Road Acquisition Corp
Q2 2021 Filed on Aug 11, 2021
70,623
N/A
Gabelli Util Tr
Q2 2021 Filed on Aug 11, 2021
628,215
N/A
Gigcapital2 Inc
Q2 2021 Filed on Aug 11, 2021
14,159
N/A
Highcape Cap Acquisition Cor
Q2 2021 Filed on Aug 11, 2021
24,305
N/A
IBIO
I Bio, Inc.

Healthcare
Q2 2021 Filed on Aug 11, 2021
50,300
$1.22 - $1.65 $61.4K - $83K
Inspiremd Inc
Q2 2021 Filed on Aug 11, 2021
36,000
N/A
LMNX
Luminex Corporation

Healthcare
Q2 2021 Filed on Aug 11, 2021
7,207
N/A
Nanoviricides Inc
Q2 2021 Filed on Aug 11, 2021
10,498
N/A
Northern Genesis Acquisition
Q2 2021 Filed on Aug 11, 2021
11,701
N/A
OPGN
Opgen Inc

Healthcare
Q2 2021 Filed on Aug 11, 2021
10,000
$1.95 - $2.8 $19.5K - $28K
PSFEWS
Paysafe LTD Wt Exp (Bmu)
Q2 2021 Filed on Aug 11, 2021
36,046
N/A
Piedmont Lithium LTD
Q2 2021 Filed on Aug 11, 2021
5,654
N/A
PCSA
Processa Pharmaceuticals, Inc.

Healthcare
Q2 2021 Filed on Aug 11, 2021
10,550
$6.15 - $10.95 $64.9K - $116K
Reliant Bancorp Inc
Q2 2021 Filed on Aug 11, 2021
11,232
N/A
SEM
Select Medical Holdings Corp

Healthcare
Q2 2021 Filed on Aug 11, 2021
9,322
$34.14 - $43.08 $318K - $402K
SY
So Young International Inc.

Healthcare
Q2 2021 Filed on Aug 11, 2021
17,306
$7.53 - $10.78 $130K - $187K
Soaring Eagle Acquisition CO
Q2 2021 Filed on Aug 11, 2021
27,435
N/A
Social Capital Hedosopha Hld
Q2 2021 Filed on Aug 11, 2021
48,976
N/A
Star Peak Energy Transition
Q2 2021 Filed on Aug 11, 2021
24,264
N/A
Talend S A
Q2 2021 Filed on Aug 11, 2021
3,762
N/A
Thunder Brdg Acquistion Ii L
Q2 2021 Filed on Aug 11, 2021
17,457
N/A
Advisorshares Tr
Q1 2021 Filed on May 04, 2021
29,063
N/A
Allianzgi Conv & Income Fd
Q1 2021 Filed on May 04, 2021
297,634
N/A
Allianzgi Conv & Income Fd I
Q1 2021 Filed on May 04, 2021
276,487
N/A
Allianzgi Equity & Conv Inco
Q1 2021 Filed on May 04, 2021
18,726
N/A
Allianzgi Dividend Int & Prm
Q1 2021 Filed on May 04, 2021
117,090
N/A
FOLD
Amicus Therapeutics, Inc.

Healthcare
Q1 2021 Filed on May 04, 2021
8,717
$9.2 - $23.86 $80.2K - $208K
Apache Corp
Q1 2021 Filed on May 04, 2021
78,950
N/A
0HVP.L
Lumen Technologies, Inc.

Telecommunication
Q1 2021 Filed on May 04, 2021
531,582
N/A
China Mobile Limited
Q1 2021 Filed on May 04, 2021
10,406
N/A
Colony Cap Inc
Q1 2021 Filed on May 04, 2021
41,000
N/A
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