Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

  • $70.7 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
TME
Tencent Music Entertainment Group

Communication Services
Q3 2021 Filed on Oct 29, 2021
16,973
$7.01 - $15.47 $119K - $263K
Acasti Pharma Inc
Q3 2021 Filed on Oct 29, 2021
15,700
N/A
COLD
Americold Realty Trust

Real Estate
Q3 2021 Filed on Oct 29, 2021
5,694
$29.05 - $40.38 $165K - $230K
ANVS
Annovis Bio, Inc.

Healthcare
Q3 2021 Filed on Oct 29, 2021
3,964
$30.95 - $120.97 $123K - $480K
Aspirational Consumer Lifest
Q3 2021 Filed on Oct 29, 2021
13,050
N/A
AVID
Avid Technology, Inc.

Technology
Q3 2021 Filed on Oct 29, 2021
8,495
$24.77 - $39.89 $210K - $339K
Blackrock Science & Technolo
Q3 2021 Filed on Oct 29, 2021
19,626
N/A
CAL
Caleres Inc

Consumer Cyclical
Q3 2021 Filed on Oct 29, 2021
29,983
$21.72 - $28.0 $651K - $840K
CTRN
Citi Trends Inc

Consumer Cyclical
Q3 2021 Filed on Oct 29, 2021
12,713
$69.63 - $91.33 $885K - $1.16M
COWN
Cowen Inc.

Financial Services
Q3 2021 Filed on Oct 29, 2021
16,037
$32.05 - $41.97 $514K - $673K
CBAY
Cyma Bay Therapeutics, Inc.

Healthcare
Q3 2021 Filed on Oct 29, 2021
113,394
$3.47 - $4.42 $393K - $501K
Dominion Energy Inc
Q3 2021 Filed on Oct 29, 2021
3,737
N/A
EBIX
Ebix Inc

Technology
Q3 2021 Filed on Oct 29, 2021
6,400
$26.7 - $33.47 $171K - $214K
EZGO
Ezgo Technologies Ltd.

Consumer Cyclical
Q3 2021 Filed on Oct 29, 2021
10,450
$2.83 - $4.12 $29.6K - $43.1K
ALR
Aleris Life Inc.

Healthcare
Q3 2021 Filed on Oct 29, 2021
34,495
$3.83 - $5.87 $132K - $202K
Foley Trasimene Acquistn Cor
Q3 2021 Filed on Oct 29, 2021
10,377
N/A
GIII
G Iii Apparel Group LTD

Consumer Cyclical
Q3 2021 Filed on Oct 29, 2021
12,493
$27.86 - $32.7 $348K - $409K
Gabelli Equity Tr Inc
Q3 2021 Filed on Oct 29, 2021
980,280
N/A
GMS
Gms Inc.

Industrials
Q3 2021 Filed on Oct 29, 2021
8,882
$43.34 - $52.89 $385K - $470K
Lightspeed Pos Inc
Q3 2021 Filed on Oct 29, 2021
3,398
N/A
MEG
Montrose Environmental Group, Inc.

Industrials
Q3 2021 Filed on Oct 29, 2021
5,737
$44.4 - $67.41 $255K - $387K
Ossen Innovation CO LTD
Q3 2021 Filed on Oct 29, 2021
42,050
N/A
UCO
Pro Shares Trust Ii

ETFs
Q3 2021 Filed on Oct 29, 2021
2,904
$14.77 - $21.31 $42.9K - $61.9K
Soaring Eagle Acquisition CO
Q3 2021 Filed on Oct 29, 2021
31,105
N/A
VVNT
Vivint Smart Home, Inc.

Industrials
Q3 2021 Filed on Oct 29, 2021
33,332
$9.16 - $13.36 $305K - $445K
ZIVO
Zivo Bioscience, Inc.

Healthcare
Q3 2021 Filed on Oct 29, 2021
31,636
$2.8 - $5.45 $88.6K - $172K
AEY
Addvantage Technologies Group Inc

Technology
Q2 2021 Filed on Aug 11, 2021
10,330
$1.91 - $2.88 $19.7K - $29.8K
Blackrock Mass Tax Exempt Tr
Q2 2021 Filed on Aug 11, 2021
11,361
N/A
Blackrock Munienhanced Fd In
Q2 2021 Filed on Aug 11, 2021
38,134
N/A
Blackrock New York Mun Incom
Q2 2021 Filed on Aug 11, 2021
13,874
N/A
Colfax Corp
Q2 2021 Filed on Aug 11, 2021
5,251
N/A
Eaton Vance Fltg Rate Incom
Q2 2021 Filed on Aug 11, 2021
10,579
N/A
ETF Managers Tr
Q2 2021 Filed on Aug 11, 2021
4,564
N/A
RFDI
First Trust ETF Iii Riverfront

ETFs
Q2 2021 Filed on Aug 11, 2021
4,433
$66.36 - $72.33 $294K - $321K
Gw Pharmaceuticals PLC
Q2 2021 Filed on Aug 11, 2021
22,517
N/A
Ishares Gold Tr
Q2 2021 Filed on Aug 11, 2021
4,933,975
N/A
ISHG
Ishares Intl Treasury Bond ETF

ETFs
Q2 2021 Filed on Aug 11, 2021
2,493
$81.95 - $84.5 $204K - $211K
AIA
Ishares S&P Asia 50 ETF

ETFs
Q2 2021 Filed on Aug 11, 2021
27,150
$86.44 - $94.72 $2.35M - $2.57M
Marvell Technology Group LTD
Q2 2021 Filed on Aug 11, 2021
154,792
N/A
Seagate Technology PLC
Q2 2021 Filed on Aug 11, 2021
73,293
N/A
Smtc Corp
Q2 2021 Filed on Aug 11, 2021
12,660
N/A
TNC
Tennant CO

Industrials
Q2 2021 Filed on Aug 11, 2021
2,879
$78.08 - $85.73 $225K - $247K
Trustco Bk Corp N Y
Q2 2021 Filed on Aug 11, 2021
13,576
N/A
Varian Med Sys Inc
Q2 2021 Filed on Aug 11, 2021
7,394
N/A
Voya Prime Rate Tr
Q2 2021 Filed on Aug 11, 2021
44,374
N/A
Voya Nat Res Equity Income F
Q2 2021 Filed on Aug 11, 2021
34,497
N/A
Western Asset Mun Def Opp Tr
Q2 2021 Filed on Aug 11, 2021
29,661
N/A
Eaton Vance 2021 Target Trm
Q2 2021 Filed on Aug 11, 2021
20,000
N/A
Mts Sys Corp
Q2 2021 Filed on Aug 11, 2021
3,704
N/A
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