Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

  • $77.2 Billion
  • Q3 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Credit Suisse Ag Nassau Brh
Q4 2021 Filed on Jan 31, 2022
285
N/A
Innovator Etfs Tr Ii
Q4 2021 Filed on Jan 31, 2022
34,469
N/A
Nuveen Select Tax Free Incom
Q4 2021 Filed on Jan 31, 2022
30,540
N/A
Riverview Finl Corp New
Q4 2021 Filed on Jan 31, 2022
10,044
N/A
Golden Star Res LTD Cda
Q4 2021 Filed on Jan 31, 2022
30,053
N/A
Raven Inds Inc
Q4 2021 Filed on Jan 31, 2022
3,980
N/A
ZYNE
Zynerba Pharmaceuticals, Inc.

Healthcare
Q4 2021 Filed on Jan 31, 2022
12,955
$2.88 - $4.3 $37.3K - $55.7K
Bancorpsouth Bk Tupelo Miss
Q4 2021 Filed on Jan 31, 2022
47,832
N/A
Coresite Rlty Corp
Q4 2021 Filed on Jan 31, 2022
2,856
N/A
JRVR
James River Group Holdings, Ltd.

Financial Services
Q4 2021 Filed on Jan 31, 2022
8,703
$24.8 - $39.08 $216K - $340K
CDLX
Cardlytics, Inc.

Communication Services
Q4 2021 Filed on Jan 31, 2022
3,970
$62.36 - $92.74 $248K - $368K
First Tr Sr Floating Rate 20
Q4 2021 Filed on Jan 31, 2022
13,362
N/A
Kraton Corp
Q4 2021 Filed on Jan 31, 2022
18,150
N/A
Xeris Pharmaceuticals Inc
Q4 2021 Filed on Jan 31, 2022
97,584
N/A
Baudax Bio Inc
Q4 2021 Filed on Jan 31, 2022
20,525
N/A
CRBP
Corbus Pharmaceuticals Holdings, Inc.

Healthcare
Q4 2021 Filed on Jan 31, 2022
11,978
$0.6 - $1.11 $7.19K - $13.3K
Ishares Tr
Q4 2021 Filed on Jan 31, 2022
114,204
N/A
Trinseo S A
Q4 2021 Filed on Jan 31, 2022
12,092
N/A
Zix Corp
Q4 2021 Filed on Jan 31, 2022
26,103
N/A
Altabancorp
Q4 2021 Filed on Jan 31, 2022
15,653
N/A
AMWL
American Well Corp

Healthcare
Q4 2021 Filed on Jan 31, 2022
50,320
$5.72 - $9.56 $288K - $481K
SWCH
Switch, Inc.

Technology
Q4 2021 Filed on Jan 31, 2022
11,987
$23.06 - $28.75 $276K - $345K
ACCD
Accolade, Inc.

Healthcare
Q4 2021 Filed on Jan 31, 2022
10,629
$21.96 - $42.69 $233K - $454K
Firstcash Inc
Q4 2021 Filed on Jan 31, 2022
3,124
N/A
Kadmon Hldgs Inc
Q4 2021 Filed on Jan 31, 2022
27,038
N/A
LI
Li Auto Inc.

Consumer Cyclical
Q4 2021 Filed on Jan 31, 2022
9,163
$25.58 - $35.44 $234K - $325K
NCMI
National Cine Media, Inc.

Communication Services
Q4 2021 Filed on Jan 31, 2022
19,927
$2.49 - $3.89 $49.6K - $77.5K
Renewable Energy Group Inc
Q4 2021 Filed on Jan 31, 2022
5,446
N/A
SNBR
Sleep Number Corp

Consumer Cyclical
Q4 2021 Filed on Jan 31, 2022
2,538
$74.43 - $94.97 $189K - $241K
Vereit Inc
Q4 2021 Filed on Jan 31, 2022
45,532
N/A
CONX
Conx Corp.

Financial Services
Q4 2021 Filed on Jan 31, 2022
15,000
$9.76 - $9.87 $146K - $148K
CRSR
Corsair Gaming, Inc.

Technology
Q4 2021 Filed on Jan 31, 2022
9,159
$20.5 - $26.98 $188K - $247K
Dermtech Inc
Q4 2021 Filed on Jan 31, 2022
9,037
N/A
MOON
Direxion Shs ETF Tr Moonshot I
Q4 2021 Filed on Jan 31, 2022
6,707
N/A
INZY
Inozyme Pharma, Inc.

Healthcare
Q4 2021 Filed on Jan 31, 2022
65,781
$5.58 - $11.5 $367K - $756K
ITRM
Iterum Therapeutics PLC

Healthcare
Q4 2021 Filed on Jan 31, 2022
22,000
$0.39 - $0.74 $8.58K - $16.3K
LSF
Laird Superfood, Inc.

Consumer Defensive
Q4 2021 Filed on Jan 31, 2022
15,034
$11.35 - $19.77 $171K - $297K
Nxt Inc
Q4 2021 Filed on Jan 31, 2022
24,353
N/A
RADA
Rada Electronic Industries LTD

Industrials
Q4 2021 Filed on Jan 31, 2022
89,038
$8.49 - $11.05 $756K - $984K
RCII
Rent A Center Inc De

Industrials
Q4 2021 Filed on Jan 31, 2022
18,081
$43.38 - $58.33 $784K - $1.05M
THTX
Theratechnologies Inc.

Healthcare
Q4 2021 Filed on Jan 31, 2022
29,700
$2.92 - $3.76 $86.7K - $112K
Amplify ETF Tr
Q4 2021 Filed on Jan 31, 2022
6,702
N/A
CGNT
Cognyte Software Ltd.

Technology
Q4 2021 Filed on Jan 31, 2022
11,611
$14.86 - $22.68 $173K - $263K
NPO
Enpro Industries, Inc

Industrials
Q4 2021 Filed on Jan 31, 2022
3,716
$85.13 - $112.36 $316K - $418K
FYBR
Frontier Communications Parent, Inc.

Communication Services
Q4 2021 Filed on Jan 31, 2022
8,083
$26.94 - $34.9 $218K - $282K
Landmark Infrastrctur Partr
Q4 2021 Filed on Jan 31, 2022
31,407
N/A
New Oriental Ed & Technology
Q4 2021 Filed on Jan 31, 2022
50,590
N/A
OLO
Olo Inc.

Technology
Q4 2021 Filed on Jan 31, 2022
6,944
$20.81 - $30.07 $145K - $209K
ONVO
Organovo Holdings, Inc.

Healthcare
Q4 2021 Filed on Jan 31, 2022
12,292
$3.63 - $6.86 $44.6K - $84.3K
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