Guggenheim Capital LLC First Trust Specialty Finance & Financial Opportunities Fund Transaction History

Guggenheim Capital LLC

$13.9 Billion
Q2 2024

Shares

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2018 Nov 14, 2018	SELL	$6.03 - $6.62 $390,774 - $429,009	-64,805 Closed	0 $0
Q2 2018 Aug 14, 2018	SELL	$5.87 - $6.26 $19,488 - $20,783	-3,320 Reduced 4.87%	64,805 $389,000
Q1 2018 May 15, 2018	SELL	$5.88 - $6.6 $4,457 - $5,002	-758 Reduced 1.1%	68,125 $410,000
Q4 2017 Feb 14, 2018	SELL	$6.14 - $7.0 $22,521 - $25,676	-3,668 Reduced 5.06%	68,883 $423,000
Q3 2017 Nov 14, 2017	BUY	$6.49 - $7.31 $470,855 - $530,347	72,551	72,551 $498,000

Others Institutions Holding FGB

# of Institutions

34

Shares Held

4.56M

Call Options Held

0

Put Options Held

0

Lpl Financial LLC Fort Mill, SC

1.11M
Shares

$4.26 Million
0.0% of portfolio
Saba Capital Management, L.P. New York, NY

1.11M
Shares

$4.25 Million
0.07% of portfolio
Morgan Stanley New York, NY

567K
Shares

$2.17 Million
0.0% of portfolio
Consolidated Portfolio Review Corp Woodbury, NY

218K
Shares

$835,391
0.2% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

211K
Shares

$808,980
0.04% of portfolio

About FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

Ticker FGB
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty fi...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Guggenheim Capital LLC, based on Form 13F filings with the SEC.

News

Stay updated on Guggenheim Capital LLC with notifications on news.