Guggenheim Capital LLC Closed Holding Positions

Guggenheim Capital LLC

  • $12 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
SLF
Sun Life Financial Inc

Financial Services
Q4 2021 Filed on Feb 14, 2022
14,400
$51.46 - $57.63 $741K - $830K
TPVG
Triple Point Venture Growth Bdc Corp.

Financial Services
Q4 2021 Filed on Feb 14, 2022
48,659
$15.9 - $19.05 $774K - $927K
Vedanta Limited
Q4 2021 Filed on Feb 14, 2022
154,633
N/A
VIPS
Vipshop Holdings LTD

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
41,591
$7.5 - $12.91 $312K - $537K
Bancorpsouth Bk Tupelo Miss
Q4 2021 Filed on Feb 14, 2022
27,763
N/A
DAKT
Daktronics Inc

Technology
Q4 2021 Filed on Feb 14, 2022
56,682
$4.56 - $5.97 $258K - $338K
GDS
Gds Holdings LTD

Technology
Q4 2021 Filed on Feb 14, 2022
4,048
$42.8 - $63.86 $173K - $259K
TILE
Interface Inc

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
11,494
$13.95 - $16.79 $160K - $193K
Raven Inds Inc
Q4 2021 Filed on Feb 14, 2022
18,055
N/A
TDF
Templeton Dragon Fund Inc

Financial Services
Q4 2021 Filed on Feb 14, 2022
20,147
$16.23 - $18.98 $327K - $382K
INO
Inovio Pharmaceuticals, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
159,284
$4.99 - $7.46 $795K - $1.19M
HTHT
Huazhu Group LTD

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
5,054
$33.19 - $50.35 $168K - $254K
TCPC
Black Rock Tcp Capital Corp.

Financial Services
Q4 2021 Filed on Feb 14, 2022
61,275
$13.18 - $14.36 $808K - $880K
BTO
John Hancock Financial Opportunities Fund

Financial Services
Q4 2021 Filed on Feb 14, 2022
5,726
$41.47 - $46.59 $237K - $267K
PBFX
Pbf Logistics LP

Energy
Q4 2021 Filed on Feb 14, 2022
10,507
$10.83 - $14.48 $114K - $152K
HUYA
Huya Inc.

Communication Services
Q4 2021 Filed on Feb 14, 2022
18,089
$6.24 - $10.13 $113K - $183K
Nuveen Select Tax Free Incom
Q4 2021 Filed on Feb 14, 2022
122,460
N/A
BCSF
Bain Capital Specialty Finance, Inc.

Financial Services
Q4 2021 Filed on Feb 14, 2022
27,678
$14.76 - $15.96 $409K - $442K
SAFE
Safehold Inc.

Real Estate
Q4 2021 Filed on Feb 14, 2022
3,521
$69.09 - $79.85 $243K - $281K
Cadence Bancorporation
Q4 2021 Filed on Feb 14, 2022
13,003
N/A
YEXT
Yext, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
21,226
$9.15 - $12.97 $194K - $275K
Bonanza Creek Energy Inc
Q4 2021 Filed on Feb 14, 2022
9,479
N/A
CHN
China Fund Inc

Financial Services
Q4 2021 Filed on Feb 14, 2022
9,654
$18.12 - $27.25 $175K - $263K
TTP
Tortoise Pipeline & Energy Fund, Inc.

Financial Services
Q4 2021 Filed on Feb 14, 2022
17,976
$21.41 - $26.47 $385K - $476K
AMLP
Alps ETF Tr Alerian Mlp ETF

ETFs
Q4 2021 Filed on Feb 14, 2022
29,583
$30.56 - $37.19 $904K - $1.1M
YY
Joyy Inc.

Communication Services
Q4 2021 Filed on Feb 14, 2022
3,932
$41.04 - $58.3 $161K - $229K
TME
Tencent Music Entertainment Group

Communication Services
Q4 2021 Filed on Feb 14, 2022
31,185
$5.97 - $8.85 $186K - $276K
NRGX
Pimco Energy & Tactical Credit Opportunities Fund

N/A
Q4 2021 Filed on Feb 14, 2022
14,068
$12.03 - $14.41 $169K - $203K
ARLO
Arlo Technologies, Inc.

Industrials
Q4 2021 Filed on Feb 14, 2022
17,811
$6.23 - $10.49 $111K - $187K
Trillium Therapeutics Inc
Q4 2021 Filed on Feb 14, 2022
72,367
N/A
TRUP
Trupanion, Inc.

Financial Services
Q4 2021 Filed on Feb 14, 2022
2,709
$76.95 - $155.41 $208K - $421K
WKHS
Workhorse Group Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
17,922
$4.36 - $7.77 $78.1K - $139K
SPWH
Sportsman'S Warehouse Holdings, Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
96,462
$10.78 - $17.9 $1.04M - $1.73M
Vereit Inc
Q4 2021 Filed on Feb 14, 2022
59,086
N/A
MODV
Modiv Care Inc

Healthcare
Q4 2021 Filed on Feb 14, 2022
1,121
$135.51 - $187.05 $152K - $210K
Medallia Inc
Q4 2021 Filed on Feb 14, 2022
64,253
N/A
DCOM
Dime Community Bancshares, Inc.

Financial Services
Q4 2021 Filed on Feb 14, 2022
7,320
$32.86 - $38.02 $241K - $278K
JMIA
Jumia Technologies Ag

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
22,111
$10.75 - $20.24 $238K - $448K
RKT
Rocket Companies, Inc.

Financial Services
Q4 2021 Filed on Feb 14, 2022
16,733
$14.0 - $17.86 $234K - $299K
Inovalon Hldgs Inc
Q4 2021 Filed on Feb 14, 2022
80,095
N/A
CANG
Cango Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
67,268
$2.67 - $4.53 $180K - $305K
DNMR
Danimer Scientific, Inc.

Basic Materials
Q4 2021 Filed on Feb 14, 2022
15,443
$8.2 - $19.98 $127K - $309K
Qad Inc
Q4 2021 Filed on Feb 14, 2022
8,014
N/A
Tpg Pace Solutions Corp
Q4 2021 Filed on Feb 14, 2022
2,353,717
N/A
Ppd Inc
Q4 2021 Filed on Feb 14, 2022
39,090
N/A
FUTU
Futu Holdings LTD

Financial Services
Q4 2021 Filed on Feb 14, 2022
2,676
$37.34 - $90.5 $99.9K - $242K
AMRS
Amyris, Inc.

Basic Materials
Q4 2021 Filed on Feb 14, 2022
31,003
$5.0 - $14.85 $155K - $460K
Soliton Inc
Q4 2021 Filed on Feb 14, 2022
64,316
N/A
ZLAB
Zai Lab LTD

Healthcare
Q4 2021 Filed on Feb 14, 2022
21,071
$54.9 - $105.21 $1.16M - $2.22M
Track This Portfolio

Track Guggenheim Capital LLC Portfolio

Follow Guggenheim Capital LLC and customize your updates to receive the information that matters most to you.

Portfolio Update

Get notified when there are updates to the investment portfolio of Guggenheim Capital LLC, based on Form 13F filings with the SEC.

News

Stay updated on Guggenheim Capital LLC with notifications on news.

Choose your preferred platform and Sign Up 👇 Telegram Email