Sigma Planning Corp Closed Holding Positions

Sigma Planning Corp

  • $3.22 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
LPTX
Leap Therapeutics, Inc.

Healthcare
Q1 2022 Filed on Apr 20, 2022
15,500
$1.6 - $3.35 $24.8K - $51.9K
NMRK
Newmark Group, Inc.

Real Estate
Q1 2022 Filed on Apr 20, 2022
37,895
$14.57 - $18.43 $552K - $698K
PRFT
Perficient Inc

Technology
Q1 2022 Filed on Apr 20, 2022
1,570
$94.82 - $125.44 $149K - $197K
SNDR
Schneider National, Inc.

Industrials
Q1 2022 Filed on Apr 20, 2022
22,790
$24.94 - $27.28 $568K - $622K
SFYF
Sofi Social 50 ETF

ETFs
Q1 2022 Filed on Apr 20, 2022
6,300
$26.61 - $38.42 $168K - $242K
TW
Tradeweb Markets Inc.

Financial Services
Q1 2022 Filed on Apr 20, 2022
2,815
$79.02 - $96.47 $222K - $272K
SRNE
Sorrento Therapeutics, Inc.

Healthcare
Q1 2022 Filed on Apr 20, 2022
13,500
$2.0 - $4.9 $27K - $66.2K
Sos Limited Spnsord Ads New
Q1 2022 Filed on Apr 20, 2022
16,000
N/A
AZTA
Azenta, Inc.

Healthcare
Q4 2021 Filed on Feb 02, 2022
3,454
$92.98 - $124.15 $321K - $429K
EWW
Ishares Inc Msci Mexico ETF

ETFs
Q4 2021 Filed on Feb 02, 2022
4,320
$44.23 - $50.68 $191K - $219K
REM
Ishares Tr Mtg Real Estate ETF

ETFs
Q4 2021 Filed on Feb 02, 2022
9,225
$32.67 - $38.38 $301K - $354K
Pimco Dynamic Cr Income Fd
Q4 2021 Filed on Feb 02, 2022
15,932
N/A
Royal Dutch Shell PLC
Q4 2021 Filed on Feb 02, 2022
6,135
N/A
RWR
Spdr Dow Jones Reit ETF

ETFs
Q4 2021 Filed on Feb 02, 2022
3,114
$106.6 - $122.16 $332K - $380K
UAA
Under Armour, Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 02, 2022
29,366
$19.94 - $26.96 $586K - $792K
AVK
Advent Convertible & Income Fund

Financial Services
Q4 2021 Filed on Feb 02, 2022
10,597
$17.37 - $19.39 $184K - $205K
FSM
Fortuna Silver Mines Inc

Basic Materials
Q4 2021 Filed on Feb 02, 2022
133,399
$3.06 - $5.25 $408K - $700K
Pimco Income Opportunity Fd
Q4 2021 Filed on Feb 02, 2022
127,597
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2021 Filed on Feb 02, 2022
17,522
N/A
AEF
Aberdeen Emerging Markets Equity Income Fund, Inc.

Financial Services
Q4 2021 Filed on Feb 02, 2022
13,277
$7.65 - $8.57 $102K - $114K
EMQQ
Emqq Emerging Markets Internet

ETFs
Q4 2021 Filed on Feb 02, 2022
5,389
$40.93 - $54.57 $221K - $294K
IT
Gartner Inc

Technology
Q4 2021 Filed on Feb 02, 2022
6,773
$301.06 - $339.69 $2.04M - $2.3M
FRI
First Tr S&P Reit Index Fd

ETFs
Q4 2021 Filed on Feb 02, 2022
89,943
$28.49 - $32.6 $2.56M - $2.93M
Invesco Exch Trd Slf Idx Fd
Q4 2021 Filed on Feb 02, 2022
20,741
N/A
Nuveen Tax Advantaged Divid
Q4 2021 Filed on Feb 02, 2022
21,335
N/A
TDY
Teledyne Technologies Inc

Technology
Q4 2021 Filed on Feb 02, 2022
788
$411.52 - $452.34 $324K - $356K
Enable Midstream Partners LP
Q4 2021 Filed on Feb 02, 2022
62,338
N/A
TEN
Tenneco Inc

Consumer Cyclical
Q4 2021 Filed on Feb 02, 2022
10,700
$10.1 - $15.12 $108K - $162K
SRET
Global X Fds Superdividend Rei

ETFs
Q4 2021 Filed on Feb 02, 2022
69,864
$27.03 - $29.82 $1.89M - $2.08M
Nuveen Diversified Divid & I
Q4 2021 Filed on Feb 02, 2022
37,598
N/A
Oncosec Med Inc
Q4 2021 Filed on Feb 02, 2022
13,502
N/A
RLJ
Rlj Lodging Trust

Real Estate
Q4 2021 Filed on Feb 02, 2022
10,907
$12.01 - $15.91 $131K - $174K
ATR
Aptargroup, Inc.

Healthcare
Q4 2021 Filed on Feb 02, 2022
1,925
$113.67 - $134.45 $219K - $259K
CHWY
Chewy, Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 02, 2022
3,210
$51.76 - $79.62 $166K - $256K
FCG
First Tr Exchange Traded Fd

ETFs
Q4 2021 Filed on Feb 02, 2022
13,719
$16.22 - $19.33 $223K - $265K
IBMK
Ishares Ibonds Dec 2022 Term M

ETFs
Q4 2021 Filed on Feb 02, 2022
9,718
$26.04 - $26.17 $253K - $254K
MITK
Mitek Systems Inc

Technology
Q4 2021 Filed on Feb 02, 2022
11,000
$16.42 - $19.86 $181K - $218K
NCLH
Norwegian Cruise Line Holdings Ltd.

Consumer Cyclical
Q4 2021 Filed on Feb 02, 2022
8,948
$17.79 - $28.92 $159K - $259K
BGFV
Big 5 Sporting Goods Corp

Consumer Cyclical
Q4 2021 Filed on Feb 02, 2022
8,955
$17.49 - $44.3 $157K - $397K
NARI
Inari Medical, Inc.

Healthcare
Q4 2021 Filed on Feb 02, 2022
3,975
$76.51 - $93.96 $304K - $373K
PTON
Peloton Interactive, Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 02, 2022
2,625
$34.56 - $96.6 $90.7K - $254K
SFIX
Stitch Fix, Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 02, 2022
16,711
$17.94 - $41.15 $300K - $688K
ZG
Zillow Group, Inc.

Communication Services
Q4 2021 Filed on Feb 02, 2022
2,555
$52.38 - $105.72 $134K - $270K
ASAN
Asana, Inc.

Technology
Q4 2021 Filed on Feb 02, 2022
2,489
$64.2 - $142.68 $160K - $355K
BZUN
Baozun Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 02, 2022
23,007
$12.45 - $20.56 $286K - $473K
CEMI
Chembio Diagnostics, Inc.

Healthcare
Q4 2021 Filed on Feb 02, 2022
19,300
$1.09 - $2.55 $21K - $49.2K
KOF
Coca Cola Femsa Sab De Cv

Consumer Defensive
Q4 2021 Filed on Feb 02, 2022
10,444
$47.53 - $56.52 $496K - $590K
CVLT
Commvault Systems Inc

Technology
Q4 2021 Filed on Feb 02, 2022
10,704
$61.01 - $77.72 $653K - $832K
FDNI
First Tr ETF Ii Dow Jones

ETFs
Q4 2021 Filed on Feb 02, 2022
5,166
$34.32 - $44.45 $177K - $230K
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