Sigma Planning Corp Closed Holding Positions

Sigma Planning Corp

  • $3.22 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
PFFD
Global X Fds U S Pfd ETF (De)

ETFs
Q4 2021 Filed on Feb 02, 2022
8,118
$25.24 - $26.03 $205K - $211K
MLPX
Global X Mlp & Energy Infrastr

ETFs
Q4 2021 Filed on Feb 02, 2022
14,845
$33.83 - $40.0 $502K - $594K
TTCF
Tattooed Chef, Inc.

Consumer Defensive
Q4 2021 Filed on Feb 02, 2022
12,340
$15.16 - $18.83 $187K - $232K
ACTG
Acacia Research Corp

Industrials
Q4 2021 Filed on Feb 02, 2022
10,700
$4.6 - $6.88 $49.2K - $73.6K
Ault Global Holdings Inc
Q4 2021 Filed on Feb 02, 2022
61,900
N/A
BLMN
Bloomin' Brands, Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 02, 2022
9,740
$17.48 - $26.65 $170K - $260K
Dicerna Pharmaceuticals Inc
Q4 2021 Filed on Feb 02, 2022
14,016
N/A
COMB
Graniteshares ETF Tr Bloomber

ETFs
Q4 2021 Filed on Feb 02, 2022
11,241
$25.65 - $31.66 $288K - $356K
NHWK
Night Hawk Biosciences, Inc.

Healthcare
Q4 2021 Filed on Feb 02, 2022
10,057
$3.04 - $6.01 $30.6K - $60.4K
IRBO
Ishares Robotics & Artificial

ETFs
Q4 2021 Filed on Feb 02, 2022
21,120
$40.32 - $47.28 $852K - $999K
LBTYA
Liberty Global PLC

Communication Services
Q4 2021 Filed on Feb 02, 2022
7,300
$26.4 - $29.99 $193K - $219K
LITB
Light In The Box Holding Co., Ltd.

Consumer Cyclical
Q4 2021 Filed on Feb 02, 2022
12,200
$0.9 - $1.76 $11K - $21.5K
MGA
Magna International Inc

Consumer Cyclical
Q4 2021 Filed on Feb 02, 2022
6,182
$75.2 - $88.55 $465K - $547K
TUSK
Mammoth Energy Services, Inc.

Industrials
Q4 2021 Filed on Feb 02, 2022
14,500
$1.77 - $3.87 $25.7K - $56.1K
MOGO
Mogo Inc.

Technology
Q4 2021 Filed on Feb 02, 2022
10,500
$3.16 - $6.44 $33.2K - $67.6K
NUMG
Nuveen Esg Mid Cap Growth ETF

ETFs
Q4 2021 Filed on Feb 02, 2022
9,990
$46.99 - $59.46 $469K - $594K
GLG
Td Holdings, Inc.

Basic Materials
Q4 2021 Filed on Feb 02, 2022
29,000
$0.39 - $0.74 $11.3K - $21.5K
TIGR
Up Fintech Holding LTD

Financial Services
Q4 2021 Filed on Feb 02, 2022
12,400
$4.5 - $10.7 $55.8K - $133K
VVPR
Vivo Power International PLC

Technology
Q4 2021 Filed on Feb 02, 2022
20,100
$2.98 - $5.75 $59.9K - $116K
WYY
Widepoint Corp

Technology
Q4 2021 Filed on Feb 02, 2022
30,800
$3.84 - $5.53 $118K - $170K
BLFS
Biolife Solutions Inc

Healthcare
Q4 2021 Filed on Feb 02, 2022
4,850
$32.99 - $58.55 $160K - $284K
FEMB
First Tr ETF Emerging Markets

ETFs
Q4 2021 Filed on Feb 02, 2022
18,686
$30.77 - $32.81 $575K - $613K
URA
Global X Uranium ETF

ETFs
Q4 2021 Filed on Feb 02, 2022
23,168
$22.46 - $30.88 $520K - $715K
XDQQ
Innovator Etfs Tr Growth Accel
Q4 2021 Filed on Feb 02, 2022
8,870
$27.91 - $30.66 $248K - $272K
QTAP
Innovator Etfs Tr Growth Accel
Q4 2021 Filed on Feb 02, 2022
14,206
$28.13 - $30.11 $400K - $428K
PPSI
Pioneer Power Solutions, Inc.

Industrials
Q4 2021 Filed on Feb 02, 2022
13,000
$3.18 - $10.79 $41.3K - $140K
PYZ
Invesco Exchange Traded Fd Tr

ETFs
Q4 2021 Filed on Feb 02, 2022
27,288
$85.2 - $96.56 $2.32M - $2.63M
RFV
Invesco Exchange Traded Fd Tr

ETFs
Q4 2021 Filed on Feb 02, 2022
3,756
$89.97 - $99.09 $338K - $372K
VET
Vermilion Energy Inc.

Energy
Q4 2021 Filed on Feb 02, 2022
14,900
$9.12 - $13.45 $136K - $200K
XIN
Xinyuan Real Estate Co., Ltd.

Real Estate
Q4 2021 Filed on Feb 02, 2022
10,258
$0.55 - $1.77 $5.64K - $18.2K
APTV
Aptiv PLC

Consumer Cyclical
Q4 2021 Filed on Feb 02, 2022
1,536
$152.7 - $178.12 $235K - $274K
VXX
Barclays Bank PLC

ETFs
Q4 2021 Filed on Feb 02, 2022
17,829
$18.53 - $27.96 $330K - $498K
BRY
Berry Corp (Bry)

Energy
Q4 2021 Filed on Feb 02, 2022
24,080
$7.3 - $10.3 $176K - $248K
BILL
Bill.Com Holdings, Inc.

Technology
Q4 2021 Filed on Feb 02, 2022
4,803
$232.81 - $342.26 $1.12M - $1.64M
CMRE
Costamare Inc.

Industrials
Q4 2021 Filed on Feb 02, 2022
36,896
$11.28 - $15.78 $416K - $582K
DOCS
Doximity, Inc.

Healthcare
Q4 2021 Filed on Feb 02, 2022
14,199
$48.39 - $86.15 $687K - $1.22M
Echo Global Logistics Inc
Q4 2021 Filed on Feb 02, 2022
4,365
N/A
UUUU
Energy Fuels Inc

Energy
Q4 2021 Filed on Feb 02, 2022
70,452
$6.26 - $10.99 $441K - $774K
UAE
Ishares Tr Ishares Msci Uae Et

ETFs
Q4 2021 Filed on Feb 02, 2022
17,000
$14.54 - $17.64 $247K - $300K
LC
Lending Club Corp

Financial Services
Q4 2021 Filed on Feb 02, 2022
10,374
$23.19 - $47.61 $241K - $494K
LBRT
Liberty Energy Inc.

Energy
Q4 2021 Filed on Feb 02, 2022
19,000
$8.75 - $15.6 $166K - $296K
MWA
Mueller Water Products, Inc.

Industrials
Q4 2021 Filed on Feb 02, 2022
17,518
$13.41 - $17.36 $235K - $304K
RSI
Rush Street Interactive, Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 02, 2022
13,945
$15.36 - $21.27 $214K - $297K
SHIP
Seanergy Maritime Holdings Corp.

Industrials
Q4 2021 Filed on Feb 02, 2022
10,000
$0.88 - $1.43 $8.8K - $14.3K
SGH
Smart Global Holdings, Inc.

Technology
Q4 2021 Filed on Feb 02, 2022
6,425
$21.68 - $35.76 $139K - $230K
SUI
Sun Communities Inc

Real Estate
Q4 2021 Filed on Feb 02, 2022
1,155
$185.36 - $210.41 $214K - $243K
TEL
Te Connectivity Ltd.

Technology
Q4 2021 Filed on Feb 02, 2022
1,629
$140.29 - $166.05 $229K - $270K
TEI
Templeton Emerging Markets Income Fund

Financial Services
Q4 2021 Filed on Feb 02, 2022
64,470
$7.03 - $7.91 $453K - $510K
SKIN
Beauty Health CO

Consumer Defensive
Q4 2021 Filed on Feb 02, 2022
16,700
$20.7 - $29.49 $346K - $492K
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