Sigma Planning Corp Closed Holding Positions

Sigma Planning Corp

  • $3.18 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
BE
Bloom Energy Corp

Industrials
Q3 2021 Filed on Oct 28, 2021
10,246
$18.54 - $26.62 $190K - $273K
BDRY
ETF Managers Group Commodity Trust I

ETFs
Q3 2021 Filed on Oct 28, 2021
18,086
$23.15 - $36.57 $419K - $661K
BMBL
Bumble Inc.

Technology
Q3 2021 Filed on Oct 28, 2021
9,309
$46.26 - $59.94 $431K - $558K
LOTZ
Car Lotz, Inc.

Consumer Cyclical
Q3 2021 Filed on Oct 28, 2021
11,500
$3.64 - $5.29 $41.9K - $60.8K
SAVA
Cassava Sciences Inc

Healthcare
Q3 2021 Filed on Oct 28, 2021
3,123
$41.79 - $135.3 $131K - $423K
Churchill Capital Corp Iv Cl A
Q3 2021 Filed on Oct 28, 2021
13,844
N/A
CQQQ
Invesco Exchange Traded Fd Tr

ETFs
Q3 2021 Filed on Oct 28, 2021
7,968
$63.94 - $82.69 $509K - $659K
ROAD
Construction Partners, Inc.

Industrials
Q3 2021 Filed on Oct 28, 2021
6,429
$29.98 - $34.93 $193K - $225K
CNR
Cornerstone Building Brands, Inc.

Industrials
Q3 2021 Filed on Oct 28, 2021
12,870
$14.53 - $18.18 $187K - $234K
CRSR
Corsair Gaming, Inc.

Technology
Q3 2021 Filed on Oct 28, 2021
6,444
$25.61 - $32.81 $165K - $211K
DXC
Dxc Technology CO

Technology
Q3 2021 Filed on Oct 28, 2021
48,152
$33.61 - $43.42 $1.62M - $2.09M
FMAY
First Tr Exch Tr Fd Viii Cboe

Technology
Q3 2021 Filed on Oct 28, 2021
7,521
$36.0 - $37.29 $271K - $280K
GNOM
Global X Fds Genomics & Biotec

ETFs
Q3 2021 Filed on Oct 28, 2021
18,296
$21.89 - $25.16 $400K - $460K
Kcap Financial, Inc.
Q3 2021 Filed on Oct 28, 2021
25,450
N/A
FWONA
Liberty Media Corp

Communication Services
Q3 2021 Filed on Oct 28, 2021
6,371
$41.03 - $47.83 $261K - $305K
LSXMA
Liberty Media Corp

Communication Services
Q3 2021 Filed on Oct 28, 2021
8,736
$44.48 - $50.16 $389K - $438K
AVO
Mission Produce, Inc.

Consumer Defensive
Q3 2021 Filed on Oct 28, 2021
12,790
$18.06 - $20.91 $231K - $267K
ORCC
Owl Rock Capital Corp

Financial Services
Q3 2021 Filed on Oct 28, 2021
12,442
$14.12 - $14.77 $176K - $184K
PFL
Pimco Income Strategy Fund

Financial Services
Q3 2021 Filed on Oct 28, 2021
10,464
$11.33 - $13.17 $119K - $138K
RVP
Retractable Technologies Inc

Healthcare
Q3 2021 Filed on Oct 28, 2021
10,650
$10.3 - $13.45 $110K - $143K
SD
Sandridge Energy Inc

Energy
Q3 2021 Filed on Oct 28, 2021
20,128
$5.05 - $13.34 $102K - $269K
BUZZ
Vaneck ETF Tr Vaneck Social Se
Q3 2021 Filed on Oct 28, 2021
7,745
N/A
BBIG
Vinco Ventures, Inc.

Consumer Cyclical
Q3 2021 Filed on Oct 28, 2021
64,370
$1.49 - $7.36 $95.9K - $474K
WBND
Legg Mason ETF Invt Tr Westn A

ETFs
Q3 2021 Filed on Oct 28, 2021
25,540
$26.95 - $27.45 $688K - $701K
WKHS
Workhorse Group Inc.

Consumer Cyclical
Q3 2021 Filed on Oct 28, 2021
66,193
$7.41 - $15.64 $490K - $1.04M
ON
On Semiconductor Corp

Technology
Q3 2021 Filed on Oct 28, 2021
12,500
$34.79 - $49.48 $435K - $619K
Atlantic Power Corp
Q2 2021 Filed on Aug 13, 2021
161,013
N/A
FRA
Blackrock Floating Rate Income Strategies Fund, Inc.

Financial Services
Q2 2021 Filed on Aug 13, 2021
49,981
$12.83 - $13.25 $641K - $662K
Ishares Gold Trust ETF
Q2 2021 Filed on Aug 13, 2021
282,755
N/A
QLD
Proshares Ultra Qqq

ETFs
Q2 2021 Filed on Aug 13, 2021
2,182
$57.52 - $72.02 $126K - $157K
SMLV
Spdr Ssga Us Small Cap Low Vol

ETFs
Q2 2021 Filed on Aug 13, 2021
4,939
$111.22 - $117.06 $549K - $578K
AIVL
Wisdomtree U.S. Ai Enhanced Va

ETFs
Q2 2021 Filed on Aug 13, 2021
2,152
$94.6 - $100.85 $204K - $217K
RIGS
Riverfront Strategic Income Fd

ETFs
Q2 2021 Filed on Aug 13, 2021
48,456
$24.69 - $24.88 $1.2M - $1.21M
Seagate Technology
Q2 2021 Filed on Aug 13, 2021
4,012
N/A
AKAM
Akamai Technologies Inc

Technology
Q2 2021 Filed on Aug 13, 2021
6,629
$102.49 - $119.08 $679K - $789K
Invesco Bulletshares 2021 High Yield Corporate Bond ETF
Q2 2021 Filed on Aug 13, 2021
41,009
N/A
Eaton Vance 2021 Target Trm Tr Com Shs Ben Int
Q2 2021 Filed on Aug 13, 2021
17,630
N/A
ROST
Ross Stores, Inc.

Consumer Cyclical
Q2 2021 Filed on Aug 13, 2021
1,841
$115.26 - $132.96 $212K - $245K
Nuance Communications Inc
Q2 2021 Filed on Aug 13, 2021
20,019
N/A
AFMD
Affimed N.V.

Healthcare
Q2 2021 Filed on Aug 13, 2021
10,823
$7.78 - $11.4 $84.2K - $123K
Blackrock Mun Income Invt Tr Shs Ben Int
Q2 2021 Filed on Aug 13, 2021
29,612
N/A
HEI
Heico Corp

Industrials
Q2 2021 Filed on Aug 13, 2021
1,800
$127.98 - $148.24 $230K - $267K
Ipath Series B S&P 500 Vix Short Term Futures Etn
Q2 2021 Filed on Aug 13, 2021
444,687
N/A
DT
Dynatrace, Inc.

Technology
Q2 2021 Filed on Aug 13, 2021
20,117
$44.52 - $60.61 $896K - $1.22M
TOK
Ishares Msci Kokusai ETF

ETFs
Q2 2021 Filed on Aug 13, 2021
2,356
$89.22 - $94.89 $210K - $224K
PAA
Plains All American Pipeline LP

Energy
Q2 2021 Filed on Aug 13, 2021
12,574
$8.91 - $12.28 $112K - $154K
Chemical Financial Corporation
Q2 2021 Filed on Aug 13, 2021
4,623
N/A
Marvell Technology Group LTD
Q2 2021 Filed on Aug 13, 2021
36,862
N/A
Proshares Tr Ii Vix Strmfut ETF
Q2 2021 Filed on Aug 13, 2021
11,990
N/A
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