Sigma Planning Corp Closed Holding Positions

Sigma Planning Corp

  • $3.22 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
FUTU
Futu Holdings LTD

Financial Services
Q3 2021 Filed on Oct 28, 2021
2,162
$86.3 - $162.2 $187K - $351K
GATO
Gatos Silver, Inc.

Basic Materials
Q3 2021 Filed on Oct 28, 2021
29,619
$11.15 - $19.43 $330K - $575K
IJAN
Innovator Etfs Tr Intl Dev Pwr
Q3 2021 Filed on Oct 28, 2021
10,812
N/A
IRBT
Irobot Corp

Consumer Cyclical
Q3 2021 Filed on Oct 28, 2021
4,884
$78.5 - $92.01 $383K - $449K
AIA
Ishares S&P Asia 50 ETF

ETFs
Q3 2021 Filed on Oct 28, 2021
2,642
$77.54 - $90.86 $205K - $240K
MGNI
Magnite, Inc.

Communication Services
Q3 2021 Filed on Oct 28, 2021
6,345
$24.3 - $34.68 $154K - $220K
DUDE
Ea Ser Tr Merlyn Ai Sectorsurf

ETFs
Q3 2021 Filed on Oct 28, 2021
20,770
N/A
SNBR
Sleep Number Corp

Consumer Cyclical
Q3 2021 Filed on Oct 28, 2021
4,437
$89.6 - $114.0 $398K - $506K
GEN
Gen Digital Inc Com
Q3 2021 Filed on Oct 28, 2021
15,743
N/A
TOMZ
Tomi Environmental Solutions, Inc.

Industrials
Q3 2021 Filed on Oct 28, 2021
21,000
$1.28 - $2.98 $26.9K - $62.6K
TTC
Toro CO

Industrials
Q3 2021 Filed on Oct 28, 2021
2,067
$97.41 - $114.76 $201K - $237K
Vidler Water Resouces Inc Com
Q3 2021 Filed on Oct 28, 2021
10,000
N/A
VUZI
Vuzix Corp

Technology
Q3 2021 Filed on Oct 28, 2021
16,795
$10.41 - $18.14 $175K - $305K
QFIN
360 Digi Tech, Inc.

Financial Services
Q3 2021 Filed on Oct 28, 2021
5,350
$16.9 - $38.79 $90.4K - $208K
ADAP
Adaptimmune Therapeutics PLC

Healthcare
Q3 2021 Filed on Oct 28, 2021
10,209
$3.44 - $6.37 $35.1K - $65K
AEVA
Aeva Technologies, Inc.

Consumer Cyclical
Q3 2021 Filed on Oct 28, 2021
38,770
$7.54 - $11.38 $292K - $441K
BEAM
Beam Therapeutics Inc.

Healthcare
Q3 2021 Filed on Oct 28, 2021
1,616
$84.37 - $133.6 $136K - $216K
BE
Bloom Energy Corp

Industrials
Q3 2021 Filed on Oct 28, 2021
10,246
$18.54 - $26.62 $190K - $273K
BDRY
ETF Managers Group Commodity Trust I

ETFs
Q3 2021 Filed on Oct 28, 2021
18,086
$23.15 - $36.57 $419K - $661K
BMBL
Bumble Inc.

Technology
Q3 2021 Filed on Oct 28, 2021
9,309
$46.26 - $59.94 $431K - $558K
LOTZ
Car Lotz, Inc.

Consumer Cyclical
Q3 2021 Filed on Oct 28, 2021
11,500
$3.64 - $5.29 $41.9K - $60.8K
SAVA
Cassava Sciences Inc

Healthcare
Q3 2021 Filed on Oct 28, 2021
3,123
$41.79 - $135.3 $131K - $423K
Churchill Capital Corp Iv Cl A
Q3 2021 Filed on Oct 28, 2021
13,844
N/A
CQQQ
Invesco Exchange Traded Fd Tr

ETFs
Q3 2021 Filed on Oct 28, 2021
7,968
$63.94 - $82.69 $509K - $659K
ROAD
Construction Partners, Inc.

Industrials
Q3 2021 Filed on Oct 28, 2021
6,429
$29.98 - $34.93 $193K - $225K
CNR
Cornerstone Building Brands, Inc.

Industrials
Q3 2021 Filed on Oct 28, 2021
12,870
$14.53 - $18.18 $187K - $234K
CRSR
Corsair Gaming, Inc.

Technology
Q3 2021 Filed on Oct 28, 2021
6,444
$25.61 - $32.81 $165K - $211K
DXC
Dxc Technology CO

Technology
Q3 2021 Filed on Oct 28, 2021
48,152
$33.61 - $43.42 $1.62M - $2.09M
FMAY
First Tr Exch Tr Fd Viii Cboe

Technology
Q3 2021 Filed on Oct 28, 2021
7,521
$36.0 - $37.29 $271K - $280K
GNOM
Global X Fds Genomics & Biotec

ETFs
Q3 2021 Filed on Oct 28, 2021
18,296
$21.89 - $25.16 $400K - $460K
Kcap Financial, Inc.
Q3 2021 Filed on Oct 28, 2021
25,450
N/A
FWONA
Liberty Media Corp

Communication Services
Q3 2021 Filed on Oct 28, 2021
6,371
$41.03 - $47.83 $261K - $305K
LSXMA
Liberty Media Corp

Communication Services
Q3 2021 Filed on Oct 28, 2021
8,736
$44.48 - $50.16 $389K - $438K
SLX
Vaneck ETF Tr Steel ETF

ETFs
Q3 2021 Filed on Oct 28, 2021
4,356
$54.55 - $67.48 $238K - $294K
AVO
Mission Produce, Inc.

Consumer Defensive
Q3 2021 Filed on Oct 28, 2021
12,790
$18.06 - $20.91 $231K - $267K
ORCC
Owl Rock Capital Corp

Financial Services
Q3 2021 Filed on Oct 28, 2021
12,442
$14.12 - $14.77 $176K - $184K
PFL
Pimco Income Strategy Fund

Financial Services
Q3 2021 Filed on Oct 28, 2021
10,464
$11.33 - $13.17 $119K - $138K
RVP
Retractable Technologies Inc

Healthcare
Q3 2021 Filed on Oct 28, 2021
10,650
$10.3 - $13.45 $110K - $143K
SD
Sandridge Energy Inc

Energy
Q3 2021 Filed on Oct 28, 2021
20,128
$5.05 - $13.34 $102K - $269K
BUZZ
Vaneck ETF Tr Vaneck Social Se
Q3 2021 Filed on Oct 28, 2021
7,745
N/A
BBIG
Vinco Ventures, Inc.

Consumer Cyclical
Q3 2021 Filed on Oct 28, 2021
64,370
$1.49 - $7.36 $95.9K - $474K
WBND
Legg Mason ETF Invt Tr Westn A

ETFs
Q3 2021 Filed on Oct 28, 2021
25,540
$26.95 - $27.45 $688K - $701K
WKHS
Workhorse Group Inc.

Consumer Cyclical
Q3 2021 Filed on Oct 28, 2021
66,193
$7.41 - $15.64 $490K - $1.04M
ON
On Semiconductor Corp

Technology
Q3 2021 Filed on Oct 28, 2021
12,500
$34.79 - $49.48 $435K - $619K
Atlantic Power Corp
Q2 2021 Filed on Aug 13, 2021
161,013
N/A
FRA
Blackrock Floating Rate Income Strategies Fund, Inc.

Financial Services
Q2 2021 Filed on Aug 13, 2021
49,981
$12.83 - $13.25 $641K - $662K
Ishares Gold Trust ETF
Q2 2021 Filed on Aug 13, 2021
282,755
N/A
QLD
Proshares Ultra Qqq

ETFs
Q2 2021 Filed on Aug 13, 2021
2,182
$57.52 - $72.02 $126K - $157K
SMLV
Spdr Ssga Us Small Cap Low Vol

ETFs
Q2 2021 Filed on Aug 13, 2021
4,939
$111.22 - $117.06 $549K - $578K
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