Sigma Planning Corp Closed Holding Positions

Sigma Planning Corp

  • $3.18 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
LADR
Ladder Capital Corp

Real Estate
Q4 2020 Filed on Feb 09, 2021
63,841
$6.82 - $10.0 $435K - $638K
BXMX
Nuveen S&P 500 Buy Write Income Fund

Financial Services
Q4 2020 Filed on Feb 09, 2021
13,357
$10.88 - $12.88 $145K - $172K
RWX
Spdr Dow Jones International R

ETFs
Q4 2020 Filed on Feb 09, 2021
6,844
$28.36 - $34.31 $194K - $235K
Unilever N V
Q4 2020 Filed on Feb 09, 2021
4,238
N/A
Vereit Inc
Q4 2020 Filed on Feb 09, 2021
20,422
N/A
Wells Fargo CO New
Q4 2020 Filed on Feb 09, 2021
159
N/A
Ihs Markit LTD
Q4 2020 Filed on Feb 09, 2021
2,690
N/A
INFY
Infosys LTD

Technology
Q4 2020 Filed on Feb 09, 2021
10,133
$13.67 - $16.95 $139K - $172K
Zomedica Pharmaceuticals Cor
Q4 2020 Filed on Feb 09, 2021
44,000
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2020 Filed on Feb 09, 2021
38,372
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2020 Filed on Feb 09, 2021
104,302
N/A
Reality Shs ETF Tr
Q4 2020 Filed on Feb 09, 2021
13,327
N/A
GYLD
Arrow ETF Tr Arrow Dow Jones G

ETFs
Q4 2020 Filed on Feb 09, 2021
10,049
$10.99 - $13.52 $110K - $136K
SAIL
Sailpoint Technologies Holdings, Inc.

Technology
Q4 2020 Filed on Feb 09, 2021
10,500
$41.29 - $58.85 $434K - $618K
MNA
Iq Merger Arbitrage ETF

ETFs
Q4 2020 Filed on Feb 09, 2021
9,418
$33.21 - $34.41 $313K - $324K
TGB
Taseko Mines LTD

Basic Materials
Q4 2020 Filed on Feb 09, 2021
40,000
$0.79 - $1.39 $31.6K - $55.6K
Hexo Corp
Q4 2020 Filed on Feb 09, 2021
31,550
N/A
BLES
Northern Lts Fd Tr Iv Inspire

ETFs
Q4 2020 Filed on Feb 09, 2021
11,850
$27.14 - $33.7 $322K - $399K
HIX
Western Asset High Income Fund Ii Inc.

Financial Services
Q4 2020 Filed on Feb 09, 2021
11,559
$6.42 - $7.07 $74.2K - $81.7K
IOVA
Iovance Biotherapeutics, Inc.

Healthcare
Q4 2020 Filed on Feb 09, 2021
7,461
$28.04 - $50.26 $209K - $375K
Meredith Corp
Q4 2020 Filed on Feb 09, 2021
21,887
N/A
Precision Drilling Corp
Q4 2020 Filed on Feb 09, 2021
20,000
N/A
SRC
Spirit Realty Capital, Inc.

Real Estate
Q4 2020 Filed on Feb 09, 2021
20,720
$30.05 - $41.9 $623K - $868K
DGS
Wisdomtree Emerging Markets Sm

ETFs
Q4 2020 Filed on Feb 09, 2021
5,982
$41.04 - $47.78 $246K - $286K
Aytu Bioscience Inc
Q4 2020 Filed on Feb 09, 2021
23,200
N/A
Livongo Health Inc
Q4 2020 Filed on Feb 09, 2021
4,864
N/A
Perth Mint Physical Gold ETF
Q4 2020 Filed on Feb 09, 2021
71,316
N/A
AVNS
Avanos Medical, Inc.

Healthcare
Q4 2020 Filed on Feb 09, 2021
6,973
$33.15 - $49.5 $231K - $345K
BWG
Brandywine Global Global Income Opportunities Fund Inc

Financial Services
Q4 2020 Filed on Feb 09, 2021
38,270
$11.01 - $12.62 $421K - $483K
CHRW
C. H. Robinson Worldwide, Inc.

Industrials
Q4 2020 Filed on Feb 09, 2021
2,017
$87.34 - $106.16 $176K - $214K
CSIQ
Canadian Solar Inc.

Technology
Q4 2020 Filed on Feb 09, 2021
11,534
$35.7 - $53.16 $412K - $613K
CEIX
Consol Energy Inc.

Energy
Q4 2020 Filed on Feb 09, 2021
12,800
$3.76 - $7.96 $48.1K - $102K
GLDI
Credit Suisse Ag

ETFs
Q4 2020 Filed on Feb 09, 2021
18,701
$9.19 - $10.08 $172K - $189K
FDM
First Trust Dow Jones Select M

ETFs
Q4 2020 Filed on Feb 09, 2021
11,616
$38.13 - $48.82 $443K - $567K
FCEF
First Tr Exchange Traded Fd Vi
Q4 2020 Filed on Feb 09, 2021
10,323
N/A
Genmark Diagnostics Inc
Q4 2020 Filed on Feb 09, 2021
11,457
N/A
GAIN
Gladstone Investment Corporation\De

Financial Services
Q4 2020 Filed on Feb 09, 2021
10,744
$8.2 - $10.57 $88.1K - $114K
GLDD
Great Lakes Dredge & Dock Corp

Industrials
Q4 2020 Filed on Feb 09, 2021
14,723
$9.35 - $13.17 $138K - $194K
KBH
Kb Home

Consumer Cyclical
Q4 2020 Filed on Feb 09, 2021
6,010
$30.39 - $41.45 $183K - $249K
SWX
Southwest Gas Holdings, Inc.

Utilities
Q4 2020 Filed on Feb 09, 2021
5,886
$59.23 - $74.74 $349K - $440K
WING
Wingstop Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 09, 2021
2,073
$116.33 - $145.83 $241K - $302K
Allianzgi Dividend Int & Prm
Q3 2020 Filed on Nov 03, 2020
10,813
N/A
DRD
Drdgold LTD

Basic Materials
Q3 2020 Filed on Nov 03, 2020
26,334
$11.18 - $17.71 $294K - $466K
Medley Cap Corp
Q3 2020 Filed on Nov 03, 2020
18,501
N/A
RF
Regions Financial Corp

Financial Services
Q3 2020 Filed on Nov 03, 2020
10,497
$9.83 - $12.09 $103K - $127K
Ubs Ag Jersey Brh
Q3 2020 Filed on Nov 03, 2020
14,664
N/A
FLJP
Franklin Templeton ETF Tr

ETFs
Q3 2020 Filed on Nov 03, 2020
9,286
$24.0 - $26.47 $223K - $246K
Allianzgi Conv Income Fd Ii
Q3 2020 Filed on Nov 03, 2020
14,582
N/A
Match Group Inc
Q3 2020 Filed on Nov 03, 2020
5,353
N/A
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