Sigma Planning Corp Closed Holding Positions

Sigma Planning Corp

  • $3.32 Billion
  • Q3 2025
Stock Closed Quarter Shares Sold Price Range Trade History
DISCK
Warner Bros. Discovery, Inc.

Communication Services
Q1 2020 Filed on May 01, 2020
7,972
$16.46 - $30.6 $131K - $244K
RNMC
First Tr Vi Mid Cap Us Equity

ETFs
Q1 2020 Filed on May 01, 2020
13,043
$13.52 - $23.96 $176K - $313K
RDIV
Invesco Exchange Traded Fd Tr

ETFs
Q1 2020 Filed on May 01, 2020
8,098
$19.6 - $39.71 $159K - $322K
SNPTY
China Petro&Chem Ads (100 Ord)
Q1 2020 Filed on May 01, 2020
6,556
N/A
Encana Corp
Q1 2020 Filed on May 01, 2020
13,731
N/A
ESNT
Essent Group Ltd.

Financial Services
Q1 2020 Filed on May 01, 2020
6,153
$19.54 - $52.62 $120K - $324K
MLKN
Millerknoll, Inc.

Consumer Cyclical
Q1 2020 Filed on May 01, 2020
5,223
$15.15 - $41.97 $79.1K - $219K
NEO
Neogenomics Inc

Healthcare
Q1 2020 Filed on May 01, 2020
10,630
$20.5 - $34.53 $218K - $367K
ONEV
Spdr Russell 1000 Low Volatili

ETFs
Q1 2020 Filed on May 01, 2020
8,784
$52.69 - $88.05 $463K - $773K
SU
Suncor Energy Inc

Energy
Q1 2020 Filed on May 01, 2020
14,360
$10.45 - $34.48 $150K - $495K
Therapeuticsmd Inc
Q1 2020 Filed on May 01, 2020
12,900
N/A
AMRN
Amarin Corp Plcuk

Healthcare
Q1 2020 Filed on May 01, 2020
16,617
$4.0 - $21.53 $66.5K - $358K
ARWR
Arrowhead Pharmaceuticals, Inc.

Healthcare
Q1 2020 Filed on May 01, 2020
4,340
$20.56 - $63.12 $89.2K - $274K
ABG
Asbury Automotive Group Inc

Consumer Cyclical
Q1 2020 Filed on May 01, 2020
3,203
$44.62 - $111.33 $143K - $357K
BOH
Bank Of Hawaii Corp

Financial Services
Q1 2020 Filed on May 01, 2020
3,230
$47.37 - $94.37 $153K - $305K
BKCC
Black Rock Capital Investment Corp

Financial Services
Q1 2020 Filed on May 01, 2020
11,500
$1.47 - $5.09 $16.9K - $58.5K
DEEF
Xtrackers Ftse Developed Ex Us

ETFs
Q1 2020 Filed on May 01, 2020
38,461
$18.8 - $29.14 $723K - $1.12M
DBEZ
Xtrackers Msci Eurozone Hedged
Q1 2020 Filed on May 01, 2020
33,120
N/A
EHTH
E Health, Inc.

Financial Services
Q1 2020 Filed on May 01, 2020
2,800
$85.7 - $146.09 $240K - $409K
PPTY
ETF Ser Solutions

ETFs
Q1 2020 Filed on May 01, 2020
8,810
$20.06 - $34.4 $177K - $303K
RE
Everest Re Group LTD

Financial Services
Q1 2020 Filed on May 01, 2020
725
$171.96 - $291.78 $125K - $212K
DWPP
First Trust ETF Dorsey Wright

ETFs
Q1 2020 Filed on May 01, 2020
6,087
$21.8 - $34.92 $133K - $213K
FTXL
First Tr ETF Vi Nasdaq Semicon
Q1 2020 Filed on May 01, 2020
5,487
N/A
DVLU
First Tr ETF Vi Dorsey Wright

ETFs
Q1 2020 Filed on May 01, 2020
12,714
$9.39 - $20.09 $119K - $255K
GIGB
Goldman Sachs ETF Access Invt
Q1 2020 Filed on May 01, 2020
13,576
N/A
GTN
Gray Television Inc

Communication Services
Q1 2020 Filed on May 01, 2020
14,091
$8.81 - $22.6 $124K - $318K
GSBC
Great Southern Bancorp, Inc.

Financial Services
Q1 2020 Filed on May 01, 2020
5,095
$33.92 - $63.2 $173K - $322K
IDN
Intellicheck, Inc.

Technology
Q1 2020 Filed on May 01, 2020
15,403
$2.75 - $10.15 $42.4K - $156K
CZA
Invesco Exchange Traded Fd Tr

ETFs
Q1 2020 Filed on May 01, 2020
11,040
$42.84 - $79.6 $473K - $879K
ITRI
Itron, Inc.

Technology
Q1 2020 Filed on May 01, 2020
4,085
$42.45 - $88.32 $173K - $361K
KPTI
Karyopharm Therapeutics Inc.

Healthcare
Q1 2020 Filed on May 01, 2020
10,610
$14.38 - $27.72 $153K - $294K
M
Macy'S, Inc.

Consumer Cyclical
Q1 2020 Filed on May 01, 2020
10,203
$4.81 - $18.1 $49.1K - $185K
MAT
Mattel Inc

Consumer Cyclical
Q1 2020 Filed on May 01, 2020
10,271
$7.23 - $14.68 $74.3K - $151K
MYOV
Myovant Sciences Ltd.

Healthcare
Q1 2020 Filed on May 01, 2020
10,000
$6.55 - $14.76 $65.5K - $148K
NAC
Nuveen California Quality Municipal Income Fund

Financial Services
Q1 2020 Filed on May 01, 2020
11,475
$11.07 - $15.59 $127K - $179K
Seaspan Corp
Q1 2020 Filed on May 01, 2020
20,510
N/A
Sibanye Stillwater
Q1 2020 Filed on May 01, 2020
115,273
N/A
SIEN
Sientra, Inc.

Healthcare
Q1 2020 Filed on May 01, 2020
12,288
$1.0 - $9.34 $12.3K - $115K
SVM
Silvercorp Metals Inc

Basic Materials
Q1 2020 Filed on May 01, 2020
168,902
$2.03 - $5.69 $343K - $961K
Noble Corp PLC
Q1 2020 Filed on May 01, 2020
12,500
N/A
AGR
Avangrid, Inc.

Utilities
Q4 2019 Filed on Feb 03, 2020
3,917
$48.09 - $51.93 $188K - $203K
Celgene Corp
Q4 2019 Filed on Feb 03, 2020
7,224
N/A
Dean Foods CO New
Q4 2019 Filed on Feb 03, 2020
11,733
N/A
IFV
First Trust Dorsey Wright Inte

ETFs
Q4 2019 Filed on Feb 03, 2020
14,798
$18.54 - $21.33 $274K - $316K
FSD
First Trust High Income Long/Short Fund

Financial Services
Q4 2019 Filed on Feb 03, 2020
11,411
$14.91 - $15.75 $170K - $180K
Hcp Inc
Q4 2019 Filed on Feb 03, 2020
25,895
N/A
Owens Ill Inc
Q4 2019 Filed on Feb 03, 2020
13,032
N/A
Sprint Corporation
Q4 2019 Filed on Feb 03, 2020
12,302
N/A
RFDI
First Trust ETF Iii Riverfront

ETFs
Q4 2019 Filed on Feb 03, 2020
6,157
$54.09 - $60.15 $333K - $370K
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