Sigma Planning Corp Closed Holding Positions

Sigma Planning Corp

$3.22 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
IPKW Invesco ETF Tr Ii Internationa ETFs	Q1 2019 Filed on May 01, 2019	7,301	$28.65 - $31.95 $209K - $233K
NTNX Nutanix, Inc. Technology	Q1 2019 Filed on May 01, 2019	17,395	$33.51 - $54.14 $583K - $942K
Yrc Worldwide Inc	Q1 2019 Filed on May 01, 2019	13,100	N/A
Genomic Health Inc	Q1 2019 Filed on May 01, 2019	3,900	N/A
Global X Fds	Q1 2019 Filed on May 01, 2019	17,537	N/A
Ares Cap Corp	Q1 2019 Filed on May 01, 2019	16,000	N/A
BKT Blackrock Income Trust, Inc. Financial Services	Q1 2019 Filed on May 01, 2019	52,608	$5.66 - $5.95 $298K - $313K
Credit Suisse Nassau Brh	Q1 2019 Filed on May 01, 2019	5,885	N/A
DVA Davita Inc. Healthcare	Q1 2019 Filed on May 01, 2019	5,737	$49.95 - $59.21 $287K - $340K
ECF Ellsworth Growth & Income Fund LTD Financial Services	Q1 2019 Filed on May 01, 2019	20,490	$8.36 - $9.77 $171K - $200K
GSIE Goldman Sachs ETF Tr Activebet ETFs	Q1 2019 Filed on May 01, 2019	10,099	$25.16 - $28.43 $254K - $287K
HEP Holly Energy Partners LP Energy	Q1 2019 Filed on May 01, 2019	10,754	$26.99 - $30.74 $290K - $331K
PSQ Proshares Short Qqq ETFs	Q1 2019 Filed on May 01, 2019	37,240	N/A
RWM Proshares Short Russell2000 ETFs	Q1 2019 Filed on May 01, 2019	6,160	N/A
Randgold Res LTD	Q1 2019 Filed on May 01, 2019	2,805	N/A
Aetna Inc New	Q4 2018 Filed on Jan 31, 2019	2,496	N/A
Andeavor	Q4 2018 Filed on Jan 31, 2019	2,558	N/A
Apache Corp	Q4 2018 Filed on Jan 31, 2019	5,573	N/A
Apollo Invt Corp	Q4 2018 Filed on Jan 31, 2019	81,377	N/A
Barclays Bank PLC	Q4 2018 Filed on Jan 31, 2019	13,462	N/A
Chemical Finl Corp	Q4 2018 Filed on Jan 31, 2019	4,727	N/A
Columbia Ppty Tr Inc	Q4 2018 Filed on Jan 31, 2019	9,167	N/A
DHY Credit Suisse High Yield Bond Fund Financial Services	Q4 2018 Filed on Jan 31, 2019	17,528	$2.04 - $2.64 $35.8K - $46.3K
TNA Direxion Daily Small Cap Bull ETFs	Q4 2018 Filed on Jan 31, 2019	2,700	$35.43 - $85.79 $95.7K - $232K
Energy Transfer Partners LP	Q4 2018 Filed on Jan 31, 2019	38,733	N/A
Etfs Palladium Tr	Q4 2018 Filed on Jan 31, 2019	2,095	N/A
Etfs Silver Tr	Q4 2018 Filed on Jan 31, 2019	12,002	N/A
Express Scripts Hldg CO	Q4 2018 Filed on Jan 31, 2019	4,661	N/A
QABA First Trust Nasdaq Aba Communi ETFs	Q4 2018 Filed on Jan 31, 2019	3,784	N/A
FLR Fluor Corp Industrials	Q4 2018 Filed on Jan 31, 2019	4,370	$29.99 - $60.25 $131K - $263K
Golden Star Res LTD Cda	Q4 2018 Filed on Jan 31, 2019	194,249	N/A
Guggenheim Cr Allocation Fd	Q4 2018 Filed on Jan 31, 2019	10,579	N/A
Horizons ETF Tr I	Q4 2018 Filed on Jan 31, 2019	13,426	N/A
EWC Ishares Msci Canada ETF ETFs	Q4 2018 Filed on Jan 31, 2019	10,181	N/A
IHE Ishares Tr ETFs	Q4 2018 Filed on Jan 31, 2019	4,157	$132.01 - $167.62 $549K - $697K
GNMA Ishares Gnma Bond ETF ETFs	Q4 2018 Filed on Jan 31, 2019	5,169	N/A
Logmein Inc	Q4 2018 Filed on Jan 31, 2019	2,580	N/A
Nuveen High Income Decmbr 20	Q4 2018 Filed on Jan 31, 2019	15,334	N/A
Oppenheimer ETF Tr	Q4 2018 Filed on Jan 31, 2019	4,321	N/A
Praxair Inc	Q4 2018 Filed on Jan 31, 2019	1,871	N/A
TQQQ Proshares Ultrapro Qqq ETFs	Q4 2018 Filed on Jan 31, 2019	16,736	N/A
Rockwell Collins Inc	Q4 2018 Filed on Jan 31, 2019	3,128	N/A
UBSI United Bankshares Inc Financial Services	Q4 2018 Filed on Jan 31, 2019	5,586	$29.21 - $36.31 $163K - $203K
BIZD Vaneck Vectors ETF Tr Bdc Inco ETFs	Q4 2018 Filed on Jan 31, 2019	14,192	N/A
CFA Victory Portfolios Ii Shs Us 5 ETFs	Q4 2018 Filed on Jan 31, 2019	29,907	N/A
CMP Compass Minerals International Inc Basic Materials	Q4 2018 Filed on Jan 31, 2019	3,635	$39.0 - $69.03 $142K - $251K
OLLI Ollie'S Bargain Outlet Holdings, Inc. Consumer Defensive	Q4 2018 Filed on Jan 31, 2019	32,042	$61.64 - $96.5 $1.98M - $3.09M
INGN Inogen Inc Healthcare	Q4 2018 Filed on Jan 31, 2019	1,790	$112.83 - $239.74 $202K - $429K
PODD Insulet Corp Healthcare	Q4 2018 Filed on Jan 31, 2019	3,850	$73.27 - $105.19 $282K - $405K
MDXG Mimedx Group, Inc. Healthcare	Q4 2018 Filed on Jan 31, 2019	10,623	$1.15 - $6.45 $12.2K - $68.5K

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