Sigma Planning Corp Closed Holding Positions

Sigma Planning Corp

  • $3.32 Billion
  • Q3 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Biospecifics Technologies CO
Q3 2019 Filed on Nov 01, 2019
4,400
N/A
ERIE
Erie Indemnity CO

Financial Services
Q3 2019 Filed on Nov 01, 2019
2,498
$183.87 - $268.7 $459K - $671K
FJP
First Trust Japan Alphadex Fun

ETFs
Q3 2019 Filed on Nov 01, 2019
6,728
$46.78 - $48.55 $315K - $327K
Macquarie Infrastructure Cor
Q3 2019 Filed on Nov 01, 2019
10,000
N/A
MRTX
Mirati Therapeutics, Inc.

Healthcare
Q3 2019 Filed on Nov 01, 2019
1,950
$77.91 - $109.6 $152K - $214K
NSSC
Napco Security Technologies, Inc

Industrials
Q3 2019 Filed on Nov 01, 2019
7,660
$12.43 - $17.24 $95.2K - $132K
WWE
World Wrestling Entertainmentinc

Communication Services
Q3 2019 Filed on Nov 01, 2019
4,103
$63.47 - $75.99 $260K - $312K
YPF
Ypf Sociedad Anonima

Energy
Q3 2019 Filed on Nov 01, 2019
14,510
$8.13 - $18.5 $118K - $268K
SAN
Banco Santander, S.A.

Financial Services
Q2 2019 Filed on Aug 01, 2019
10,858
$4.33 - $5.22 $47K - $56.7K
BCS
Barclays PLC

Financial Services
Q2 2019 Filed on Aug 01, 2019
10,208
$7.44 - $8.86 $75.9K - $90.4K
Bemis CO Inc
Q2 2019 Filed on Aug 01, 2019
12,352
N/A
Blackstone Group L P
Q2 2019 Filed on Aug 01, 2019
25,982
N/A
Buckeye Partners L P
Q2 2019 Filed on Aug 01, 2019
6,480
N/A
Cypress Semiconductor Corp
Q2 2019 Filed on Aug 01, 2019
14,315
N/A
Ensco PLC
Q2 2019 Filed on Aug 01, 2019
23,872
N/A
Oppenheimer ETF Tr
Q2 2019 Filed on Aug 01, 2019
68,434
N/A
SSO
Proshares Ultra S&P 500

ETFs
Q2 2019 Filed on Aug 01, 2019
2,724
N/A
Rite Aid Corp
Q2 2019 Filed on Aug 01, 2019
29,277
N/A
Senior Hsg Pptys Tr
Q2 2019 Filed on Aug 01, 2019
11,093
N/A
Spdr Series Trust
Q2 2019 Filed on Aug 01, 2019
17,367
N/A
Tier Reit Inc
Q2 2019 Filed on Aug 01, 2019
19,200
N/A
GOOS
Canada Goose Holdings Inc.

Consumer Cyclical
Q2 2019 Filed on Aug 01, 2019
5,072
$32.92 - $54.71 $167K - $277K
Dowdupont Inc
Q2 2019 Filed on Aug 01, 2019
95,310
N/A
Harris Corp Del
Q2 2019 Filed on Aug 01, 2019
2,022
N/A
IVAL
Ea Ser Tr Alpha Architect Intl

ETFs
Q2 2019 Filed on Aug 01, 2019
8,588
$25.63 - $29.72 $220K - $255K
SH
Proshares Short S&P500 New (De

ETFs
Q2 2019 Filed on Aug 01, 2019
87,086
N/A
Global X Fds
Q2 2019 Filed on Aug 01, 2019
34,104
N/A
Transenterix Inc
Q2 2019 Filed on Aug 01, 2019
11,933
N/A
BAND
Bandwidth Inc.

Technology
Q2 2019 Filed on Aug 01, 2019
4,390
$65.63 - $78.5 $288K - $345K
LGND
Ligand Pharmaceuticals Inc

Healthcare
Q2 2019 Filed on Aug 01, 2019
1,853
$107.38 - $129.34 $199K - $240K
New Age Beverages Corp
Q2 2019 Filed on Aug 01, 2019
28,660
N/A
SCI
Service Corp International

Consumer Cyclical
Q2 2019 Filed on Aug 01, 2019
5,807
$40.45 - $46.78 $235K - $272K
SSTI
Shotspotter, Inc

Technology
Q2 2019 Filed on Aug 01, 2019
7,085
$38.54 - $58.08 $273K - $411K
CIG
Energy CO Of Minas Gerais

Utilities
Q2 2019 Filed on Aug 01, 2019
22,300
$3.06 - $3.89 $68.2K - $86.7K
ALRM
Alarm.Com Holdings, Inc.

Technology
Q2 2019 Filed on Aug 01, 2019
4,025
$52.5 - $71.14 $211K - $286K
ALLT
Allot Ltd.

Technology
Q2 2019 Filed on Aug 01, 2019
28,100
$6.81 - $8.12 $191K - $228K
Auris Medical Holding LTD
Q2 2019 Filed on Aug 01, 2019
16,700
N/A
Avon Prods Inc
Q2 2019 Filed on Aug 01, 2019
12,200
N/A
CAMT
Camtek LTD

Technology
Q2 2019 Filed on Aug 01, 2019
13,100
$8.03 - $10.82 $105K - $142K
CDNA
Care Dx, Inc.

Healthcare
Q2 2019 Filed on Aug 01, 2019
16,500
$25.78 - $39.77 $425K - $656K
LAB
Standard Biotools Inc.

Healthcare
Q2 2019 Filed on Aug 01, 2019
13,352
$11.49 - $14.17 $153K - $189K
Golden Star Res LTD Cda
Q2 2019 Filed on Aug 01, 2019
22,257
N/A
J
Jacobs Engineering Group Inc

Industrials
Q2 2019 Filed on Aug 01, 2019
3,337
$73.87 - $84.39 $247K - $282K
KIDS
Orthopediatrics Corp

Healthcare
Q2 2019 Filed on Aug 01, 2019
6,320
$36.4 - $45.67 $230K - $289K
Quantenna Communications Inc
Q2 2019 Filed on Aug 01, 2019
9,350
N/A
Smtc Corp
Q2 2019 Filed on Aug 01, 2019
24,199
N/A
Wright Med Group N V
Q2 2019 Filed on Aug 01, 2019
9,460
N/A
IIM
Invesco Value Municipal Income Trust

Financial Services
Q1 2019 Filed on May 01, 2019
21,049
$13.74 - $14.8 $289K - $312K
Prospect Capital Corporation
Q1 2019 Filed on May 01, 2019
20,000
N/A
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