Sigma Planning Corp Closed Holding Positions

Sigma Planning Corp

  • $3.18 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
DHT
Dht Holdings, Inc.

Energy
Q3 2020 Filed on Nov 03, 2020
17,900
$5.02 - $6.25 $89.9K - $112K
Alps ETF Tr
Q2 2020 Filed on Jul 31, 2020
177,089
N/A
CM
Canadian Imperial Bank Of Commerce

Financial Services
Q2 2020 Filed on Jul 31, 2020
5,678
$27.32 - $37.01 $155K - $210K
Chesapeake Energy Corp
Q2 2020 Filed on Jul 31, 2020
26,821
N/A
Fs Kkr Capital Corp
Q2 2020 Filed on Jul 31, 2020
136,217
N/A
LEA
Lear Corp

Consumer Cyclical
Q2 2020 Filed on Jul 31, 2020
3,510
$70.96 - $125.91 $249K - $442K
Raytheon CO
Q2 2020 Filed on Jul 31, 2020
9,362
N/A
Tpg Specialty Lending Inc
Q2 2020 Filed on Jul 31, 2020
10,871
N/A
United States Oil Fund LP
Q2 2020 Filed on Jul 31, 2020
13,709
N/A
United Technologies Corp
Q2 2020 Filed on Jul 31, 2020
13,261
N/A
Tortoise Midstrm Energy Fd I
Q2 2020 Filed on Jul 31, 2020
111,202
N/A
IQ
I Qiyi, Inc.

Communication Services
Q2 2020 Filed on Jul 31, 2020
17,950
$15.5 - $24.82 $278K - $446K
HYZD
Wisdomtree Tr Interest Rate He

ETFs
Q2 2020 Filed on Jul 31, 2020
10,298
$18.37 - $20.96 $189K - $216K
Hi Crush Inc
Q2 2020 Filed on Jul 31, 2020
22,451
N/A
Aurora Cannabis Inc
Q2 2020 Filed on Jul 31, 2020
86,226
N/A
G
Genpact LTD

Technology
Q2 2020 Filed on Jul 31, 2020
6,920
$26.2 - $38.27 $181K - $265K
IBD
Northern Lts Fd Tr Iv Inspire

ETFs
Q2 2020 Filed on Jul 31, 2020
11,978
$24.15 - $26.52 $289K - $318K
SMAR
Smartsheet Inc

Technology
Q2 2020 Filed on Jul 31, 2020
16,856
$39.34 - $59.32 $663K - $1M
BRT
Brt Apartments Corp.

Real Estate
Q2 2020 Filed on Jul 31, 2020
17,562
$8.2 - $13.22 $144K - $232K
HTRB
Hartford Fds Total Return Bd E

ETFs
Q2 2020 Filed on Jul 31, 2020
8,949
$39.62 - $42.07 $355K - $376K
Lilis Energy Inc
Q2 2020 Filed on Jul 31, 2020
16,189
N/A
LKNCY
Luckin Coffee Inc.

Consumer Cyclical
Q2 2020 Filed on Jul 31, 2020
27,266
$1.38 - $26.2 $37.6K - $714K
Nuveen Energy Mlp Totl Rtrnf
Q2 2020 Filed on Jul 31, 2020
31,871
N/A
Barclays Bank PLC
Q2 2020 Filed on Jul 31, 2020
45,920
N/A
FTSD
Franklin ETF Tr Liberty Short

ETFs
Q2 2020 Filed on Jul 31, 2020
3,605
$94.92 - $95.86 $342K - $346K
PDT
John Hancock Premium Dividend Fund

Financial Services
Q2 2020 Filed on Jul 31, 2020
12,750
$10.17 - $15.51 $130K - $198K
SIZE
Ishares Msci Usa Size Factor E

ETFs
Q2 2020 Filed on Jul 31, 2020
5,216
$67.45 - $95.16 $352K - $496K
NCNA
Nu Cana PLC

Healthcare
Q2 2020 Filed on Jul 31, 2020
11,075
$4.87 - $7.37 $53.9K - $81.6K
Allergan PLC
Q1 2020 Filed on May 01, 2020
1,090
N/A
DLTR
Dollar Tree, Inc.

Consumer Defensive
Q1 2020 Filed on May 01, 2020
3,527
$65.57 - $93.89 $231K - $331K
First Defiance Finl Corp
Q1 2020 Filed on May 01, 2020
7,761
N/A
GRMN
Garmin LTD

Technology
Q1 2020 Filed on May 01, 2020
5,625
$63.63 - $103.67 $358K - $583K
HA
Hawaiian Holdings Inc

Industrials
Q1 2020 Filed on May 01, 2020
9,466
$8.63 - $30.44 $81.7K - $288K
Ingersoll Rand PLC
Q1 2020 Filed on May 01, 2020
5,203
N/A
IFGL
Ishares International Develope

ETFs
Q1 2020 Filed on May 01, 2020
8,626
$18.34 - $30.76 $158K - $265K
PB
Prosperity Bancshares Inc

Financial Services
Q1 2020 Filed on May 01, 2020
2,976
$43.07 - $74.87 $128K - $223K
Retail Pptys Amer Inc
Q1 2020 Filed on May 01, 2020
12,249
N/A
SCHH
Schwab Strategic U.S. Reit ETF

ETFs
Q1 2020 Filed on May 01, 2020
5,684
$13.54 - $24.27 $77K - $138K
Td Ameritrade Hldg Corp
Q1 2020 Filed on May 01, 2020
11,118
N/A
Ubs Ag London Brh
Q1 2020 Filed on May 01, 2020
21,698
N/A
UNIT
Uniti Group Inc.

Real Estate
Q1 2020 Filed on May 01, 2020
10,446
$5.21 - $10.94 $54.4K - $114K
Aqua America Inc
Q1 2020 Filed on May 01, 2020
31,762
N/A
ROBO
Robo Global Robotics And Autom

ETFs
Q1 2020 Filed on May 01, 2020
10,567
$28.96 - $44.0 $306K - $465K
TLTD
Flexshares Morningstar Dev Mkt

ETFs
Q1 2020 Filed on May 01, 2020
6,013
$40.82 - $65.52 $245K - $394K
TLTE
Flexshares Tr Morningstar Emer

ETFs
Q1 2020 Filed on May 01, 2020
5,526
$34.22 - $54.33 $189K - $300K
Second Sight Med Prods Inc
Q1 2020 Filed on May 01, 2020
379,233
N/A
ALSN
Allison Transmission Holdings Inc

Consumer Cyclical
Q1 2020 Filed on May 01, 2020
5,395
$26.87 - $49.33 $145K - $266K
Mcdermott Intl Inc
Q1 2020 Filed on May 01, 2020
50,426
N/A
RYAM
Rayonier Advanced Materials Inc.

Basic Materials
Q1 2020 Filed on May 01, 2020
10,815
$0.98 - $4.0 $10.6K - $43.3K
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