Sigma Planning Corp Closed Holding Positions

Sigma Planning Corp

  • $3.22 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
AMRN
Amarin Corp Plcuk

Healthcare
Q1 2020 Filed on May 01, 2020
16,617
$4.0 - $21.53 $66.5K - $358K
ARWR
Arrowhead Pharmaceuticals, Inc.

Healthcare
Q1 2020 Filed on May 01, 2020
4,340
$20.56 - $63.12 $89.2K - $274K
ABG
Asbury Automotive Group Inc

Consumer Cyclical
Q1 2020 Filed on May 01, 2020
3,203
$44.62 - $111.33 $143K - $357K
BOH
Bank Of Hawaii Corp

Financial Services
Q1 2020 Filed on May 01, 2020
3,230
$47.37 - $94.37 $153K - $305K
BKCC
Black Rock Capital Investment Corp

Financial Services
Q1 2020 Filed on May 01, 2020
11,500
$1.47 - $5.09 $16.9K - $58.5K
BAM
Brookfield Asset Management Inc.

Financial Services
Q1 2020 Filed on May 01, 2020
4,120
$22.05 - $45.53 $90.8K - $188K
DEEF
Xtrackers Ftse Developed Ex Us

ETFs
Q1 2020 Filed on May 01, 2020
38,461
$18.8 - $29.14 $723K - $1.12M
DBEZ
Xtrackers Msci Eurozone Hedged
Q1 2020 Filed on May 01, 2020
33,120
N/A
EHTH
E Health, Inc.

Financial Services
Q1 2020 Filed on May 01, 2020
2,800
$85.7 - $146.09 $240K - $409K
PPTY
ETF Ser Solutions

ETFs
Q1 2020 Filed on May 01, 2020
8,810
$20.06 - $34.4 $177K - $303K
RE
Everest Re Group LTD

Financial Services
Q1 2020 Filed on May 01, 2020
725
$171.96 - $291.78 $125K - $212K
EVER
Ever Quote, Inc.

Communication Services
Q1 2020 Filed on May 01, 2020
7,386
$23.71 - $46.65 $175K - $345K
DWPP
First Trust ETF Dorsey Wright

ETFs
Q1 2020 Filed on May 01, 2020
6,087
$21.8 - $34.92 $133K - $213K
FTXL
First Tr ETF Vi Nasdaq Semicon
Q1 2020 Filed on May 01, 2020
5,487
N/A
DDIV
First Tr Exchnge Traded Fd Vi

ETFs
Q1 2020 Filed on May 01, 2020
12,381
$14.59 - $27.82 $181K - $344K
DVLU
First Tr ETF Vi Dorsey Wright

ETFs
Q1 2020 Filed on May 01, 2020
12,714
$9.39 - $20.09 $119K - $255K
GTN
Gray Television Inc

Communication Services
Q1 2020 Filed on May 01, 2020
14,091
$8.81 - $22.6 $124K - $318K
GSBC
Great Southern Bancorp, Inc.

Financial Services
Q1 2020 Filed on May 01, 2020
5,095
$33.92 - $63.2 $173K - $322K
IDN
Intellicheck, Inc.

Technology
Q1 2020 Filed on May 01, 2020
15,403
$2.75 - $10.15 $42.4K - $156K
CZA
Invesco Exchange Traded Fd Tr

ETFs
Q1 2020 Filed on May 01, 2020
11,040
$42.84 - $79.6 $473K - $879K
ITRI
Itron, Inc.

Technology
Q1 2020 Filed on May 01, 2020
4,085
$42.45 - $88.32 $173K - $361K
ITT
Itt Inc.

Industrials
Q1 2020 Filed on May 01, 2020
3,238
$37.99 - $75.55 $123K - $245K
KPTI
Karyopharm Therapeutics Inc.

Healthcare
Q1 2020 Filed on May 01, 2020
10,610
$14.38 - $27.72 $153K - $294K
M
Macy'S, Inc.

Consumer Cyclical
Q1 2020 Filed on May 01, 2020
10,203
$4.81 - $18.1 $49.1K - $185K
MAT
Mattel Inc

Consumer Cyclical
Q1 2020 Filed on May 01, 2020
10,271
$7.23 - $14.68 $74.3K - $151K
MYOV
Myovant Sciences Ltd.

Healthcare
Q1 2020 Filed on May 01, 2020
10,000
$6.55 - $14.76 $65.5K - $148K
NAC
Nuveen California Quality Municipal Income Fund

Financial Services
Q1 2020 Filed on May 01, 2020
11,475
$11.07 - $15.59 $127K - $179K
Seaspan Corp
Q1 2020 Filed on May 01, 2020
20,510
N/A
Sibanye Stillwater
Q1 2020 Filed on May 01, 2020
115,273
N/A
SIEN
Sientra, Inc.

Healthcare
Q1 2020 Filed on May 01, 2020
12,288
$1.0 - $9.34 $12.3K - $115K
SVM
Silvercorp Metals Inc

Basic Materials
Q1 2020 Filed on May 01, 2020
168,902
$2.03 - $5.69 $343K - $961K
Noble Corp PLC
Q1 2020 Filed on May 01, 2020
12,500
N/A
AGR
Avangrid, Inc.

Utilities
Q4 2019 Filed on Feb 03, 2020
3,917
$48.09 - $51.93 $188K - $203K
Celgene Corp
Q4 2019 Filed on Feb 03, 2020
7,224
N/A
Dean Foods CO New
Q4 2019 Filed on Feb 03, 2020
11,733
N/A
FDMO
Fidelity Covington Tr Momentum

ETFs
Q4 2019 Filed on Feb 03, 2020
50,639
$34.06 - $36.78 $1.72M - $1.86M
IFV
First Trust Dorsey Wright Inte

ETFs
Q4 2019 Filed on Feb 03, 2020
14,798
$18.54 - $21.33 $274K - $316K
FSD
First Trust High Income Long/Short Fund

Financial Services
Q4 2019 Filed on Feb 03, 2020
11,411
$14.91 - $15.75 $170K - $180K
Hcp Inc
Q4 2019 Filed on Feb 03, 2020
25,895
N/A
Owens Ill Inc
Q4 2019 Filed on Feb 03, 2020
13,032
N/A
Sprint Corporation
Q4 2019 Filed on Feb 03, 2020
12,302
N/A
RFDI
First Trust ETF Iii Riverfront

ETFs
Q4 2019 Filed on Feb 03, 2020
6,157
$54.09 - $60.15 $333K - $370K
LSCC
Lattice Semiconductor Corp

Technology
Q4 2019 Filed on Feb 03, 2020
13,943
$17.82 - $20.71 $248K - $289K
LOB
Live Oak Bancshares, Inc.

Financial Services
Q4 2019 Filed on Feb 03, 2020
11,813
$17.15 - $19.43 $203K - $230K
AEG
Aegon Nv

Financial Services
Q4 2019 Filed on Feb 03, 2020
16,032
$3.95 - $4.69 $63.3K - $75.2K
AMCX
Amc Networks Inc.

Communication Services
Q4 2019 Filed on Feb 03, 2020
8,450
$35.91 - $48.67 $303K - $411K
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 03, 2020
56,857
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 03, 2020
63,735
N/A
PJP
Invesco Exchange Traded Fd Tr

ETFs
Q4 2019 Filed on Feb 03, 2020
3,535
$55.19 - $65.7 $195K - $232K
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