Sigma Planning Corp Closed Holding Positions

Sigma Planning Corp

  • $3.18 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Sibanye Stillwater
Q1 2020 Filed on May 01, 2020
115,273
N/A
SIEN
Sientra, Inc.

Healthcare
Q1 2020 Filed on May 01, 2020
12,288
$1.0 - $9.34 $12.3K - $115K
SVM
Silvercorp Metals Inc

Basic Materials
Q1 2020 Filed on May 01, 2020
168,902
$2.03 - $5.69 $343K - $961K
Noble Corp PLC
Q1 2020 Filed on May 01, 2020
12,500
N/A
AGR
Avangrid, Inc.

Utilities
Q4 2019 Filed on Feb 03, 2020
3,917
$48.09 - $51.93 $188K - $203K
Celgene Corp
Q4 2019 Filed on Feb 03, 2020
7,224
N/A
Dean Foods CO New
Q4 2019 Filed on Feb 03, 2020
11,733
N/A
FDMO
Fidelity Covington Tr Momentum

ETFs
Q4 2019 Filed on Feb 03, 2020
50,639
$34.06 - $36.78 $1.72M - $1.86M
IFV
First Trust Dorsey Wright Inte

ETFs
Q4 2019 Filed on Feb 03, 2020
14,798
$18.54 - $21.33 $274K - $316K
FSD
First Trust High Income Long/Short Fund

Financial Services
Q4 2019 Filed on Feb 03, 2020
11,411
$14.91 - $15.75 $170K - $180K
Hcp Inc
Q4 2019 Filed on Feb 03, 2020
25,895
N/A
Owens Ill Inc
Q4 2019 Filed on Feb 03, 2020
13,032
N/A
Sprint Corporation
Q4 2019 Filed on Feb 03, 2020
12,302
N/A
RFDI
First Trust ETF Iii Riverfront

ETFs
Q4 2019 Filed on Feb 03, 2020
6,157
$54.09 - $60.15 $333K - $370K
LSCC
Lattice Semiconductor Corp

Technology
Q4 2019 Filed on Feb 03, 2020
13,943
$17.82 - $20.71 $248K - $289K
LOB
Live Oak Bancshares, Inc.

Financial Services
Q4 2019 Filed on Feb 03, 2020
11,813
$17.15 - $19.43 $203K - $230K
AMCX
Amc Networks Inc.

Communication Services
Q4 2019 Filed on Feb 03, 2020
8,450
$35.91 - $48.67 $303K - $411K
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 03, 2020
56,857
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 03, 2020
63,735
N/A
PJP
Invesco Exchange Traded Fd Tr

ETFs
Q4 2019 Filed on Feb 03, 2020
3,535
$55.19 - $65.7 $195K - $232K
Suntrust Bks Inc
Q4 2019 Filed on Feb 03, 2020
4,226
N/A
USCI
United States Commodity Index Funds Trust

ETFs
Q4 2019 Filed on Feb 03, 2020
5,675
$16.01 - $17.85 $90.9K - $101K
NPO
Enpro Industries, Inc

Industrials
Q4 2019 Filed on Feb 03, 2020
3,159
$62.36 - $71.56 $197K - $226K
GIM
Templeton Global Income Fund

Financial Services
Q4 2019 Filed on Feb 03, 2020
10,067
$5.86 - $6.19 $59K - $62.3K
AYX
Alteryx, Inc.

Technology
Q4 2019 Filed on Feb 03, 2020
3,021
$87.42 - $115.75 $264K - $350K
CLIR
Clear Sign Technologies Corp

Industrials
Q4 2019 Filed on Feb 03, 2020
10,271
$0.73 - $1.27 $7.5K - $13K
Ferrellgas Partners L.P.
Q4 2019 Filed on Feb 03, 2020
11,190
N/A
Second Sight Med Prods Inc
Q4 2019 Filed on Feb 03, 2020
161,337
N/A
Vermillion Inc
Q4 2019 Filed on Feb 03, 2020
20,200
N/A
GLPG
Galapagos Nv

Healthcare
Q4 2019 Filed on Feb 03, 2020
1,696
$146.12 - $215.82 $248K - $366K
HALL
Hallmark Financial Services Inc

Financial Services
Q4 2019 Filed on Feb 03, 2020
17,790
$16.13 - $19.88 $287K - $354K
Huami Corp
Q4 2019 Filed on Feb 03, 2020
13,300
N/A
LAD
Lithia Motors Inc

Consumer Cyclical
Q4 2019 Filed on Feb 03, 2020
2,142
$121.05 - $163.68 $259K - $351K
Pareteum Corp
Q4 2019 Filed on Feb 03, 2020
41,200
N/A
SWCH
Switch, Inc.

Technology
Q4 2019 Filed on Feb 03, 2020
29,760
$14.16 - $15.99 $421K - $476K
Acasti Pharma Inc
Q4 2019 Filed on Feb 03, 2020
10,300
N/A
AXU
Alexco Resource Corp

Basic Materials
Q4 2019 Filed on Feb 03, 2020
13,000
$1.6 - $2.34 $20.8K - $30.4K
Arconic Inc
Q4 2019 Filed on Feb 03, 2020
15,147
N/A
Dunkin Brands Group Inc
Q4 2019 Filed on Feb 03, 2020
38,801
N/A
PUI
Invesco Exchange Traded Fd Tr

ETFs
Q4 2019 Filed on Feb 03, 2020
47,766
$32.82 - $35.0 $1.57M - $1.67M
LSTR
Landstar System Inc

Industrials
Q4 2019 Filed on Feb 03, 2020
3,350
$108.64 - $118.51 $364K - $397K
MDU
Mdu Resources Group Inc

Industrials
Q4 2019 Filed on Feb 03, 2020
11,219
$27.35 - $29.77 $307K - $334K
BYND
Beyond Meat, Inc.

Consumer Defensive
Q4 2019 Filed on Feb 03, 2020
2,500
$73.6 - $146.42 $184K - $366K
Apollo Global Mgmt LLC
Q3 2019 Filed on Nov 01, 2019
22,544
N/A
PI
Impinj Inc

Technology
Q3 2019 Filed on Nov 01, 2019
16,000
$30.35 - $39.94 $486K - $639K
VBF
Invesco Bond Fund

Financial Services
Q3 2019 Filed on Nov 01, 2019
11,252
$18.75 - $20.16 $211K - $227K
VEGI
Ishares Inc Msci Global Agricu

ETFs
Q3 2019 Filed on Nov 01, 2019
10,541
$25.93 - $28.58 $273K - $301K
NEOG
Neogen Corp

Healthcare
Q3 2019 Filed on Nov 01, 2019
4,478
$30.12 - $39.4 $135K - $176K
PEB
Pebblebrook Hotel Trust

Real Estate
Q3 2019 Filed on Nov 01, 2019
20,139
$26.01 - $29.3 $524K - $590K
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