Sigma Planning Corp Closed Holding Positions

Sigma Planning Corp

$3.18 Billion
Q2 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
SWAN Amplify ETF Tr Blackswan Growt	Q2 2021 Filed on Aug 13, 2021	7,903	N/A
ATHM Autohome Inc. Communication Services	Q2 2021 Filed on Aug 13, 2021	5,606	$62.37 - $96.85 $350K - $543K
Cohen & Steers Mlp Income & Energy Opportunity Fd Inc Com Shs	Q2 2021 Filed on Aug 13, 2021	15,100	N/A
BVN Buenaventura Mining CO Inc Basic Materials	Q2 2021 Filed on Aug 13, 2021	14,820	$8.8 - $12.27 $130K - $182K
EBS Emergent Bio Solutions Inc. Healthcare	Q2 2021 Filed on Aug 13, 2021	5,981	$56.61 - $80.46 $339K - $481K
Flir Systems Inc	Q2 2021 Filed on Aug 13, 2021	10,147	N/A
LOGI Logitech International S.A. Technology	Q2 2021 Filed on Aug 13, 2021	1,951	$99.77 - $138.7 $195K - $271K
MBIO Mustang Bio, Inc. Healthcare	Q2 2021 Filed on Aug 13, 2021	89,425	$2.7 - $3.81 $241K - $341K
Fs Kkr Cap Corp Ii Com	Q2 2021 Filed on Aug 13, 2021	62,133	N/A
QLTA Ishares Trust Aaa A Rated Corp ETFs	Q2 2021 Filed on Aug 13, 2021	3,945	$55.4 - $56.85 $219K - $224K
API Agora, Inc. Technology	Q2 2021 Filed on Aug 13, 2021	16,044	$36.94 - $59.8 $593K - $959K
APPN Appian Corp Technology	Q2 2021 Filed on Aug 13, 2021	2,095	$77.49 - $149.22 $162K - $313K
HRB H&R Block Inc Consumer Cyclical	Q2 2021 Filed on Aug 13, 2021	9,769	$21.86 - $26.19 $214K - $256K
EWT Ishares Inc Msci Taiwan ETF ETFs	Q2 2021 Filed on Aug 13, 2021	4,905	$56.86 - $65.34 $279K - $320K
ISCG Ishares Morningstar Small Cap ETFs	Q2 2021 Filed on Aug 13, 2021	26,308	$47.38 - $52.6 $1.25M - $1.38M
Ishares Ibonds Dec 2021 Term Muni Bond ETF	Q2 2021 Filed on Aug 13, 2021	8,118	N/A
MAXR Maxar Technologies Inc. Technology	Q2 2021 Filed on Aug 13, 2021	6,251	$27.95 - $41.29 $175K - $258K
NULV Nuveen Esg Large Cap Value ETF ETFs	Q2 2021 Filed on Aug 13, 2021	5,729	$36.47 - $38.55 $209K - $221K
ORI Old Republic International Corp Financial Services	Q2 2021 Filed on Aug 13, 2021	25,052	$21.9 - $26.56 $549K - $665K
TMHC Taylor Morrison Home Corp Consumer Cyclical	Q2 2021 Filed on Aug 13, 2021	8,800	$25.93 - $32.8 $228K - $289K
FUV Arcimoto Inc Consumer Cyclical	Q2 2021 Filed on Aug 13, 2021	14,415	$7.44 - $17.6 $107K - $254K
CCD Calamos Dynamic Convertible & Income Fund Financial Services	Q2 2021 Filed on Aug 13, 2021	8,705	$30.78 - $33.02 $268K - $287K
CGRN Capstone Green Energy Corp Industrials	Q2 2021 Filed on Aug 13, 2021	41,515	$5.56 - $9.25 $231K - $384K
Collplant Biotechnologies LTD Ads	Q2 2021 Filed on Aug 13, 2021	19,700	N/A
Companhia Paranaense De Energia (Copel) Sponsored Adr	Q2 2021 Filed on Aug 13, 2021	14,710	N/A
DTEA Davi Ds Tea Inc. Consumer Defensive	Q2 2021 Filed on Aug 13, 2021	13,500	$3.01 - $5.43 $40.6K - $73.3K
DBI Designer Brands Inc. Consumer Cyclical	Q2 2021 Filed on Aug 13, 2021	46,467	$15.58 - $20.09 $724K - $934K
DBD Diebold Nixdorf, Inc Technology	Q2 2021 Filed on Aug 13, 2021	19,300	$12.09 - $15.4 $233K - $297K
Discovery Hldg CO	Q2 2021 Filed on Aug 13, 2021	140,268	N/A
FFIV F5, Inc. Technology	Q2 2021 Filed on Aug 13, 2021	999	$174.96 - $215.35 $175K - $215K
FVRR Fiverr International Ltd. Communication Services	Q2 2021 Filed on Aug 13, 2021	968	$157.97 - $252.15 $153K - $244K
EDOC Global X Fds Telemedicine & Di ETFs	Q2 2021 Filed on Aug 13, 2021	14,740	$17.5 - $20.26 $258K - $299K
GPL Great Panther Mining LTD Basic Materials	Q2 2021 Filed on Aug 13, 2021	191,279	$6.1 - $9.0 $1.17M - $1.72M
EEMA Ishares Msci Emerging Markets ETFs	Q2 2021 Filed on Aug 13, 2021	6,874	$87.12 - $93.94 $599K - $646K
KALA Kala Pharmaceuticals, Inc. Healthcare	Q2 2021 Filed on Aug 13, 2021	13,700	$5.06 - $8.15 $69.3K - $112K
KEP Korea Electric Power Corp Utilities	Q2 2021 Filed on Aug 13, 2021	11,000	$10.39 - $12.18 $114K - $134K
Livexlive Media Inc Com New	Q2 2021 Filed on Aug 13, 2021	14,000	N/A
MMT Mfs Multimarket Income Trust Financial Services	Q2 2021 Filed on Aug 13, 2021	13,610	$6.19 - $6.59 $84.2K - $89.7K
RWLK Re Walk Robotics Ltd. Healthcare	Q2 2021 Filed on Aug 13, 2021	13,050	$1.63 - $2.41 $21.3K - $31.5K
SY So Young International Inc. Healthcare	Q2 2021 Filed on Aug 13, 2021	41,441	$7.53 - $10.78 $312K - $447K
Star Peak Energy Transition CO Cl A	Q2 2021 Filed on Aug 13, 2021	21,238	N/A
SIVB Svb Financial Group Financial Services	Q2 2021 Filed on Aug 13, 2021	13,758	$483.33 - $606.83 $6.65M - $8.35M
ESGV Vanguard World Fd Esg U.S. Sto ETFs	Q2 2021 Filed on Aug 13, 2021	28,499	$74.71 - $80.04 $2.13M - $2.28M
QQQN Victory Portfolios Ii Victorys ETFs	Q2 2021 Filed on Aug 13, 2021	103,753	$29.58 - $34.45 $3.07M - $3.57M
Voya Prime Rate Tr Sh Ben Int	Q2 2021 Filed on Aug 13, 2021	12,884	N/A
WCN Waste Connections, Inc. Industrials	Q2 2021 Filed on Aug 13, 2021	6,310	$109.38 - $123.62 $690K - $780K
ERX Direxion Daily Energy Bull 2 X ETFs	Q2 2021 Filed on Aug 13, 2021	12,300	$21.68 - $30.54 $267K - $376K
FIVE Five Below, Inc Consumer Cyclical	Q2 2021 Filed on Aug 13, 2021	1,100	$177.87 - $202.86 $196K - $223K
Renewable Energy Group Inc Com New	Q2 2021 Filed on Aug 13, 2021	5,000	N/A
ABMD Abiomed Inc Healthcare	Q1 2021 Filed on May 06, 2021	910	$285.92 - $355.13 $260K - $323K

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