Sigma Planning Corp Closed Holding Positions

Sigma Planning Corp

$3.07 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Proshares Tr	Q1 2018 Filed on May 11, 2018	13,004	N/A
SJR Shaw Communications Inc Communication Services	Q1 2018 Filed on May 11, 2018	11,254	$18.6 - $23.1 $209K - $260K
Sodastream International LTD	Q1 2018 Filed on May 11, 2018	5,625	N/A
Tcp Cap Corp	Q1 2018 Filed on May 11, 2018	15,027	N/A
TOL Toll Brothers, Inc. Consumer Cyclical	Q1 2018 Filed on May 11, 2018	4,520	$42.67 - $52.54 $193K - $237K
UEC Uranium Energy Corp Energy	Q1 2018 Filed on May 11, 2018	43,492	$1.26 - $1.98 $54.8K - $86.1K
HEDJ Wisdomtree Europe Hedged Equit ETFs	Q1 2018 Filed on May 11, 2018	3,495	N/A
Allianzgi Equity & Conv Inco	Q1 2018 Filed on May 11, 2018	13,495	N/A
GBT Global Blood Therapeutics, Inc. Healthcare	Q1 2018 Filed on May 11, 2018	7,575	$39.6 - $65.9 $300K - $499K
Global X Fds	Q1 2018 Filed on May 11, 2018	11,493	N/A
OSK Oshkosh Corp Industrials	Q1 2018 Filed on May 11, 2018	20,728	$75.99 - $96.24 $1.58M - $1.99M
Proofpoint Inc	Q1 2018 Filed on May 11, 2018	2,680	N/A
U.S. Auto Parts Network Inc	Q1 2018 Filed on May 11, 2018	30,000	N/A
DLS Wisdomtree Tr Intl Small Cap D ETFs	Q1 2018 Filed on May 11, 2018	2,799	N/A
Boardwalk Pipeline Partners	Q4 2017 Filed on Feb 07, 2018	12,697	N/A
Claymore Exchange Trd Fd Tr	Q4 2017 Filed on Feb 07, 2018	48,466	N/A
Claymore Exchange Trd Fd Tr	Q4 2017 Filed on Feb 07, 2018	33,700	N/A
CFMS Conformis Inc Healthcare	Q4 2017 Filed on Feb 07, 2018	23,710	$2.24 - $4.13 $53.1K - $97.9K
Ddr Corp	Q4 2017 Filed on Feb 07, 2018	10,465	N/A
Direxion Shs ETF Tr	Q4 2017 Filed on Feb 07, 2018	19,660	N/A
Dr Pepper Snapple Group Inc	Q4 2017 Filed on Feb 07, 2018	2,785	N/A
FDEU First Trust Dynamic Europe Equity Income Fund Financial Services	Q4 2017 Filed on Feb 07, 2018	10,966	$17.69 - $19.4 $194K - $213K
Goldcorp Inc New	Q4 2017 Filed on Feb 07, 2018	16,207	N/A
GES Guess Inc Consumer Cyclical	Q4 2017 Filed on Feb 07, 2018	15,967	$15.08 - $17.95 $241K - $287K
MCHI Ishares Msci China ETF ETFs	Q4 2017 Filed on Feb 07, 2018	6,064	$63.42 - $69.96 $385K - $424K
ILF Ishares Latin America 40 ETF ETFs	Q4 2017 Filed on Feb 07, 2018	15,202	N/A
ILCV Ishares Morningstar Value ETF ETFs	Q4 2017 Filed on Feb 07, 2018	3,433	N/A
KIM Kimco Realty Corp Real Estate	Q4 2017 Filed on Feb 07, 2018	12,124	$17.95 - $19.46 $218K - $236K
KOPN Kopin Corp Technology	Q4 2017 Filed on Feb 07, 2018	13,000	$3.02 - $4.37 $39.3K - $56.8K
Level 3 Communications Inc	Q4 2017 Filed on Feb 07, 2018	10,589	N/A
USA Liberty All Star Equity Fund Financial Services	Q4 2017 Filed on Feb 07, 2018	99,785	$5.95 - $6.3 $594K - $629K
Liberty Media Corp	Q4 2017 Filed on Feb 07, 2018	20,000	N/A
NBH Neuberger Berman Municipal Fund Inc. Financial Services	Q4 2017 Filed on Feb 07, 2018	17,227	$14.59 - $15.51 $251K - $267K
NS Nu Star Energy L.P. Energy	Q4 2017 Filed on Feb 07, 2018	4,928	$26.9 - $40.87 $133K - $201K
Powershares ETF Tr Ii	Q4 2017 Filed on Feb 07, 2018	10,988	N/A
Powershares ETF Trust	Q4 2017 Filed on Feb 07, 2018	2,316	N/A
Powershares ETF Trust	Q4 2017 Filed on Feb 07, 2018	13,116	N/A
Powershares ETF Trust	Q4 2017 Filed on Feb 07, 2018	4,476	N/A
Powershares ETF Trust Ii	Q4 2017 Filed on Feb 07, 2018	8,334	N/A
BIB Proshares Trust Proshares Ul ETFs	Q4 2017 Filed on Feb 07, 2018	4,090	N/A
SENS Senseonics Holdings, Inc. Healthcare	Q4 2017 Filed on Feb 07, 2018	13,700	$2.43 - $3.54 $33.3K - $48.5K
Tahoe Res Inc	Q4 2017 Filed on Feb 07, 2018	26,136	N/A
THQ Tekla Healthcare Opportunities Fund Financial Services	Q4 2017 Filed on Feb 07, 2018	12,936	$16.88 - $18.92 $218K - $245K
Ticc Capital Corp	Q4 2017 Filed on Feb 07, 2018	10,200	N/A
Two Hbrs Invt Corp	Q4 2017 Filed on Feb 07, 2018	40,170	N/A
Ubs Ag London Brh	Q4 2017 Filed on Feb 07, 2018	10,161	N/A
VGI Virtus Global Multi Sector Income Fund Financial Services	Q4 2017 Filed on Feb 07, 2018	26,140	$17.43 - $18.87 $456K - $493K
TTD Trade Desk, Inc. Technology	Q4 2017 Filed on Feb 07, 2018	5,000	$4.42 - $6.65 $22.1K - $33.3K

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