Stifel Financial Corp Closed Holding Positions

Stifel Financial Corp

$93.2 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
CKPT Checkpoint Therapeutics, Inc. Healthcare	Q3 2019 Filed on Nov 13, 2019	10,594	$2.15 - $3.36 $22.8K - $35.6K
Tocagen Inc	Q3 2019 Filed on Nov 13, 2019	36,615	N/A
Viveve Med Inc	Q3 2019 Filed on Nov 13, 2019	315,086	N/A
Emc Ins Group Inc	Q3 2019 Filed on Nov 13, 2019	10,000	N/A
Fidelity Southern Corp New	Q3 2019 Filed on Nov 13, 2019	30,832	N/A
Array Biopharma Inc	Q3 2019 Filed on Nov 13, 2019	30,214	N/A
Habit Restaurants Inc	Q3 2019 Filed on Nov 13, 2019	129,654	N/A
XXII 22nd Century Group, Inc. Consumer Defensive	Q3 2019 Filed on Nov 13, 2019	10,572	$1.36 - $2.4 $14.4K - $25.4K
USMF Wisdomtree Tr Us Multifactor F ETFs	Q3 2019 Filed on Nov 13, 2019	6,950	$30.18 - $30.76 $210K - $214K
Chaserg Technlgy Acquisitn C	Q3 2019 Filed on Nov 13, 2019	51,898	N/A
Hopfed Bancorp Inc	Q3 2019 Filed on Nov 13, 2019	70,334	N/A
Pivotal Acquisition Corp	Q3 2019 Filed on Nov 13, 2019	14,580	N/A
Thunder Bridge Acquisition L	Q3 2019 Filed on Nov 13, 2019	17,500	N/A
LILAK Liberty Latin Amer LTD Cl C (B Communication Services	Q3 2019 Filed on Nov 13, 2019	11,768	$17.09 - $18.58 $201K - $219K
CCU United Breweries CO Inc Consumer Defensive	Q3 2019 Filed on Nov 13, 2019	38,695	$22.09 - $29.3 $855K - $1.13M
Gsv Cap Corp	Q3 2019 Filed on Nov 13, 2019	12,000	N/A
PBP Invesco Exchange Traded Fd Tr ETFs	Q3 2019 Filed on Nov 13, 2019	30,761	$21.04 - $22.05 $647K - $678K
PWC Invesco Exchange Traded Fd Tr	Q3 2019 Filed on Nov 13, 2019	7,030	N/A
FM Ishares Msci Frontier And Sele ETFs	Q3 2019 Filed on Nov 13, 2019	22,872	$27.86 - $28.3 $637K - $647K
Ubs Ag Jersey Brh	Q3 2019 Filed on Nov 13, 2019	23,372	N/A
Amag Pharmaceuticals Inc	Q3 2019 Filed on Nov 13, 2019	87,728	N/A
Magellan Health Inc	Q3 2019 Filed on Nov 13, 2019	27,511	N/A
Providence Svc Corp	Q3 2019 Filed on Nov 13, 2019	24,505	N/A
RXN Zurn Water Solutions Corporation Industrials	Q3 2019 Filed on Nov 13, 2019	99,807	N/A
Tower Intl Inc	Q3 2019 Filed on Nov 13, 2019	61,512	N/A
Gx Acquisition Corp	Q3 2019 Filed on Nov 13, 2019	50,000	N/A
Mudrick Cap Acquisition Corp	Q3 2019 Filed on Nov 13, 2019	50,000	N/A
South Mtn Merger Corp	Q3 2019 Filed on Nov 13, 2019	50,000	N/A
South Plains Financial Inc	Q3 2019 Filed on Nov 13, 2019	26,654	N/A
Trident Acquisitions Corp	Q3 2019 Filed on Nov 13, 2019	46,498	N/A
Capitol Invt Corp Iv	Q3 2019 Filed on Nov 13, 2019	50,000	N/A
Ensco Rowan PLC	Q3 2019 Filed on Nov 13, 2019	47,412	N/A
Assertio Therapeutics Inc	Q3 2019 Filed on Nov 13, 2019	16,951	N/A
Atlas Air Worldwide Hldgs In	Q3 2019 Filed on Nov 13, 2019	19,506	N/A
AVYA Avaya Holdings Corp. Technology	Q3 2019 Filed on Nov 13, 2019	12,232	$10.23 - $14.3 $125K - $175K
Barnes & Noble Inc	Q3 2019 Filed on Nov 13, 2019	10,887	N/A
Clovis Oncology Inc	Q3 2019 Filed on Nov 13, 2019	15,077	N/A
Corenergy Infrastructure Tr	Q3 2019 Filed on Nov 13, 2019	18,224	N/A
Ctrip Com Intl LTD	Q3 2019 Filed on Nov 13, 2019	29,573	N/A
Cushing Renaissance Fd	Q3 2019 Filed on Nov 13, 2019	10,500	N/A
Dpw Hldgs Inc	Q3 2019 Filed on Nov 13, 2019	18,582	N/A
FNHC Fed Nat Holding CO Financial Services	Q3 2019 Filed on Nov 13, 2019	17,185	$11.49 - $14.6 $197K - $251K
MFLX First Tr Exchange Traded Fd Vi	Q3 2019 Filed on Nov 13, 2019	10,940	N/A
IWX Ishares Tr Russell 200 Value E ETFs	Q3 2019 Filed on Nov 13, 2019	24,822	$51.81 - $55.72 $1.29M - $1.38M
Norbord Inc	Q3 2019 Filed on Nov 13, 2019	12,110	N/A
Nutanix Inc	Q3 2019 Filed on Nov 13, 2019	14,005	N/A
Pivotal Software Inc	Q3 2019 Filed on Nov 13, 2019	25,392	N/A
Restoration Hardware Hldgs I	Q3 2019 Filed on Nov 13, 2019	11,478	N/A
RUSHA Rush Enterprises Inc Tx Consumer Cyclical	Q3 2019 Filed on Nov 13, 2019	6,274	$22.69 - $27.59 $142K - $173K
SACH Sachem Capital Corp. Real Estate	Q3 2019 Filed on Nov 13, 2019	13,700	$4.55 - $5.6 $62.3K - $76.7K

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